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WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameWINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

WINDOW TECHNOLOGY, INC. has sponsored the creation of one or more 401k plans.

Company Name:WINDOW TECHNOLOGY, INC.
Employer identification number (EIN):431587414
NAIC Classification:332300

Additional information about WINDOW TECHNOLOGY, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2000-10-09
Company Identification Number: P00000094961
Legal Registered Office Address: 3611 S.W. 15TH ST.

MIAMI

33145

More information about WINDOW TECHNOLOGY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022024-01-01JACK WILLIAMS
0022023-01-01
0022023-01-01JACK WILLIAMS
0022022-01-01
0022022-01-01JACK WILLIAMS
0022021-01-01
0022021-01-01JACK WILLIAMS
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JACK WILLIAMS
0022017-01-01JACK WILLIAMS
0022016-01-01MARK HARPER
0022015-01-01MARK HARPER
0022014-01-01MARK HARPER
0022013-01-01ROBERT BERGER
0022012-01-01ROBERT BERGER
0022011-01-01ROBERT BERGER
0022010-01-01ROBERT BERGER
0022009-01-01JARED SCOTT

Plan Statistics for WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2023: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01177
Total number of active participants reported on line 7a of the Form 55002023-01-01124
Number of retired or separated participants receiving benefits2023-01-0136
Number of other retired or separated participants entitled to future benefits2023-01-0119
Total of all active and inactive participants2023-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-012
Total participants2023-01-01181
Number of participants with account balances2023-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-015
2022: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01157
Total number of active participants reported on line 7a of the Form 55002022-01-01105
Number of retired or separated participants receiving benefits2022-01-0128
Number of other retired or separated participants entitled to future benefits2022-01-0125
Total of all active and inactive participants2022-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01160
Number of participants with account balances2022-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0110
2021: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01159
Total number of active participants reported on line 7a of the Form 55002021-01-01101
Number of retired or separated participants receiving benefits2021-01-0119
Number of other retired or separated participants entitled to future benefits2021-01-0126
Total of all active and inactive participants2021-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01147
Number of participants with account balances2021-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0110
2020: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01161
Total number of active participants reported on line 7a of the Form 55002020-01-01114
Number of retired or separated participants receiving benefits2020-01-0123
Number of other retired or separated participants entitled to future benefits2020-01-0113
Total of all active and inactive participants2020-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01152
Number of participants with account balances2020-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01152
Total number of active participants reported on line 7a of the Form 55002019-01-01106
Number of retired or separated participants receiving benefits2019-01-0124
Number of other retired or separated participants entitled to future benefits2019-01-0116
Total of all active and inactive participants2019-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01149
Number of participants with account balances2019-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01137
Total number of active participants reported on line 7a of the Form 55002018-01-01100
Number of retired or separated participants receiving benefits2018-01-0129
Number of other retired or separated participants entitled to future benefits2018-01-018
Total of all active and inactive participants2018-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01138
Number of participants with account balances2018-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01122
Total number of active participants reported on line 7a of the Form 55002017-01-0179
Number of retired or separated participants receiving benefits2017-01-0119
Number of other retired or separated participants entitled to future benefits2017-01-0117
Total of all active and inactive participants2017-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01116
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01113
Total number of active participants reported on line 7a of the Form 55002016-01-0190
Number of retired or separated participants receiving benefits2016-01-0116
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01116
Number of participants with account balances2016-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0189
Total number of active participants reported on line 7a of the Form 55002015-01-0183
Number of retired or separated participants receiving benefits2015-01-0111
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01104
Number of participants with account balances2015-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0182
Total number of active participants reported on line 7a of the Form 55002014-01-0172
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0186
Number of participants with account balances2014-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0180
Total number of active participants reported on line 7a of the Form 55002013-01-0172
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-0179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0179
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0185
Total number of active participants reported on line 7a of the Form 55002012-01-0170
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0178
Number of participants with account balances2012-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0189
Total number of active participants reported on line 7a of the Form 55002011-01-0171
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-0185
Number of participants with account balances2011-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2010: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0197
Total number of active participants reported on line 7a of the Form 55002010-01-0179
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0110
Total of all active and inactive participants2010-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0189
Number of participants with account balances2010-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-018
