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SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 401k Plan overview

Plan NameSUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST
Plan identification number 002

SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

SUMMERS MANUFACTURING CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:SUMMERS MANUFACTURING CO., INC.
Employer identification number (EIN):450281626
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-10-01RYAN GRUHN2023-07-17
0022020-10-01RYAN GRUHN2022-07-15
0022019-10-01MARIANNE SEARS2021-07-14
0022019-10-01RYAN GRUHN2022-07-15
0022018-10-01MARIANNE SEARS2020-09-18 MARIANNE SEARS2020-09-18
0022018-10-01MARIANNE SEARS2020-07-14
0022017-10-01MARIANNE SEARS2019-07-15
0022016-10-01
0022016-10-01MARIANNE SEARS2018-07-16
0022015-10-01
0022014-10-01
0022013-10-01DEB ANDERSON
0022012-10-01DEBRA ANDERSON
0022011-10-01MARIANNE SEARS
0022010-10-01DEBRA J. ANDERSON
0022009-10-01SUSAN ASPENGREN
0022008-10-01

Plan Statistics for SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

401k plan membership statisitcs for SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Measure Date Value
2021: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-10-0199
Total number of active participants reported on line 7a of the Form 55002021-10-0153
Number of retired or separated participants receiving benefits2021-10-0113
Number of other retired or separated participants entitled to future benefits2021-10-015
Total of all active and inactive participants2021-10-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-0171
Number of participants with account balances2021-10-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-013
2020: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-10-01102
Total number of active participants reported on line 7a of the Form 55002020-10-0153
Number of retired or separated participants receiving benefits2020-10-0113
Number of other retired or separated participants entitled to future benefits2020-10-015
Total of all active and inactive participants2020-10-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-0171
Number of participants with account balances2020-10-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-013
2019: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-10-01112
Total number of active participants reported on line 7a of the Form 55002019-10-0156
Number of retired or separated participants receiving benefits2019-10-0130
Number of other retired or separated participants entitled to future benefits2019-10-0118
Total of all active and inactive participants2019-10-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01104
Number of participants with account balances2019-10-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-012
2018: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-10-01102
Total number of active participants reported on line 7a of the Form 55002018-10-0157
Number of retired or separated participants receiving benefits2018-10-0130
Number of other retired or separated participants entitled to future benefits2018-10-0112
Total of all active and inactive participants2018-10-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-0199
Number of participants with account balances2018-10-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-10-01103
Total number of active participants reported on line 7a of the Form 55002017-10-0165
Number of retired or separated participants receiving benefits2017-10-0130
Number of other retired or separated participants entitled to future benefits2017-10-010
Total of all active and inactive participants2017-10-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-0195
Number of participants with account balances2017-10-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-10-01105
Total number of active participants reported on line 7a of the Form 55002016-10-0182
Number of retired or separated participants receiving benefits2016-10-0119
Number of other retired or separated participants entitled to future benefits2016-10-010
Total of all active and inactive participants2016-10-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01101
Number of participants with account balances2016-10-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-015
2015: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-10-01112
Total number of active participants reported on line 7a of the Form 55002015-10-0182
Number of retired or separated participants receiving benefits2015-10-0119
Number of other retired or separated participants entitled to future benefits2015-10-010
Total of all active and inactive participants2015-10-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01101
Number of participants with account balances2015-10-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-014
2014: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-10-01167
Total number of active participants reported on line 7a of the Form 55002014-10-0198
Number of retired or separated participants receiving benefits2014-10-018
Number of other retired or separated participants entitled to future benefits2014-10-010
Total of all active and inactive participants2014-10-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01106
Number of participants with account balances2014-10-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0142
2013: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-10-01215
Total number of active participants reported on line 7a of the Form 55002013-10-01148
Number of retired or separated participants receiving benefits2013-10-019
Number of other retired or separated participants entitled to future benefits2013-10-014
Total of all active and inactive participants2013-10-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01161
Number of participants with account balances2013-10-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0114
2012: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-10-01189
Total number of active participants reported on line 7a of the Form 55002012-10-01165
Number of retired or separated participants receiving benefits2012-10-016
Number of other retired or separated participants entitled to future benefits2012-10-010
Total of all active and inactive participants2012-10-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01171
Number of participants with account balances2012-10-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-013
2011: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-10-01165
