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BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan NameBEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN
Plan identification number 001

BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BEST TOOL & MANUFACTURING CO INC has sponsored the creation of one or more 401k plans.

Company Name:BEST TOOL & MANUFACTURING CO INC
Employer identification number (EIN):440604402
NAIC Classification:332700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01ROLAND P. MAYER2021-06-04 ROLAND P. MAYER2021-06-04
0012019-01-01ROLAND P. MAYER2020-05-28 ROLAND P. MAYER2020-05-28
0012018-01-01ROLAND P. MAYER2019-06-07 ROLAND P. MAYER2019-06-07
0012017-01-01ROLAND P. MAYER2018-05-31 ROLAND P. MAYER2018-05-31
0012016-01-01ROLAND P. MAYER2017-07-03 ROLAND P. MAYER2017-07-03
0012015-01-01ROLAND P. MAYER2016-07-21 ROLAND P. MAYER2016-07-21
0012014-01-01ROLAND P. MAYER2015-07-17 ROLAND P. MAYER2015-07-17
0012013-01-01ROLAND P MAYER ROLAND P MAYER2014-10-14
0012012-01-01ROLAND P MAYER ROLAND P MAYER2013-10-15
0012011-01-01ROLAND P MAYER ROLAND P MAYER2012-10-12
0012009-01-01ROLAND P MAYER ROLAND P MAYER2010-10-14

Plan Statistics for BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN

Measure Date Value
2013: BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01123
Total number of active participants reported on line 7a of the Form 55002013-01-0160
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0178
Number of participants with account balances2013-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01134
Total number of active participants reported on line 7a of the Form 55002012-01-01102
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0116
Total of all active and inactive participants2012-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01118
Number of participants with account balances2012-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01137
Total number of active participants reported on line 7a of the Form 55002011-01-01103
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0126
Total of all active and inactive participants2011-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01129
Number of participants with account balances2011-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0111
2009: BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01149
Total number of active participants reported on line 7a of the Form 55002009-01-01136
Number of retired or separated participants receiving benefits2009-01-0114
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01150
Number of participants with account balances2009-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN

Measure Date Value
2013 : BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,495
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,607
Total income from all sources (including contributions)2013-12-31$677,011
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,008,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$986,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$215,137
Value of total assets at end of year2013-12-31$3,678,015
Value of total assets at beginning of year2013-12-31$4,010,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$22,084
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$6,107
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$367,652
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$171,347
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$1,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-331,885
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,676,520
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,008,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$15,977
Value of interest in pooled separate accounts at end of year2013-12-31$2,708,106
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,942,260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$969,678
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,067,248
Net investment gain/loss from pooled separate accounts2013-12-31$461,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$43,790
Employer contributions (assets) at end of year2013-12-31$231
Employer contributions (assets) at beginning of year2013-12-31$504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$986,812
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EMERICK AND COMPANY
Accountancy firm EIN2013-12-31481855764
2012 : BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,607
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$15
Total income from all sources (including contributions)2012-12-31$509,163
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$197,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$166,653
Value of total corrective distributions2012-12-31$8,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$263,683
Value of total assets at end of year2012-12-31$4,010,012
Value of total assets at beginning of year2012-12-31$3,697,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$23,008
Total interest from all sources2012-12-31$119
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$9,343
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$401,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$210,631
Participant contributions at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$1,607
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$311,384
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,008,405
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,697,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$13,665
Value of interest in pooled separate accounts at end of year2012-12-31$2,942,260
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,713,877
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$119
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,067,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$981,429
Net investment gain/loss from pooled separate accounts2012-12-31$245,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$53,052
Employer contributions (assets) at end of year2012-12-31$504
Employer contributions (assets) at beginning of year2012-12-31$1,730
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$166,653
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EMERICK AND COMPANY
Accountancy firm EIN2012-12-31481855764
2011 : BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$15
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$15
Total income from all sources (including contributions)2011-12-31$331,766
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$251,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$228,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$287,775
Value of total assets at end of year2011-12-31$3,697,036
Value of total assets at beginning of year2011-12-31$3,616,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,856
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$9,707
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$375,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$224,757
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$15
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$80,304
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,697,021
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,616,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$13,149
Value of interest in pooled separate accounts at end of year2011-12-31$2,713,877
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,281,555
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$981,429
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$331,787
Net investment gain/loss from pooled separate accounts2011-12-31$43,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$59,806
Employer contributions (assets) at end of year2011-12-31$1,730
Employer contributions (assets) at beginning of year2011-12-31$3,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$228,606
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EMERICK AND COMPANY
Accountancy firm EIN2011-12-31481855764
2010 : BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$15
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$15
Total income from all sources (including contributions)2010-12-31$569,141
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$167,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$154,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$272,169
Value of total assets at end of year2010-12-31$3,616,732
Value of total assets at beginning of year2010-12-31$3,215,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,072
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$1,442
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$375,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$213,773
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$15
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$401,186
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,616,717
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,215,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$11,630
Value of interest in pooled separate accounts at end of year2010-12-31$3,281,555
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,214,464
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$331,787
Net investment gain/loss from pooled separate accounts2010-12-31$296,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$58,396
Employer contributions (assets) at end of year2010-12-31$3,390
Employer contributions (assets) at beginning of year2010-12-31$582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$154,883
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EMERICK AND COMPANY
Accountancy firm EIN2010-12-31481855764

Form 5500 Responses for BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN

2013: BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BEST TOOL & MANUFACTURING CO INC. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number82037
Policy instance 1
Insurance contract or identification number82037
Number of Individuals Covered57
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $9,282
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,282
Insurance broker organization code?3
Insurance broker nameWILLIAM M. COHN
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number82037
Policy instance 1
Insurance contract or identification number82037
Number of Individuals Covered81
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $10,572
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,572
Insurance broker organization code?3
Insurance broker nameWILLIAM M. COHN
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number82037
Policy instance 1
Insurance contract or identification number82037
Number of Individuals Covered83
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $9,390
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number82037
Policy instance 1
Insurance contract or identification number82037
Number of Individuals Covered86
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $8,306
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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