2009: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01102
Total number of active participants reported on line 7a of the Form 55002009-01-0186
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0197
Number of participants with account balances2009-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2023 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$3,680,000
Total unrealized appreciation/depreciation of assets2023-12-31$3,680,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$1,770,009
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$488,723
Total income from all sources (including contributions)2023-12-31$4,603,598
Total loss/gain on sale of assets2023-12-31$5,761
Total of all expenses incurred2023-12-31$2,146,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,146,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$909,797
Value of total assets at end of year2023-12-31$27,346,273
Value of total assets at beginning of year2023-12-31$23,607,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$0
Total interest from all sources2023-12-31$6,528
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Assets. Other investments not covered elsewhere at end of year2023-12-31$135,985
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$124,929
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$488,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$2,457,534
Value of net assets at end of year (total assets less liabilities)2023-12-31$25,576,264
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$23,118,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$82,288
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$34,524
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$34,524
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$6,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31Yes
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Assets. Invements in employer securities at end of year2023-12-31$27,128,000
Assets. Invements in employer securities at beginning of year2023-12-31$23,448,000
Contributions received in cash from employer2023-12-31$909,797
Income. Dividends from common stock2023-12-31$1,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,146,064
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$5,761
Liabilities. Value of acquisition indebtedness at end of year2023-12-31$1,769,709
Liabilities. Value of acquisition indebtedness at beginning of year2023-12-31$0
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31FORVIS MAZARS, LLP
Accountancy firm EIN2023-12-31440160260
Unrealized appreciation/depreciation of other (non real estate) assets2023-01-01$3,680,000
Total unrealized appreciation/depreciation of assets2023-01-01$3,680,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$1,770,009
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$488,723
Total income from all sources (including contributions)2023-01-01$4,603,598
Total loss/gain on sale of assets2023-01-01$5,761
Total of all expenses incurred2023-01-01$2,146,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$2,146,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$909,797
Value of total assets at end of year2023-01-01$27,346,273
Value of total assets at beginning of year2023-01-01$23,607,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$0
Total interest from all sources2023-01-01$6,528
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$1,512
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$1,500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Assets. Other investments not covered elsewhere at end of year2023-01-01$135,985
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$124,929
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-01-01$300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-01-01$488,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$2,457,534
Value of net assets at end of year (total assets less liabilities)2023-01-01$25,576,264
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$23,118,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$82,288
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$6,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01Yes
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Assets. Invements in employer securities at end of year2023-01-01$27,128,000
Assets. Invements in employer securities at beginning of year2023-01-01$23,448,000
Contributions received in cash from employer2023-01-01$909,797
Income. Dividends from common stock2023-01-01$1,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$2,146,064
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Aggregate proceeds on sale of assets2023-01-01$5,761
Liabilities. Value of acquisition indebtedness at end of year2023-01-01$1,769,709
Liabilities. Value of acquisition indebtedness at beginning of year2023-01-01$0
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01FORVIS MAZARS, LLP
Accountancy firm EIN2023-01-01440160260
2022 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$8,927,899
Total unrealized appreciation/depreciation of assets2022-12-31$8,927,899
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$488,723
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$300
Total income from all sources (including contributions)2022-12-31$9,904,241
Total loss/gain on sale of assets2022-12-31$306
Total of all expenses incurred2022-12-31$1,447,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,445,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$973,837
Value of total assets at end of year2022-12-31$23,607,453
Value of total assets at beginning of year2022-12-31$14,661,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,920
Total interest from all sources2022-12-31$1,195
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$1,920
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,100,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$124,929
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$115,893
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$488,723
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$300
Other income not declared elsewhere2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$8,457,053
Value of net assets at end of year (total assets less liabilities)2022-12-31$23,118,730
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,661,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$34,524
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$34,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$34,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$1,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$23,448,000
Assets. Invements in employer securities at beginning of year2022-12-31$14,512,000
Contributions received in cash from employer2022-12-31$973,837