Total number of active participants reported on line 7a of the Form 55002011-10-01152
Number of retired or separated participants receiving benefits2011-10-013
Number of other retired or separated participants entitled to future benefits2011-10-010
Total of all active and inactive participants2011-10-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01155
Number of participants with account balances2011-10-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-013
2010: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-10-01148
Total number of active participants reported on line 7a of the Form 55002010-10-01134
Number of retired or separated participants receiving benefits2010-10-014
Number of other retired or separated participants entitled to future benefits2010-10-012
Total of all active and inactive participants2010-10-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01140
Number of participants with account balances2010-10-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-016
2009: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-10-01148
Total number of active participants reported on line 7a of the Form 55002009-10-01142
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-010
Total of all active and inactive participants2009-10-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01142
Number of participants with account balances2009-10-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Measure Date Value
2021 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-09-30$-337,739
Total unrealized appreciation/depreciation of assets2021-09-30$-337,739
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$897,791
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$1,055,250
Expenses. Interest paid2021-09-30$42,750
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-09-30$42,750
Total income from all sources (including contributions)2021-09-30$-144,985
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$1,008,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$965,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$192,750
Value of total assets at end of year2021-09-30$2,992,610
Value of total assets at beginning of year2021-09-30$4,303,312
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$0
Total interest from all sources2021-09-30$4
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$1,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$965,508
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-09-30$2,480
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-09-30$897,750
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-09-30$1,055,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$-1,153,243
Value of net assets at end of year (total assets less liabilities)2021-09-30$2,094,819
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$3,248,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$244
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$240
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$240
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$4
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Assets. Invements in employer securities at end of year2021-09-30$2,799,616
Assets. Invements in employer securities at beginning of year2021-09-30$4,100,342
Contributions received in cash from employer2021-09-30$192,750
Employer contributions (assets) at end of year2021-09-30$192,750
Employer contributions (assets) at beginning of year2021-09-30$200,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$965,508
Liabilities. Value of benefit claims payable at end of year2021-09-30$41
Liabilities. Value of benefit claims payable at beginning of year2021-09-30$0
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30EIDE BAILLY LLP
Accountancy firm EIN2021-09-30450250958
2020 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-09-30$-1,600,507
Total unrealized appreciation/depreciation of assets2020-09-30$-1,600,507
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$1,055,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$1,212,750
Expenses. Interest paid2020-09-30$50,250
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-09-30$50,250
Total income from all sources (including contributions)2020-09-30$-1,400,255
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$50,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$200,250
Value of total assets at end of year2020-09-30$4,300,321
Value of total assets at beginning of year2020-09-30$5,908,326
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$0
Total interest from all sources2020-09-30$2
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$1,000,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$2,480
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-09-30$1,055,250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$1,212,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$-1,450,505
Value of net assets at end of year (total assets less liabilities)2020-09-30$3,245,071
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$4,695,576
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$244
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$242
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$242
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$2
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Assets. Invements in employer securities at end of year2020-09-30$4,099,827
Assets. Invements in employer securities at beginning of year2020-09-30$5,700,334
Contributions received in cash from employer2020-09-30$200,250
Employer contributions (assets) at end of year2020-09-30$200,250
Employer contributions (assets) at beginning of year2020-09-30$207,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$1,380,140
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30No
Opinion of an independent qualified public accountant for this plan2020-09-30Unqualified
Accountancy firm name2020-09-30EIDE BAILLY LLP
Accountancy firm EIN2020-09-30450250958
2019 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-09-30$-2,899,757
Total unrealized appreciation/depreciation of assets2019-09-30$-2,899,757
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$1,212,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$1,370,250
Expenses. Interest paid2019-09-30$57,750
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-09-30$57,750
Total income from all sources (including contributions)2019-09-30$-2,692,002
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$57,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$207,750
