401k Plan data: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN plan

THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 401k Plan overview

Plan Name	THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN
Plan identification number	001

THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SYNERGETICS, INC. has sponsored the creation of one or more 401k plans.

Company Name: SYNERGETICS, INC.

Employer identification number (EIN): 431585312

NAIC Classification: 339110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 MARY EGAN
001 2016-01-01 KELLY WEBBER
001 2015-01-01 KELLY WEBBER
001 2014-01-01 ELEANOR
001 2013-01-01 ANGIE WARD
001 2012-01-01 ELEANOR BENINATI
001 2011-01-01 ELEANOR BENINATI
001 2010-01-01 KIMBERLY M. ELMORE
001 2009-01-01 KIM ELMORE
001 2009-01-01 KIM ELMORE KIM ELMORE 2010-10-15
001 2009-01-01 KIM ELMORE
001 2009-01-01 KIM ELMORE 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	MARY EGAN
001	2016-01-01	KELLY WEBBER
001	2015-01-01	KELLY WEBBER
001	2014-01-01	ELEANOR
001	2013-01-01	ANGIE WARD
001	2012-01-01	ELEANOR BENINATI
001	2011-01-01	ELEANOR BENINATI
001	2010-01-01	KIMBERLY M. ELMORE
001	2009-01-01	KIM ELMORE
001	2009-01-01	KIM ELMORE	KIM ELMORE	2010-10-15
001	2009-01-01	KIM ELMORE
001	2009-01-01		KIM ELMORE	2010-10-15

Plan Statistics for THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN

401k plan membership statisitcs for THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN

Measure Date Value
2018: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 177
Total of all active and inactive participants 2017-01-01 178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 178
Number of participants with account balances 2017-01-01 178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 291
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 196
Total of all active and inactive participants 2016-01-01 196
Total participants 2016-01-01 196
Number of participants with account balances 2016-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 394
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 286
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 145
Total of all active and inactive participants 2015-01-01 431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 431
Number of participants with account balances 2015-01-01 291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 374
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 289
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 104
Total of all active and inactive participants 2014-01-01 393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 393
Number of participants with account balances 2014-01-01 370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 31
2013: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 316
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 303
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 68
Total of all active and inactive participants 2013-01-01 371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 371
Number of participants with account balances 2013-01-01 354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 20
2012: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 313
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 283
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 33
Total of all active and inactive participants 2012-01-01 316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 316
Number of participants with account balances 2012-01-01 275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 12
2011: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 339
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 291
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 20
Total of all active and inactive participants 2011-01-01 311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 311
Number of participants with account balances 2011-01-01 163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2010: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 345
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 324
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 12
Total of all active and inactive participants 2010-01-01 336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 336
Number of participants with account balances 2010-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 284
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 328
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 17
Total of all active and inactive participants 2009-01-01 345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 345
Number of participants with account balances 2009-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	177
Total of all active and inactive participants	2017-01-01	178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	178
Number of participants with account balances	2017-01-01	178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	291
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	196
Total of all active and inactive participants	2016-01-01	196
Total participants	2016-01-01	196
Number of participants with account balances	2016-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	394
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	286
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	145
Total of all active and inactive participants	2015-01-01	431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	431
Number of participants with account balances	2015-01-01	291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	374
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	289
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	104
Total of all active and inactive participants	2014-01-01	393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	393
Number of participants with account balances	2014-01-01	370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	31
2013: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	316
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	303
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	68
Total of all active and inactive participants	2013-01-01	371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	371
Number of participants with account balances	2013-01-01	354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	20
2012: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	313
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	283
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	33
Total of all active and inactive participants	2012-01-01	316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	316
Number of participants with account balances	2012-01-01	275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	12
2011: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	339
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	291
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	20
Total of all active and inactive participants	2011-01-01	311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	311
Number of participants with account balances	2011-01-01	163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2010: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	345
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	324
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	12
Total of all active and inactive participants	2010-01-01	336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	336
Number of participants with account balances	2010-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	284
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	328
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	17
Total of all active and inactive participants	2009-01-01	345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	345
Number of participants with account balances	2009-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN

Measure	Date	Value
2018 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-10	$-25,511
Total of all expenses incurred	2018-12-10	$1,330,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-10	$1,317,331
Value of total assets at end of year	2018-12-10	$0
Value of total assets at beginning of year	2018-12-10	$1,355,603
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-10	$12,761
Total interest from all sources	2018-12-10	$628
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-10	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-10	$0
Was this plan covered by a fidelity bond	2018-12-10	Yes
Value of fidelity bond cover	2018-12-10	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-10	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-10	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-10	No
Administrative expenses (other) incurred	2018-12-10	$12,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-10	No
Value of net income/loss	2018-12-10	$-1,355,603
Value of net assets at end of year (total assets less liabilities)	2018-12-10	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-10	$1,355,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-10	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-10	No
Were any leases to which the plan was party in default or uncollectible	2018-12-10	No
Value of interest in pooled separate accounts at end of year	2018-12-10	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-10	$1,272,628
Interest earned on other investments	2018-12-10	$628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-10	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-10	$82,975
Net investment gain/loss from pooled separate accounts	2018-12-10	$-26,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-10	No
Was there a failure to transmit to the plan any participant contributions	2018-12-10	No
Has the plan failed to provide any benefit when due under the plan	2018-12-10	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-10	$1,317,331
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-10	No
Did the plan have assets held for investment	2018-12-10	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-10	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-10	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-10	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-10	Disclaimer
Accountancy firm name	2018-12-10	UHY LLP
Accountancy firm EIN	2018-12-10	200694403
2017 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$223,160
Total of all expenses incurred	2017-12-31	$440,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$426,980
Value of total assets at end of year	2017-12-31	$1,355,603
Value of total assets at beginning of year	2017-12-31	$1,572,813
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$13,390
Total interest from all sources	2017-12-31	$592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Administrative expenses (other) incurred	2017-12-31	$13,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-217,210
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,355,603
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,572,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$1,272,628
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,515,085
Interest earned on other investments	2017-12-31	$592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$82,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$57,728
Net investment gain/loss from pooled separate accounts	2017-12-31	$222,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$426,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	UHY LLP
Accountancy firm EIN	2017-12-31	200694403
2016 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$135,409
Total of all expenses incurred	2016-12-31	$1,621,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,577,351
Expenses. Certain deemed distributions of participant loans	2016-12-31	$27,317
Value of total assets at end of year	2016-12-31	$1,572,813
Value of total assets at beginning of year	2016-12-31	$3,059,335
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$17,263
Total interest from all sources	2016-12-31	$798
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Participant contributions at beginning of year	2016-12-31	$42,252
Other income not declared elsewhere	2016-12-31	$18,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-1,486,522
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,572,813
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,059,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$823
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,515,085
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,625,229
Interest on participant loans	2016-12-31	$798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$57,728
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$391,854
Net investment gain/loss from pooled separate accounts	2016-12-31	$116,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,577,351
Contract administrator fees	2016-12-31	$16,440
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	UHY LLP
Accountancy firm EIN	2016-12-31	200694403
2015 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$723,050
Total of all expenses incurred	2015-12-31	$3,885,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,849,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$780,684
Value of total assets at end of year	2015-12-31	$3,059,335
Value of total assets at beginning of year	2015-12-31	$6,221,459
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$35,455
Total interest from all sources	2015-12-31	$4,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$665,160
Participant contributions at end of year	2015-12-31	$42,252
Participant contributions at beginning of year	2015-12-31	$96,188
Other income not declared elsewhere	2015-12-31	$6,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-3,162,124
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,059,335
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$6,221,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,625,229
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$5,691,083
Interest on participant loans	2015-12-31	$4,012
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$391,854
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$434,188
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$158,996
Net investment gain/loss from pooled separate accounts	2015-12-31	$-68,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$115,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,690,723
Contract administrator fees	2015-12-31	$35,455
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	UHY LLP
Accountancy firm EIN	2015-12-31	200694403
2014 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,282,346
Total of all expenses incurred	2014-12-31	$632,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$609,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$931,331
Value of total assets at end of year	2014-12-31	$6,221,459
Value of total assets at beginning of year	2014-12-31	$5,572,043
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$22,974
Total interest from all sources	2014-12-31	$3,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$809,529
Participant contributions at end of year	2014-12-31	$96,188
Participant contributions at beginning of year	2014-12-31	$69,223
Other income not declared elsewhere	2014-12-31	$7,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$649,416
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,221,459
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,572,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$5,691,083
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$5,031,674
Interest on participant loans	2014-12-31	$3,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$434,188
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$471,146
Net investment gain/loss from pooled separate accounts	2014-12-31	$340,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$121,802
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$609,956
Contract administrator fees	2014-12-31	$22,974
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	UHY LLP
Accountancy firm EIN	2014-12-31	200694403
2013 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,891,450
Total of all expenses incurred	2013-12-31	$542,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$525,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,016,520
Value of total assets at end of year	2013-12-31	$5,572,043
Value of total assets at beginning of year	2013-12-31	$4,223,504
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$17,888
Total interest from all sources	2013-12-31	$2,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$691,905
Participant contributions at end of year	2013-12-31	$69,223
Participant contributions at beginning of year	2013-12-31	$67,718
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$145,494
Other income not declared elsewhere	2013-12-31	$5,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,348,539
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,572,043
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,223,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$5,031,674
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,972,346
Interest on participant loans	2013-12-31	$2,702
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$471,146
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$183,440
Net investment gain/loss from pooled separate accounts	2013-12-31	$867,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$179,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$525,023
Contract administrator fees	2013-12-31	$17,888
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	UHY LLP
Accountancy firm EIN	2013-12-31	200694403
2012 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,148,444
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$169,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$153,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$706,785
Value of total assets at end of year	2012-12-31	$4,223,504
Value of total assets at beginning of year	2012-12-31	$3,244,405
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$15,506
Total interest from all sources	2012-12-31	$3,382
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$100,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$580,497
Participant contributions at end of year	2012-12-31	$67,718
Participant contributions at beginning of year	2012-12-31	$88,910
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$27,005
Other income not declared elsewhere	2012-12-31	$4,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$979,099
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,223,504
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,244,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,972,346
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,785,469
Interest on participant loans	2012-12-31	$3,382
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$183,440
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$370,026
Net investment gain/loss from pooled separate accounts	2012-12-31	$434,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$99,283
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$153,839
Contract administrator fees	2012-12-31	$15,506
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	UHY LLP
Accountancy firm EIN	2012-12-31	200694403
2011 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$421,848
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$162,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$149,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$473,599
Value of total assets at end of year	2011-12-31	$3,244,405
Value of total assets at beginning of year	2011-12-31	$2,985,400
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$13,057
Total interest from all sources	2011-12-31	$3,850
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$100,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$411,206
Participant contributions at end of year	2011-12-31	$88,910
Participant contributions at beginning of year	2011-12-31	$88,218
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$1,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$259,005
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,244,405
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,985,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,785,469
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,811,362
Interest on participant loans	2011-12-31	$3,850
Value of interest in common/collective trusts at beginning of year	2011-12-31	$65,748
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$370,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$20,072
Net investment gain/loss from pooled separate accounts	2011-12-31	$-57,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$62,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$149,786
Contract administrator fees	2011-12-31	$13,057
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	UHY LLP
Accountancy firm EIN	2011-12-31	200694403
2010 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$696,300
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$165,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$161,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$398,541
Value of total assets at end of year	2010-12-31	$2,985,400
Value of total assets at beginning of year	2010-12-31	$2,454,285
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,815
Total interest from all sources	2010-12-31	$4,644
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$100,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$372,982
Participant contributions at end of year	2010-12-31	$88,218
Participant contributions at beginning of year	2010-12-31	$72,605
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$2,751
Other income not declared elsewhere	2010-12-31	$107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$531,115
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,985,400
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,454,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,145,496
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,811,362
Interest on participant loans	2010-12-31	$4,644
Value of interest in common/collective trusts at end of year	2010-12-31	$65,748
Value of interest in common/collective trusts at beginning of year	2010-12-31	$236,184
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$20,072
Net investment gain/loss from pooled separate accounts	2010-12-31	$293,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$22,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$161,370
Contract administrator fees	2010-12-31	$3,815
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	UHY LLP
Accountancy firm EIN	2010-12-31	200694403
2009 : THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN

2018: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE SYNERGETICS, INC. INCENTIVE SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801391

Policy instance

Insurance contract or identification number	801391
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-10
Total amount of commissions paid to insurance broker	USD $2,887
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,887
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801391

Policy instance

Insurance contract or identification number	801391
Number of Individuals Covered	178
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $3,930
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,930
Insurance broker organization code?	3
Insurance broker name	RAYMOND JAMES INSURANCE GROUP INC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801391-000

Policy instance

Insurance contract or identification number	801391-000
Number of Individuals Covered	291
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $19,136
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,136
Insurance broker organization code?	3
Insurance broker name	RAYMOND JAMES INSURANCE GROUP INC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801391-000

Policy instance

Insurance contract or identification number	801391-000
Number of Individuals Covered	370
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $19,369
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,369
Insurance broker organization code?	3
Insurance broker name	RAYMOND JAMES INSURANCE GROUP INC

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801391-000

Policy instance

Insurance contract or identification number	801391-000
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $16,798
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $14,135
Insurance broker organization code?	3
Insurance broker name	OPPENHEIMER LIFE AGENCY LTD

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801391-000

Policy instance

Insurance contract or identification number	801391-000
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $12,557
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $6,966
Insurance broker organization code?	3
Insurance broker name	OPPENHEIMER LIFE AGENCY LTD

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801391-000

Policy instance

Insurance contract or identification number	801391-000
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $10,240
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

801391-000

Policy instance

Insurance contract or identification number	801391-000
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $14,305
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	SYNERGETICS, INC.
Employer identification number (EIN):	431585312
NAIC Classification:	339110