Income. Dividends from common stock2022-12-31$1,004
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,445,268
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$306
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS, LLP
Accountancy firm EIN2022-12-31440160260
Unrealized appreciation/depreciation of other (non real estate) assets2022-01-01$8,927,899
Total unrealized appreciation/depreciation of assets2022-01-01$8,927,899
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$488,723
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$300
Total income from all sources (including contributions)2022-01-01$9,904,241
Total loss/gain on sale of assets2022-01-01$306
Total of all expenses incurred2022-01-01$1,447,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$1,445,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$973,837
Value of total assets at end of year2022-01-01$23,607,453
Value of total assets at beginning of year2022-01-01$14,661,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$1,920
Total interest from all sources2022-01-01$1,195
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$1,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Administrative expenses professional fees incurred2022-01-01$1,920
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$1,100,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Assets. Other investments not covered elsewhere at end of year2022-01-01$124,929
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$115,893
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-01-01$488,723
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-01-01$300
Other income not declared elsewhere2022-01-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$8,457,053
Value of net assets at end of year (total assets less liabilities)2022-01-01$23,118,730
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$14,661,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$34,524
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$1,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01Yes
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Assets. Invements in employer securities at end of year2022-01-01$23,448,000
Assets. Invements in employer securities at beginning of year2022-01-01$14,512,000
Contributions received in cash from employer2022-01-01$973,837
Income. Dividends from common stock2022-01-01$1,004
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$1,445,268
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Aggregate proceeds on sale of assets2022-01-01$306
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01FORVIS, LLP
Accountancy firm EIN2022-01-01440160260
2021 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$3,957,419
Total unrealized appreciation/depreciation of assets2021-12-31$3,957,419
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$325
Total income from all sources (including contributions)2021-12-31$5,331,910
Total loss/gain on sale of assets2021-12-31$1,724
Total of all expenses incurred2021-12-31$1,313,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,312,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,371,930
Value of total assets at end of year2021-12-31$14,661,977
Value of total assets at beginning of year2021-12-31$10,643,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,075
Total interest from all sources2021-12-31$11
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$1,075
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$115,893
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$49,455
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,018,449
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,661,677
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$10,643,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$34,084
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$34,098
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$34,098
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$11
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$14,512,000
Assets. Invements in employer securities at beginning of year2021-12-31$10,560,000
Contributions received in cash from employer2021-12-31$1,371,930
Income. Dividends from common stock2021-12-31$826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,312,386
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,724
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS, LLP
Accountancy firm EIN2021-12-31440160260
2020 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$2,816,000
Total unrealized appreciation/depreciation of assets2020-12-31$2,816,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$325
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$325
Total income from all sources (including contributions)2020-12-31$3,551,215
Total loss/gain on sale of assets2020-12-31$1,513
Total of all expenses incurred2020-12-31$703,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$702,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$732,904
Value of total assets at end of year2020-12-31$10,643,553
Value of total assets at beginning of year2020-12-31$7,796,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,100
Total interest from all sources2020-12-31$497
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$1,100
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,100,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$49,455
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$17,272
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,847,278
Value of net assets at end of year (total assets less liabilities)2020-12-31$10,643,228
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,795,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$34,098
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$35,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$35,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$497
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$10,560,000
Assets. Invements in employer securities at beginning of year2020-12-31$7,744,000
Contributions received in cash from employer2020-12-31$732,904
Income. Dividends from common stock2020-12-31$301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$702,837
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,513
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD, LLP
Accountancy firm EIN2020-12-31440160260
2019 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$100,835
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$100,835
Total unrealized appreciation/depreciation of assets2019-12-31$100,835
Total unrealized appreciation/depreciation of assets2019-12-31$100,835
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$325
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$325
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,650
