401k Plan data: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN plan

KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan Name	KEEFE GROUP PROFIT SHARING AND 401(K) PLAN
Plan identification number	001

KEEFE GROUP PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CENTRIC GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: CENTRIC GROUP, LLC

Employer identification number (EIN): 431857001

NAIC Classification: 423990
NAIC Description: Other Miscellaneous Durable Goods Merchant Wholesalers

Additional information about CENTRIC GROUP, LLC

Jurisdiction of Incorporation: Georgia Department of States Corporations Division

Incorporation Date:

Company Identification Number: 42037

More information about CENTRIC GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KEEFE GROUP PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 CARRIE PINGEL CARRIE PINGEL 2016-08-22
001 2014-01-01 RUSS WILLEY RUSS WILLEY 2015-07-30
001 2013-01-01 CHRISTY L. FRAZIER CHRISTY L. FRAZIER 2014-07-31
001 2012-01-01 RUSS WILLEY RUSS WILLEY 2014-04-24
001 2011-01-01 RUSSELL WILLEY RUSSELL WILLEY 2014-04-24
001 2010-01-01 RUSSELL WILLEY
001 2009-01-01 JOHN OCONNELL 2010-10-13
001 2009-01-01 JOHN OCONNELL

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	CARRIE PINGEL	CARRIE PINGEL	2016-08-22
001	2014-01-01	RUSS WILLEY	RUSS WILLEY	2015-07-30
001	2013-01-01	CHRISTY L. FRAZIER	CHRISTY L. FRAZIER	2014-07-31
001	2012-01-01	RUSS WILLEY	RUSS WILLEY	2014-04-24
001	2011-01-01	RUSSELL WILLEY	RUSSELL WILLEY	2014-04-24
001	2010-01-01	RUSSELL WILLEY
001	2009-01-01		JOHN OCONNELL	2010-10-13
001	2009-01-01	JOHN OCONNELL

Plan Statistics for KEEFE GROUP PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for KEEFE GROUP PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2015: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3,284
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,964
Number of retired or separated participants receiving benefits 2015-01-01 2
Number of other retired or separated participants entitled to future benefits 2015-01-01 368
Total of all active and inactive participants 2015-01-01 3,334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 3,334
Number of participants with account balances 2015-01-01 3,273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 185
2014: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,990
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,950
Number of retired or separated participants receiving benefits 2014-01-01 5
Number of other retired or separated participants entitled to future benefits 2014-01-01 268
Total of all active and inactive participants 2014-01-01 3,223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 3,223
Number of participants with account balances 2014-01-01 3,144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 111
2013: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,907
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,758
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 230
Total of all active and inactive participants 2013-01-01 2,990
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2,990
Number of participants with account balances 2013-01-01 2,932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 40
2012: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,265
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,704
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 202
Total of all active and inactive participants 2012-01-01 2,907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2,907
Number of participants with account balances 2012-01-01 2,784
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 880
2011: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,404
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3,254
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 11
Total of all active and inactive participants 2011-01-01 3,265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 3,265
Number of participants with account balances 2011-01-01 2,978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 176
2010: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,436
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2,180
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 209
Total of all active and inactive participants 2010-01-01 2,389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 15
Total participants 2010-01-01 2,404
Number of participants with account balances 2010-01-01 1,221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,493
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,300
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 109
Total of all active and inactive participants 2009-01-01 2,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2,409
Number of participants with account balances 2009-01-01 987
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,284
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,964
Number of retired or separated participants receiving benefits	2015-01-01	2
Number of other retired or separated participants entitled to future benefits	2015-01-01	368
Total of all active and inactive participants	2015-01-01	3,334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	3,334
Number of participants with account balances	2015-01-01	3,273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	185
2014: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,990
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,950
Number of retired or separated participants receiving benefits	2014-01-01	5
Number of other retired or separated participants entitled to future benefits	2014-01-01	268
Total of all active and inactive participants	2014-01-01	3,223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	3,223
Number of participants with account balances	2014-01-01	3,144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	111
2013: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,907
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,758
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	230
Total of all active and inactive participants	2013-01-01	2,990
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2,990
Number of participants with account balances	2013-01-01	2,932
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	40
2012: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,265
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,704
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	202
Total of all active and inactive participants	2012-01-01	2,907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2,907
Number of participants with account balances	2012-01-01	2,784
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	880
2011: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,404
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3,254
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	11
Total of all active and inactive participants	2011-01-01	3,265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	3,265
Number of participants with account balances	2011-01-01	2,978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	176
2010: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,436
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,180
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	209
Total of all active and inactive participants	2010-01-01	2,389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	15
Total participants	2010-01-01	2,404
Number of participants with account balances	2010-01-01	1,221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,493
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,300
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	109
Total of all active and inactive participants	2009-01-01	2,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2,409
Number of participants with account balances	2009-01-01	987
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on KEEFE GROUP PROFIT SHARING AND 401(K) PLAN