Value of total assets at end of year2019-09-30$5,908,326
Value of total assets at beginning of year2019-09-30$8,815,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$0
Total interest from all sources2019-09-30$5
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$1,000,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-09-30$1,212,750
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-09-30$1,370,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$-2,749,752
Value of net assets at end of year (total assets less liabilities)2019-09-30$4,695,576
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$7,445,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$242
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$237
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$237
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$5
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Assets. Invements in employer securities at end of year2019-09-30$5,700,334
Assets. Invements in employer securities at beginning of year2019-09-30$8,600,091
Contributions received in cash from employer2019-09-30$207,750
Employer contributions (assets) at end of year2019-09-30$207,750
Employer contributions (assets) at beginning of year2019-09-30$215,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$0
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30No
Opinion of an independent qualified public accountant for this plan2019-09-30Unqualified
Accountancy firm name2019-09-30EIDE BAILLY LLP
Accountancy firm EIN2019-09-30450250958
2018 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$-3,596,491
Total unrealized appreciation/depreciation of assets2018-09-30$-3,596,491
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$1,370,250
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$1,580,480
Expenses. Interest paid2018-09-30$66,832
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-09-30$66,832
Total income from all sources (including contributions)2018-09-30$-3,326,921
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$870,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$803,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$269,562
Value of total assets at end of year2018-09-30$8,815,578
Value of total assets at beginning of year2018-09-30$13,223,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$0
Total interest from all sources2018-09-30$8
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$1,000,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$803,781
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-09-30$1,370,250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$1,580,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$-4,197,535
Value of net assets at end of year (total assets less liabilities)2018-09-30$7,445,328
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$11,642,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$237
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$229
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$229
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-09-30$8
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30Yes
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Assets. Invements in employer securities at end of year2018-09-30$8,600,091
Assets. Invements in employer securities at beginning of year2018-09-30$13,000,364
Contributions received in cash from employer2018-09-30$269,562
Employer contributions (assets) at end of year2018-09-30$215,250
Employer contributions (assets) at beginning of year2018-09-30$222,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$803,782
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30No
Opinion of an independent qualified public accountant for this plan2018-09-30Unqualified
Accountancy firm name2018-09-30EIDE BAILLY LLP
Accountancy firm EIN2018-09-30450250958
2017 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$-3,899,580
Total unrealized appreciation/depreciation of assets2017-09-30$-3,899,580
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$1,580,480
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$1,796,752
Expenses. Interest paid2017-09-30$76,095
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-09-30$76,095
Total income from all sources (including contributions)2017-09-30$-1,998,907
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$1,691,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$1,615,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$307,066
Value of total assets at end of year2017-09-30$13,223,343
Value of total assets at beginning of year2017-09-30$17,130,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$0
Total interest from all sources2017-09-30$229
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$1,593,378
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$1,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-09-30$1,580,480
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-30$1,796,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$-3,690,579
Value of net assets at end of year (total assets less liabilities)2017-09-30$11,642,863
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$15,333,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Interest earned on other investments2017-09-30$229
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$229
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$-91
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$-91
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Assets. Invements in employer securities at end of year2017-09-30$13,000,364
Assets. Invements in employer securities at beginning of year2017-09-30$16,899,944
Contributions received in cash from employer2017-09-30$307,066
Employer contributions (assets) at end of year2017-09-30$222,750
Employer contributions (assets) at beginning of year2017-09-30$230,341
Income. Dividends from preferred stock2017-09-30$1,593,378
Income. Dividends from common stock2017-09-30$1,593,378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$1,615,577
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30No
Opinion of an independent qualified public accountant for this plan2017-09-30Unqualified
Accountancy firm name2017-09-30EIDE BAILLY LLP
Accountancy firm EIN2017-09-30450250958
2016 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$-4,109,688
Total unrealized appreciation/depreciation of assets2016-09-30$-4,109,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$1,796,752