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,650
Total income from all sources (including contributions)2019-12-31$721,159
Total income from all sources (including contributions)2019-12-31$721,159
Total loss/gain on sale of assets2019-12-31$15,134
Total loss/gain on sale of assets2019-12-31$15,134
Total of all expenses incurred2019-12-31$725,147
Total of all expenses incurred2019-12-31$725,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$724,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$724,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$602,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$602,503
Value of total assets at end of year2019-12-31$7,796,275
Value of total assets at end of year2019-12-31$7,796,275
Value of total assets at beginning of year2019-12-31$7,801,588
Value of total assets at beginning of year2019-12-31$7,801,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,102
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,102
Total interest from all sources2019-12-31$947
Total interest from all sources2019-12-31$947
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,740
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,740
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$1,100
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$900,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$17,272
Assets. Other investments not covered elsewhere at end of year2019-12-31$17,272
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$114,114
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$114,114
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,650
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-3,988
Value of net income/loss2019-12-31$-3,988
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,795,950
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,799,938
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,799,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$2
Investment advisory and management fees2019-12-31$2
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$35,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$35,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$39,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$39,474
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$39,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$39,474
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$947
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$7,744,000
Assets. Invements in employer securities at end of year2019-12-31$7,744,000
Assets. Invements in employer securities at beginning of year2019-12-31$7,648,000
Assets. Invements in employer securities at beginning of year2019-12-31$7,648,000
Contributions received in cash from employer2019-12-31$602,503
Contributions received in cash from employer2019-12-31$602,503
Income. Dividends from common stock2019-12-31$1,740
Income. Dividends from common stock2019-12-31$1,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$724,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$724,045
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$15,134
Aggregate proceeds on sale of assets2019-12-31$15,134
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm EIN2019-12-31440160260
Accountancy firm EIN2019-12-31440160260
2018 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,650
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,050
Total income from all sources (including contributions)2018-12-31$2,368,270
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$642,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$641,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$495,965
Value of total assets at end of year2018-12-31$7,801,588
Value of total assets at beginning of year2018-12-31$6,075,329
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,325
Total interest from all sources2018-12-31$1,000
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$1,325
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$900,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$114,114
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$260,078
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$1,650
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$1,050
Other income not declared elsewhere2018-12-31$1,866,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,725,659
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,799,938
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,074,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$39,474
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$55,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$55,251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,000
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$7,648,000
Assets. Invements in employer securities at beginning of year2018-12-31$5,760,000
Contributions received in cash from employer2018-12-31$495,965
Income. Dividends from preferred stock2018-12-31$4,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$641,286
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BKD, LLP
Accountancy firm EIN2018-12-31440160260
2017 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,050
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$178,441
Expenses. Interest paid2017-12-31$1,115
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$1,115
Total income from all sources (including contributions)2017-12-31$-416,096
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$706,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$704,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$502,553
Value of total assets at end of year2017-12-31$6,075,329
Value of total assets at beginning of year2017-12-31$7,375,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,050
Total interest from all sources2017-12-31$8,756
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$6,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$1,050
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$313,860
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$42,337
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$1,050
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$178,441
Other income not declared elsewhere2017-12-31$-933,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-1,122,293
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,074,279
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,196,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,469
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$604,676
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$604,676
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$8,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$5,760,000