Measure	Date	Value
2015 : KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$10,945,184
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$8,170,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$7,797,654
Expenses. Certain deemed distributions of participant loans	2015-12-31	$87,270
Value of total corrective distributions	2015-12-31	$188,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$10,850,692
Value of total assets at end of year	2015-12-31	$102,952,265
Value of total assets at beginning of year	2015-12-31	$100,177,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$96,959
Total interest from all sources	2015-12-31	$216,705
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$3,164,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$3,164,543
Administrative expenses professional fees incurred	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$6,165,094
Participant contributions at end of year	2015-12-31	$1,873,726
Participant contributions at beginning of year	2015-12-31	$1,720,300
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$42,426,481
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$41,998,267
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$266,809
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$-369,065
Administrative expenses (other) incurred	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,774,620
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$102,952,265
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$100,177,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$53,064,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$50,604,297
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$75,017
Interest earned on other investments	2015-12-31	$141,688
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$5,587,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$5,854,781
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,917,691
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$4,418,789
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$7,797,654
Contract administrator fees	2015-12-31	$96,959
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RUBIN BROWN, LLP
Accountancy firm EIN	2015-12-31	430765316
2014 : KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$8,776
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$8,776
Total income from all sources (including contributions)	2014-12-31	$17,274,787
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$6,011,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,785,005
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$11,226,260
Value of total assets at end of year	2014-12-31	$104,557,551
Value of total assets at beginning of year	2014-12-31	$93,293,852
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$217,307
Total interest from all sources	2014-12-31	$69,325
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$884,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$884,155
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$5,992,470
Participant contributions at end of year	2014-12-31	$1,718,905
Participant contributions at beginning of year	2014-12-31	$1,537,180
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$556,918
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$3,232,350
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$683,272
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$96,115
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$100,803
Other income not declared elsewhere	2014-12-31	$1,681,387
Administrative expenses (other) incurred	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$11,263,699
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$104,557,551
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$93,293,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$80,657,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$71,646,565
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$69,325
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$5,854,781
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$4,959,321
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$1,741,840
Asset value of US Government securities at beginning of year	2014-12-31	$1,700,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$3,413,660
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$4,550,518
Employer contributions (assets) at end of year	2014-12-31	$4,395,316
Employer contributions (assets) at beginning of year	2014-12-31	$4,485,652
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,785,005
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$9,535,798
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$5,631,049
Contract administrator fees	2014-12-31	$217,307
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	RUBIN BROWN, LLP
Accountancy firm EIN	2014-12-31	430765316
2013 : KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$5,890,682
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$25,208,186
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$6,807,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,508,322
Expenses. Certain deemed distributions of participant loans	2013-12-31	$12,987
Value of total corrective distributions	2013-12-31	$85,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$11,041,263
Value of total assets at end of year	2013-12-31	$93,293,852
Value of total assets at beginning of year	2013-12-31	$69,002,592
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$201,189
Total interest from all sources	2013-12-31	$149,860
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,646,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,646,158
Administrative expenses professional fees incurred	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$5,689,576
Participant contributions at end of year	2013-12-31	$1,537,180
Participant contributions at beginning of year	2013-12-31	$1,250,868
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$3,232,350
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$2,647,631
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$639,485
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$100,803
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$79,937
Other income not declared elsewhere	2013-12-31	$5,276,655
Administrative expenses (other) incurred	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$18,400,578
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$93,293,852
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$69,002,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$137,069
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$71,646,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$52,637,826
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$58,497
Interest earned on other investments	2013-12-31	$91,363
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$4,959,321
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$3,335,778
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$1,700,932
Asset value of US Government securities at beginning of year	2013-12-31	$1,556,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$7,094,250
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$4,712,202
Employer contributions (assets) at end of year	2013-12-31	$4,485,652
Employer contributions (assets) at beginning of year	2013-12-31	$4,018,685
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,508,322
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$5,631,049
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$3,475,165
Contract administrator fees	2013-12-31	$64,120
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	RUBIN BROWN
Accountancy firm EIN	2013-12-31	430765316
2012 : KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$15,597,214
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,278,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,904,564
Expenses. Certain deemed distributions of participant loans	2012-12-31	$17,141
Value of total corrective distributions	2012-12-31	$301,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$9,107,851
Value of total assets at end of year	2012-12-31	$69,002,592
Value of total assets at beginning of year	2012-12-31	$56,684,006
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$55,744
