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G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameG.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN
Plan identification number 003

G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

G.W. VAN KEPPEL COMPANY has sponsored the creation of one or more 401k plans.

Company Name:G.W. VAN KEPPEL COMPANY
Employer identification number (EIN):440513694
NAIC Classification:423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01RICK KRAUSE
0032016-01-01RICK KRAUSE
0032015-01-01RICK KRAUSE
0032014-01-01MEL WILLIAMS
0032013-01-01MEL WILLIAMS
0032012-01-01MEL WILLIAMS
0032011-01-01MEL WILLIAMS
0032010-01-01MEL WILLIAMS
0032009-01-01MEL WILLIAMS

Plan Statistics for G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN

Measure Date Value
2022: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01362
Total number of active participants reported on line 7a of the Form 55002022-01-01256
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0196
Total of all active and inactive participants2022-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01354
Number of participants with account balances2022-01-01349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0128
2021: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01358
Total number of active participants reported on line 7a of the Form 55002021-01-01257
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0199
Total of all active and inactive participants2021-01-01357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01358
Number of participants with account balances2021-01-01351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0128
2020: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01349
Total number of active participants reported on line 7a of the Form 55002020-01-01246
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01107
Total of all active and inactive participants2020-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01354
Number of participants with account balances2020-01-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0143
2019: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01340
Total number of active participants reported on line 7a of the Form 55002019-01-01273
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0168
Total of all active and inactive participants2019-01-01341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01341
Number of participants with account balances2019-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0132
2018: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01337
Total number of active participants reported on line 7a of the Form 55002018-01-01269
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0167
Total of all active and inactive participants2018-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01336
Number of participants with account balances2018-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0140
2017: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01394
Total number of active participants reported on line 7a of the Form 55002017-01-01252
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0171
Total of all active and inactive participants2017-01-01323
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01324
Number of participants with account balances2017-01-01323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0147
2016: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01342
Total number of active participants reported on line 7a of the Form 55002016-01-01263
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01122
Total of all active and inactive participants2016-01-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01385
Number of participants with account balances2016-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01315
Total number of active participants reported on line 7a of the Form 55002015-01-01206
Number of other retired or separated participants entitled to future benefits2015-01-01132
Total of all active and inactive participants2015-01-01338
Total participants2015-01-01338
Number of participants with account balances2015-01-01375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0162
2014: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01364
Total number of active participants reported on line 7a of the Form 55002014-01-01249
Number of retired or separated participants receiving benefits2014-01-01106
Total of all active and inactive participants2014-01-01355
Total participants2014-01-01355
Number of participants with account balances2014-01-01343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0138
2013: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01296
Total number of active participants reported on line 7a of the Form 55002013-01-01260
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01112
Total participants2013-01-01372
Number of participants with account balances2013-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0132
2012: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01342
Total number of active participants reported on line 7a of the Form 55002012-01-01316
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0134
Total of all active and inactive participants2012-01-01350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01350
Number of participants with account balances2012-01-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0126
2011: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01242
Total number of active participants reported on line 7a of the Form 55002011-01-01310
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0132
Total of all active and inactive participants2011-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01342
Number of participants with account balances2011-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01259
Total number of active participants reported on line 7a of the Form 55002010-01-01213
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0129
Total of all active and inactive participants2010-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01242
Number of participants with account balances2010-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0110
2009: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01351
Total number of active participants reported on line 7a of the Form 55002009-01-01221
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0138
Total of all active and inactive participants2009-01-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01259
Number of participants with account balances2009-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0119