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$2,011,313
Expenses. Interest paid2016-09-30$85,307
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-09-30$85,307
Total income from all sources (including contributions)2016-09-30$-3,817,228
Total of all expenses incurred2016-09-30$941,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$848,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$292,458
Value of total assets at end of year2016-09-30$17,130,194
Value of total assets at beginning of year2016-09-30$22,103,826
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$8,500
Total interest from all sources2016-09-30$2
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$1,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-09-30$1,796,752
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$2,011,313
Administrative expenses (other) incurred2016-09-30$8,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$-4,759,071
Value of net assets at end of year (total assets less liabilities)2016-09-30$15,333,442
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$20,092,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Interest earned on other investments2016-09-30$2
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$-91
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$8,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$8,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Assets. Invements in employer securities at end of year2016-09-30$16,899,944
Assets. Invements in employer securities at beginning of year2016-09-30$21,857,102
Contributions received in cash from employer2016-09-30$292,458
Employer contributions (assets) at end of year2016-09-30$230,341
Employer contributions (assets) at beginning of year2016-09-30$237,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$848,036
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Unqualified
Accountancy firm name2016-09-30EIDE BAILLY LLP
Accountancy firm EIN2016-09-30450250958
2015 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$-2,822,356
Total unrealized appreciation/depreciation of assets2015-09-30$-2,822,356
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$2,011,313
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$2,224,211
Expenses. Interest paid2015-09-30$94,469
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-09-30$94,469
Total income from all sources (including contributions)2015-09-30$-2,345,609
Total of all expenses incurred2015-09-30$5,393,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$5,299,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$476,747
Value of total assets at end of year2015-09-30$22,103,826
Value of total assets at beginning of year2015-09-30$30,056,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$1,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$10,714
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-09-30$2,011,313
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$2,224,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-7,739,591
Value of net assets at end of year (total assets less liabilities)2015-09-30$20,092,513
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$27,832,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$8,974
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$31
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$31
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Assets. Invements in employer securities at end of year2015-09-30$21,857,102
Assets. Invements in employer securities at beginning of year2015-09-30$29,800,320
Contributions received in cash from employer2015-09-30$476,747
Employer contributions (assets) at end of year2015-09-30$237,750
Employer contributions (assets) at beginning of year2015-09-30$245,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$5,299,513
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30No
Opinion of an independent qualified public accountant for this plan2015-09-30Unqualified
Accountancy firm name2015-09-30EIDE BAILLY LLP
Accountancy firm EIN2015-09-30450250958
2014 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$-4,123,440
Total unrealized appreciation/depreciation of assets2014-09-30$-4,123,440
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$2,224,211
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$2,435,496
Expenses. Interest paid2014-09-30$103,582
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-09-30$103,582
Total income from all sources (including contributions)2014-09-30$-3,289,422
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$14,095,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$13,991,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$834,010
Value of total assets at end of year2014-09-30$30,056,315
Value of total assets at beginning of year2014-09-30$47,652,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$0
Total interest from all sources2014-09-30$8
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$3,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$10,714
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$2,224,211
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$2,435,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$-17,384,849
Value of net assets at end of year (total assets less liabilities)2014-09-30$27,832,104
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$45,216,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Interest earned on other investments2014-09-30$8
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$31
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$32
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$32
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Assets. Invements in employer securities at end of year2014-09-30$29,800,320
Assets. Invements in employer securities at beginning of year2014-09-30$47,399,667
Contributions received in cash from employer2014-09-30$834,010
Employer contributions (assets) at end of year2014-09-30$245,250
Employer contributions (assets) at beginning of year2014-09-30$252,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$13,991,845
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30No
Opinion of an independent qualified public accountant for this plan2014-09-30Unqualified
Accountancy firm name2014-09-30EIDE BAILLY LLP
Accountancy firm EIN2014-09-30450250958
2013 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$14,999,689
Total unrealized appreciation/depreciation of assets2013-09-30$14,999,689
