401k Plan data: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN plan

EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP. The employer maintaining this ESOP is an S Corporation

401k Sponsoring company profile

EFCO CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: EFCO CORPORATION

Employer identification number (EIN): 440640401

NAIC Classification: 332900

Additional information about EFCO CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1999-08-23

Company Identification Number: 0012789006

Legal Registered Office Address: 4400 W 78TH ST STE 520

MINNEAPOLIS
United States of America (USA)
55435

More information about EFCO CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-01-01 TRICIA VANZEE
002 2011-01-01 TRICIA VANZEE
002 2009-01-01 TRICIA VANZEE
002 2009-01-01 TRICIA VANZEE

Plan id#	Filing Submission Date	Name of Administrator
002	2012-01-01	TRICIA VANZEE
002	2011-01-01	TRICIA VANZEE
002	2009-01-01	TRICIA VANZEE
002	2009-01-01	TRICIA VANZEE

Plan Statistics for EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2012: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 813
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Total participants 2012-01-01 0
2011: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 544
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 189
Number of other retired or separated participants entitled to future benefits 2011-01-01 624
Total of all active and inactive participants 2011-01-01 813
Total participants 2011-01-01 813
Number of participants with account balances 2011-01-01 813
2009: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,770
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 123
Number of other retired or separated participants entitled to future benefits 2009-01-01 442
Total of all active and inactive participants 2009-01-01 565
Total participants 2009-01-01 565
Number of participants with account balances 2009-01-01 565

Measure	Date	Value
2012: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	813
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Total participants	2012-01-01	0
2011: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	544
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	189
Number of other retired or separated participants entitled to future benefits	2011-01-01	624
Total of all active and inactive participants	2011-01-01	813
Total participants	2011-01-01	813
Number of participants with account balances	2011-01-01	813
2009: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,770
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	123
Number of other retired or separated participants entitled to future benefits	2009-01-01	442
Total of all active and inactive participants	2009-01-01	565
Total participants	2009-01-01	565
Number of participants with account balances	2009-01-01	565

Financial Data on EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2012 : EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$9,298
Total of all expenses incurred	2012-12-31	$3,386,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,139,958
Value of total assets at end of year	2012-12-31	$0
Value of total assets at beginning of year	2012-12-31	$3,377,679
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$247,019
Total interest from all sources	2012-12-31	$9,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Administrative expenses (other) incurred	2012-12-31	$247,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-3,377,679
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,377,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,377,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,377,679
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$9,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,139,958
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2012-12-31	366055558
2011 : EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$11,135
Total of all expenses incurred	2011-12-31	$1,716,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,608,952
Value of total assets at end of year	2011-12-31	$3,377,679
Value of total assets at beginning of year	2011-12-31	$5,082,817
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$107,321
Total interest from all sources	2011-12-31	$11,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$83,108
Administrative expenses (other) incurred	2011-12-31	$107,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,705,138
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,377,679
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,082,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,377,679
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$4,999,709
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$4,999,709
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$11,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,608,952
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2011-12-31	366055558
2010 : EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$14,898
Total of all expenses incurred	2010-12-31	$661,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$543,369
Value of total assets at end of year	2010-12-31	$5,082,817
Value of total assets at beginning of year	2010-12-31	$5,729,447
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$118,159
Total interest from all sources	2010-12-31	$14,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$118,159
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$83,108
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-646,630
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,082,817
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,729,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$4,999,709
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$5,729,447
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$5,729,447
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$14,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$543,369
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2010-12-31	366055558

Form 5500 Responses for EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

2012: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	This submission is the final filing	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: EFCO CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	EFCO CORPORATION
Employer identification number (EIN):	440640401
NAIC Classification:	332900

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1999-08-23
Company Identification Number:	0012789006
Legal Registered Office Address:	4400 W 78TH ST STE 520 MINNEAPOLIS United States of America (USA) 55435