Financial Data on G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-909,816
Total of all expenses incurred2022-12-31$1,361,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,254,511
Value of total corrective distributions2022-12-31$2,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,939,729
Value of total assets at end of year2022-12-31$17,489,492
Value of total assets at beginning of year2022-12-31$19,760,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$104,799
Total interest from all sources2022-12-31$44,414
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$401,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$401,464
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,479,445
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$6,375
Administrative expenses (other) incurred2022-12-31$59,769
Total non interest bearing cash at end of year2022-12-31$17,408
Total non interest bearing cash at beginning of year2022-12-31$18,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,271,432
Value of net assets at end of year (total assets less liabilities)2022-12-31$17,489,492
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$19,760,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$45,030
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,727,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,890,804
Interest earned on other investments2022-12-31$44,414
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$2,744,349
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,851,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,295,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$453,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,254,511
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FORVIS LLP
Accountancy firm EIN2022-12-31440160260
2021 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$3,683,610
Total of all expenses incurred2021-12-31$1,334,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,224,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,765,286
Value of total assets at end of year2021-12-31$19,760,924
Value of total assets at beginning of year2021-12-31$17,411,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$109,433
Total interest from all sources2021-12-31$42,454
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$620,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$620,434
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,265,878
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$73,143
Administrative expenses (other) incurred2021-12-31$63,447
Total non interest bearing cash at end of year2021-12-31$18,247
Total non interest bearing cash at beginning of year2021-12-31$17,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,349,294
Value of net assets at end of year (total assets less liabilities)2021-12-31$19,760,924
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$17,411,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$45,986
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,890,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,002,463
Interest earned on other investments2021-12-31$42,454
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,851,873
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$2,391,724
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,255,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$426,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,224,883
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FORVIS LLP
Accountancy firm EIN2021-12-31440160260
2020 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,705,908
Total of all expenses incurred2020-12-31$1,373,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,284,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,916,622
Value of total assets at end of year2020-12-31$17,411,630
Value of total assets at beginning of year2020-12-31$15,079,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$88,630
Total interest from all sources2020-12-31$22,262
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$279,045
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$279,045
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,183,664
Administrative expenses (other) incurred2020-12-31$51,891
Total non interest bearing cash at end of year2020-12-31$17,443
Total non interest bearing cash at beginning of year2020-12-31$16,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,332,497
Value of net assets at end of year (total assets less liabilities)2020-12-31$17,411,630
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$15,079,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$36,739
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,002,463
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$14,336,982
Interest earned on other investments2020-12-31$22,262
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,391,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$725,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,487,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$732,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,284,781
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BKD LLP
Accountancy firm EIN2020-12-31440160260
2019 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$4,306,135
Total income from all sources (including contributions)2019-12-31$4,306,135
Total of all expenses incurred2019-12-31$1,502,172
Total of all expenses incurred2019-12-31$1,502,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,415,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,730,613
Value of total assets at end of year2019-12-31$15,079,133
Value of total assets at beginning of year2019-12-31$12,275,170
Value of total assets at beginning of year2019-12-31$12,275,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$86,560
Total interest from all sources2019-12-31$4,399
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$278,272
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$278,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$278,272
Administrative expenses professional fees incurred2019-12-31$6,760
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,144,100
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$133,983
Administrative expenses (other) incurred2019-12-31$46,198
Total non interest bearing cash at end of year2019-12-31$16,495
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,803,963
Value of net income/loss2019-12-31$2,803,963
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,079,133
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,275,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$33,602
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,336,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,781,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,781,108
Interest earned on other investments2019-12-31$4,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$725,656
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$494,062
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$494,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,292,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$452,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,415,612
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD LLP
Accountancy firm name2019-12-31BKD LLP
Accountancy firm EIN2019-12-31440160260
Accountancy firm EIN2019-12-31440160260
2018 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$789,128
Total of all expenses incurred2018-12-31$1,004,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$944,463
Value of total corrective distributions2018-12-31$12,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,490,696
Value of total assets at end of year2018-12-31$12,275,170
Value of total assets at beginning of year2018-12-31$12,491,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$48,158
Total interest from all sources2018-12-31$3,399
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$312,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$312,509
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,006,921
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$53,965
Administrative expenses (other) incurred2018-12-31$24,115
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$18,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-215,855
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,275,170
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,491,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$24,043
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,781,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,924,126
Interest earned on other investments2018-12-31$3,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$494,062
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$548,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,017,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$429,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$944,463
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKD, LLP
Accountancy firm EIN2018-12-31440160260
2017 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,729,319
Total of all expenses incurred2017-12-31$672,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$660,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,239,175
Value of total assets at end of year2017-12-31$12,491,025
Value of total assets at beginning of year2017-12-31$10,434,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,052
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$175,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$175,993
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$822,878
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$41,005
Administrative expenses (other) incurred2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$18,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,056,416
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,491,025
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,434,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,924,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,053,392
Interest earned on other investments2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$548,629
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$381,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,314,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$375,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$660,851
Contract administrator fees2017-12-31$12,052
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,825,285
Total of all expenses incurred2016-12-31$508,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$481,874
Value of total corrective distributions2016-12-31$4,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,166,665
Value of total assets at end of year2016-12-31$10,434,609
Value of total assets at beginning of year2016-12-31$9,117,871
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,456
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$110,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$110,563
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$733,420
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$11,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,316,738
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,434,609
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,117,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,053,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,760,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$381,217
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$357,045