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$2,435,496
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$2,350,995
Expenses. Interest paid2013-09-30$104,179
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-09-30$104,179
Total income from all sources (including contributions)2013-09-30$16,933,977
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$2,026,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$1,922,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$1,934,286
Value of total assets at end of year2013-09-30$47,652,449
Value of total assets at beginning of year2013-09-30$32,660,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$0
Total interest from all sources2013-09-30$2
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$3,000,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-09-30$2,435,496
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-09-30$2,350,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$14,907,691
Value of net assets at end of year (total assets less liabilities)2013-09-30$45,216,953
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$30,309,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Interest earned on other investments2013-09-30$2
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$32
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$29
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$29
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Assets. Invements in employer securities at end of year2013-09-30$47,399,667
Assets. Invements in employer securities at beginning of year2013-09-30$32,399,978
Contributions received in cash from employer2013-09-30$1,934,286
Employer contributions (assets) at end of year2013-09-30$252,750
Employer contributions (assets) at beginning of year2013-09-30$260,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$1,922,107
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30No
Opinion of an independent qualified public accountant for this plan2013-09-30Unqualified
Accountancy firm name2013-09-30EIDE BAILLY LLP
Accountancy firm EIN2013-09-30450250958
2012 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$8,298,884
Total unrealized appreciation/depreciation of assets2012-09-30$8,298,884
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$2,350,995
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$2,509,105
Expenses. Interest paid2012-09-30$110,250
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-09-30$110,250
Total income from all sources (including contributions)2012-09-30$9,547,873
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$1,134,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$1,024,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,248,989
Value of total assets at end of year2012-09-30$32,660,257
Value of total assets at beginning of year2012-09-30$24,405,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$0
Total interest from all sources2012-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$29
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$2,350,995
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$2,509,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$8,413,140
Value of net assets at end of year (total assets less liabilities)2012-09-30$30,309,262
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$21,896,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$29
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Assets. Invements in employer securities at end of year2012-09-30$32,399,978
Assets. Invements in employer securities at beginning of year2012-09-30$24,101,093
Contributions received in cash from employer2012-09-30$1,248,989
Employer contributions (assets) at end of year2012-09-30$260,250
Employer contributions (assets) at beginning of year2012-09-30$304,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$1,024,483
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Unqualified
Accountancy firm name2012-09-30EIDE BAILLY LLP
Accountancy firm EIN2012-09-30450250958
2011 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$4,900,934
Total unrealized appreciation/depreciation of assets2011-09-30$4,900,934
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$2,509,105
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$2,353,875
Expenses. Interest paid2011-09-30$118,875
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-09-30$118,875
Total income from all sources (including contributions)2011-09-30$6,673,600
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$1,623,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$1,504,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$1,772,637
Value of total assets at end of year2011-09-30$24,405,227
Value of total assets at beginning of year2011-09-30$19,200,188
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$0
Total interest from all sources2011-09-30$29
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-09-30$29
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-09-30$29
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-09-30$2,509,105
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-09-30$2,353,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$5,049,809
Value of net assets at end of year (total assets less liabilities)2011-09-30$21,896,122
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$16,846,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$29
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$29
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$29
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Assets. Invements in employer securities at end of year2011-09-30$24,101,093
Assets. Invements in employer securities at beginning of year2011-09-30$19,200,159
Contributions received in cash from employer2011-09-30$1,772,637
Employer contributions (assets) at end of year2011-09-30$304,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$1,504,887
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30No
Opinion of an independent qualified public accountant for this plan2011-09-30Unqualified
Accountancy firm name2011-09-30EIDE BAILLY LLP
Accountancy firm EIN2011-09-30450250958
2010 : SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

2021: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedYes
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedYes
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: SUMMERS MANUFACTURING CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

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