Total interest from all sources	2012-12-31	$132,832
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$987,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$987,350
Administrative expenses professional fees incurred	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,042,758
Participant contributions at end of year	2012-12-31	$1,250,868
Participant contributions at beginning of year	2012-12-31	$989,100
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$2,647,631
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$27,253,234
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$949,177
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$79,937
Other income not declared elsewhere	2012-12-31	$2,733,735
Administrative expenses (other) incurred	2012-12-31	$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$12,318,586
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$69,002,592
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$56,684,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$52,637,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$22,052,772
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$46,702
Interest earned on other investments	2012-12-31	$86,130
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,335,778
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,958,789
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Asset value of US Government securities at end of year	2012-12-31	$1,556,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,635,446
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$0
Contributions received in cash from employer	2012-12-31	$4,115,916
Employer contributions (assets) at end of year	2012-12-31	$4,018,685
Employer contributions (assets) at beginning of year	2012-12-31	$3,430,111
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,904,564
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$3,475,165
Contract administrator fees	2012-12-31	$55,619
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	RUBIN BROWN
Accountancy firm EIN	2012-12-31	430765316
2011 : KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$214,911
Total unrealized appreciation/depreciation of assets	2011-12-31	$214,911
Total transfer of assets to this plan	2011-12-31	$30,218,708
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$396,692
Total income from all sources (including contributions)	2011-12-31	$6,053,913
Total loss/gain on sale of assets	2011-12-31	$-28,669
Total of all expenses incurred	2011-12-31	$2,450,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,383,223
Expenses. Certain deemed distributions of participant loans	2011-12-31	$17,543
Value of total corrective distributions	2011-12-31	$463
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,822,526
Value of total assets at end of year	2011-12-31	$56,684,006
Value of total assets at beginning of year	2011-12-31	$23,258,485
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$49,179
Total interest from all sources	2011-12-31	$88,538
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$780,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$780,763
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,039,076
Participant contributions at end of year	2011-12-31	$989,100
Participant contributions at beginning of year	2011-12-31	$893,982
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$27,253,234
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$353,339
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$396,692
Other income not declared elsewhere	2011-12-31	$-971,543
Administrative expenses (other) incurred	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$3,603,505
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$56,684,006
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$22,861,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$13,963
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$22,052,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$20,000,007
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$52,708
Interest earned on other investments	2011-12-31	$35,830
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$2,364,496
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,958,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-899,373
Net investment gain/loss from pooled separate accounts	2011-12-31	$0
Net investment gain or loss from common/collective trusts	2011-12-31	$46,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$3,430,111
Employer contributions (assets) at end of year	2011-12-31	$3,430,111
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,383,223
Contract administrator fees	2011-12-31	$35,216
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$565,466
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$594,135
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	RUBINBROWN LLP
Accountancy firm EIN	2011-12-31	430765316
2010 : KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$396,692
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$478,551
Total income from all sources (including contributions)	2010-12-31	$5,410,378
Total of all expenses incurred	2010-12-31	$1,889,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,869,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,409,920
Value of total assets at end of year	2010-12-31	$23,258,485
Value of total assets at beginning of year	2010-12-31	$19,819,089
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$19,400
Total interest from all sources	2010-12-31	$40,621
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$418,269
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$418,269
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,332,001
Participant contributions at end of year	2010-12-31	$893,982
Participant contributions at beginning of year	2010-12-31	$745,587
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$74,610
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$77,919
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$396,692
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$478,551
Administrative expenses (other) incurred	2010-12-31	$19,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,521,255
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$22,861,793
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,340,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$20,000,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$16,933,705
Interest on participant loans	2010-12-31	$40,621
Value of interest in common/collective trusts at end of year	2010-12-31	$2,364,496
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,065,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,440,857
Net investment gain or loss from common/collective trusts	2010-12-31	$100,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,869,723
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	RUBINBROWN LLP
Accountancy firm EIN	2010-12-31	430765316

Form 5500 Responses for KEEFE GROUP PROFIT SHARING AND 401(K) PLAN

2015: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: KEEFE GROUP PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60702

Policy instance

Insurance contract or identification number	MR 60702
Number of Individuals Covered	3334
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60702

Policy instance

Insurance contract or identification number	MR 60702
Number of Individuals Covered	3223
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60702

Policy instance

Insurance contract or identification number	MR 60702
Number of Individuals Covered	2990
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60702

Policy instance

Insurance contract or identification number	MR 60702
Number of Individuals Covered	2907
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR 60702

Policy instance

Insurance contract or identification number	MR 60702
Number of Individuals Covered	3265
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

KEEFE GROUP PROFIT SHARING AND 401(K) PLAN [EIN = 474965474]

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Company Name:	CENTRIC GROUP, LLC
Employer identification number (EIN):	431857001
NAIC Classification:	423990
NAIC Description:	Other Miscellaneous Durable Goods Merchant Wholesalers

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number:	42037