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$548,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$422,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$481,874
Contract administrator fees2016-12-31$22,456
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,047,345
Total of all expenses incurred2015-12-31$600,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$561,187
Value of total corrective distributions2015-12-31$32,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,197,685
Value of total assets at end of year2015-12-31$9,117,871
Value of total assets at beginning of year2015-12-31$8,670,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,601
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$595,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$595,138
Administrative expenses professional fees incurred2015-12-31$294
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$695,264
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$446,973
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,117,871
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,670,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$6,307
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,760,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,326,209
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$357,045
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$344,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-745,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$502,170
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$561,187
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260
2014 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2014 401k financial data
Total transfer of assets from this plan2014-12-31$256,271
Total income from all sources (including contributions)2014-12-31$1,502,963
Total of all expenses incurred2014-12-31$465,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$451,195
Value of total corrective distributions2014-12-31$10,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,032,337
Value of total assets at end of year2014-12-31$8,670,898
Value of total assets at beginning of year2014-12-31$7,889,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,682
Total interest from all sources2014-12-31$1
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$394,283
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$394,283
Administrative expenses professional fees incurred2014-12-31$272
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$590,682
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,037,577
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,670,898
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,889,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$3,410
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,326,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,292,694
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$344,689
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$596,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$76,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$430,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$451,195
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BKD
Accountancy firm EIN2014-12-31440160260
2013 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$557,939
Total income from all sources (including contributions)2013-12-31$1,819,520
Total of all expenses incurred2013-12-31$727,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$712,095
Value of total corrective distributions2013-12-31$11,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,022,714
Value of total assets at end of year2013-12-31$7,889,592
Value of total assets at beginning of year2013-12-31$6,239,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,795
Total interest from all sources2013-12-31$15
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$103,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$103,167
Administrative expenses professional fees incurred2013-12-31$1,205
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$584,284
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$11,554
Other income not declared elsewhere2013-12-31$8,733
Total non interest bearing cash at beginning of year2013-12-31$6,237,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,092,421
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,889,592
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,239,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$2,590
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,292,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,592
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$596,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$684,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$426,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$712,095
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BKD
Accountancy firm EIN2013-12-31440160260
2012 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,284,763
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$821,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$808,039
Value of total corrective distributions2012-12-31$7,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$656,448
Value of total assets at end of year2012-12-31$6,239,232
Value of total assets at beginning of year2012-12-31$5,775,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,162
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$128,709
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$128,709
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$509,340
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$2,306
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Other income not declared elsewhere2012-12-31$74
Administrative expenses (other) incurred2012-12-31$6,162
Total non interest bearing cash at end of year2012-12-31$6,237,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$463,260
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,239,232
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,775,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,773,666
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$499,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$147,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$808,039
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BKD
Accountancy firm EIN2012-12-31440160260
2011 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$537,546
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$930,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$920,879
Value of total corrective distributions2011-12-31$2,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$678,997
Value of total assets at end of year2011-12-31$5,775,972
Value of total assets at beginning of year2011-12-31$6,168,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,457
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$126,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$126,707
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$503,842
Participant contributions at end of year2011-12-31$2,306
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$36,627
Other income not declared elsewhere2011-12-31$4,566
Administrative expenses (other) incurred2011-12-31$6,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-392,484
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,775,972
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,168,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,773,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,168,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-272,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$138,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$920,879
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BKD
Accountancy firm EIN2011-12-31440160260
2010 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,145,850
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,058,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,036,670
Value of total corrective distributions2010-12-31$16,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$466,957
Value of total assets at end of year2010-12-31$6,168,456
Value of total assets at beginning of year2010-12-31$6,081,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,066
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$142,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$142,314
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$465,237
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,720
Other income not declared elsewhere2010-12-31$2
Administrative expenses (other) incurred2010-12-31$5,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$87,439
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,168,456
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,081,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,168,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,081,017
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$536,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,036,670
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BKD
Accountancy firm EIN2010-12-31440160260
2009 : G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN

2022: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: G.W. VAN KEPPEL COMPANY RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513170
Policy instance 1
Insurance contract or identification number513170
Number of Individuals Covered349
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513170
Policy instance 1
Insurance contract or identification number513170
Number of Individuals Covered351
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513170
Policy instance 1
Insurance contract or identification number513170
Number of Individuals Covered353
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513170
Policy instance 1
Insurance contract or identification number513170
Number of Individuals Covered337
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513170
Policy instance 1
Insurance contract or identification number513170
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $326
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $326
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512157000
Policy instance 1
Insurance contract or identification number512157000
Number of Individuals Covered323
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,065
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,065
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS, LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512157000
Policy instance 1
Insurance contract or identification number512157000
Number of Individuals Covered375
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $939
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $448
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS, LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512157000
Policy instance 1
Insurance contract or identification number512157000
Number of Individuals Covered343
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,247
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $533
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS, LLC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512157000
Policy instance 1
Insurance contract or identification number512157000
Number of Individuals Covered362
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,898
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $949
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS, LLC

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