Assets. Invements in employer securities at beginning of year2017-12-31$6,728,000
Contributions received in cash from employer2017-12-31$502,553
Income. Dividends from preferred stock2017-12-31$6,176
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$704,032
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$178,441
Total plan liabilities at beginning of year2016-12-31$1,244,275
Total income from all sources2016-12-31$2,428,541
Expenses. Total of all expenses incurred2016-12-31$454,790
Benefits paid (including direct rollovers)2016-12-31$433,635
Total plan assets at end of year2016-12-31$7,375,013
Total plan assets at beginning of year2016-12-31$6,467,096
Value of fidelity bond covering the plan2016-12-31$5,250,000
Expenses. Other expenses not covered elsewhere2016-12-31$21,155
Other income received2016-12-31$1,369,279
Net income (gross income less expenses)2016-12-31$1,973,751
Net plan assets at end of year (total assets less liabilities)2016-12-31$7,196,572
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$5,222,821
Assets. Value of employer securities2016-12-31$6,728,000
Total contributions received or receivable from employer(s)2016-12-31$1,059,262
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$1,244,275
Total plan liabilities at beginning of year2015-12-31$2,195,250
Total income from all sources2015-12-31$2,425,591
Expenses. Total of all expenses incurred2015-12-31$343,668
Benefits paid (including direct rollovers)2015-12-31$184,204
Total plan assets at end of year2015-12-31$6,467,096
Total plan assets at beginning of year2015-12-31$5,336,148
Value of fidelity bond covering the plan2015-12-31$5,250,000
Expenses. Other expenses not covered elsewhere2015-12-31$159,464
Other income received2015-12-31$1,526,196
Net income (gross income less expenses)2015-12-31$2,081,923
Net plan assets at end of year (total assets less liabilities)2015-12-31$5,222,821
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,140,898
Assets. Value of employer securities2015-12-31$5,784,000
Total contributions received or receivable from employer(s)2015-12-31$899,395
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$2,195,250
Total plan liabilities at beginning of year2014-12-31$3,051,685
Total income from all sources2014-12-31$2,634,725
Expenses. Total of all expenses incurred2014-12-31$409,485
Benefits paid (including direct rollovers)2014-12-31$173,641
Total plan assets at end of year2014-12-31$5,336,148
Total plan assets at beginning of year2014-12-31$3,967,343
Value of fidelity bond covering the plan2014-12-31$4,250,000
Expenses. Other expenses not covered elsewhere2014-12-31$235,844
Other income received2014-12-31$1,792,567
Net income (gross income less expenses)2014-12-31$2,225,240
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,140,898
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$915,658
Assets. Value of employer securities2014-12-31$4,720,000
Total contributions received or receivable from employer(s)2014-12-31$842,158
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$3,051,685
Total plan liabilities at beginning of year2013-12-31$3,839,821
Total income from all sources2013-12-31$1,588,760
Expenses. Total of all expenses incurred2013-12-31$382,761
Benefits paid (including direct rollovers)2013-12-31$78,168
Total plan assets at end of year2013-12-31$3,967,343
Total plan assets at beginning of year2013-12-31$3,549,480
Value of fidelity bond covering the plan2013-12-31$3,000,000
Expenses. Other expenses not covered elsewhere2013-12-31$304,593
Other income received2013-12-31$839,809
Net income (gross income less expenses)2013-12-31$1,205,999
Net plan assets at end of year (total assets less liabilities)2013-12-31$915,658
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$-290,341
Assets. Value of employer securities2013-12-31$3,960,000
Total contributions received or receivable from employer(s)2013-12-31$748,951
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$3,839,821
Total plan liabilities at beginning of year2012-12-31$4,404,941
Total income from all sources2012-12-31$1,911,318
Expenses. Total of all expenses incurred2012-12-31$462,861
Benefits paid (including direct rollovers)2012-12-31$98,756
Total plan assets at end of year2012-12-31$3,549,480
Total plan assets at beginning of year2012-12-31$2,666,143
Value of fidelity bond covering the plan2012-12-31$3,000,000
Expenses. Other expenses not covered elsewhere2012-12-31$364,105
Other income received2012-12-31$1,219,043
Net income (gross income less expenses)2012-12-31$1,448,457
Net plan assets at end of year (total assets less liabilities)2012-12-31$-290,341
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$-1,738,798
Assets. Value of employer securities2012-12-31$3,536,000
Total contributions received or receivable from employer(s)2012-12-31$692,275
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$4,404,941
Total plan liabilities at beginning of year2011-12-31$4,403,694
Total income from all sources2011-12-31$1,099,825
Expenses. Total of all expenses incurred2011-12-31$386,132
Benefits paid (including direct rollovers)2011-12-31$11,915
Total plan assets at end of year2011-12-31$2,666,143
Total plan assets at beginning of year2011-12-31$1,951,203
Value of fidelity bond covering the plan2011-12-31$3,000,000
Expenses. Other expenses not covered elsewhere2011-12-31$374,217
Other income received2011-12-31$704,451
Net income (gross income less expenses)2011-12-31$713,693
Net plan assets at end of year (total assets less liabilities)2011-12-31$-1,738,798
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$-2,452,491
Assets. Value of employer securities2011-12-31$2,648,000
Total contributions received or receivable from employer(s)2011-12-31$395,374
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$4,403,694
Total plan liabilities at beginning of year2010-12-31$4,402,558
Total income from all sources2010-12-31$501,257
Expenses. Total of all expenses incurred2010-12-31$383,190
Benefits paid (including direct rollovers)2010-12-31$8,973
Total plan assets at end of year2010-12-31$1,951,203
Total plan assets at beginning of year2010-12-31$1,832,000
Value of fidelity bond covering the plan2010-12-31$3,000,000
Expenses. Other expenses not covered elsewhere2010-12-31$374,217
Other income received2010-12-31$112,117
Net income (gross income less expenses)2010-12-31$118,067
Net plan assets at end of year (total assets less liabilities)2010-12-31$-2,452,491
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$-2,570,558
Assets. Value of employer securities2010-12-31$1,944,000
Total contributions received or receivable from employer(s)2010-12-31$389,140
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2023: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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