401k Plan data: THE FFEC 401K SOLUTION plan

THE FFEC 401K SOLUTION 401k Plan overview

Plan Name	THE FFEC 401K SOLUTION
Plan identification number	333

THE FFEC 401K SOLUTION Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FIDUCIARY DOCTORS, LLC has sponsored the creation of one or more 401k plans.

Company Name: FIDUCIARY DOCTORS, LLC

Employer identification number (EIN): 451427680

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE FFEC 401K SOLUTION

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
333 2015-01-01 T R BICK
333 2014-01-01 LYNNE MCAULEY
333 2014-01-01 LYNNE MCAULEY
333 2014-01-01 LYNNE MCAULEY
333 2013-01-01 LYNNE MCAULEY
333 2012-01-01 LYNNE MCAULEY

Plan id#	Filing Submission Date	Name of Administrator
333	2015-01-01	T R BICK
333	2014-01-01	LYNNE MCAULEY
333	2014-01-01	LYNNE MCAULEY
333	2014-01-01	LYNNE MCAULEY
333	2013-01-01	LYNNE MCAULEY
333	2012-01-01	LYNNE MCAULEY

Plan Statistics for THE FFEC 401K SOLUTION

401k plan membership statisitcs for THE FFEC 401K SOLUTION

Measure Date Value
2015: THE FFEC 401K SOLUTION 2015 401k membership
Total participants, beginning-of-year 2015-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 184
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 16
Total of all active and inactive participants 2015-01-01 200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 200
Number of participants with account balances 2015-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE FFEC 401K SOLUTION 2014 401k membership
Total participants, beginning-of-year 2014-01-01 99
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,493
Number of retired or separated participants receiving benefits 2014-01-01 12
Number of other retired or separated participants entitled to future benefits 2014-01-01 186
Total of all active and inactive participants 2014-01-01 1,691
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,691
Number of participants with account balances 2014-01-01 962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 26
2013: THE FFEC 401K SOLUTION 2013 401k membership
Total participants, beginning-of-year 2013-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 673
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 51
Total of all active and inactive participants 2013-01-01 724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 724
Number of participants with account balances 2013-01-01 358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 9
2012: THE FFEC 401K SOLUTION 2012 401k membership
Total participants, beginning-of-year 2012-01-01 34
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 24
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 25
Number of participants with account balances 2012-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2015: THE FFEC 401K SOLUTION 2015 401k membership
Total participants, beginning-of-year	2015-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	184
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	16
Total of all active and inactive participants	2015-01-01	200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	200
Number of participants with account balances	2015-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE FFEC 401K SOLUTION 2014 401k membership
Total participants, beginning-of-year	2014-01-01	99
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,493
Number of retired or separated participants receiving benefits	2014-01-01	12
Number of other retired or separated participants entitled to future benefits	2014-01-01	186
Total of all active and inactive participants	2014-01-01	1,691
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,691
Number of participants with account balances	2014-01-01	962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	26
2013: THE FFEC 401K SOLUTION 2013 401k membership
Total participants, beginning-of-year	2013-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	673
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	51
Total of all active and inactive participants	2013-01-01	724
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	724
Number of participants with account balances	2013-01-01	358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	9
2012: THE FFEC 401K SOLUTION 2012 401k membership
Total participants, beginning-of-year	2012-01-01	34
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	24
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	25
Number of participants with account balances	2012-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on THE FFEC 401K SOLUTION

Measure	Date	Value
2015 : THE FFEC 401K SOLUTION 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$663,310
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$817,403
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$90,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$53,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$879,667
Value of total assets at end of year	2015-12-31	$3,037,271
Value of total assets at beginning of year	2015-12-31	$1,647,083
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$36,551
Total interest from all sources	2015-12-31	$2,065
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$36,551
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$565,047
Participant contributions at end of year	2015-12-31	$68,272
Participant contributions at beginning of year	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$66,676
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$94,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$726,878
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,037,271
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,647,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,803,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,647,083
Income. Interest from loans (other than to participants)	2015-12-31	$2,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-64,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$220,270
Employer contributions (assets) at end of year	2015-12-31	$99,114
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$53,974
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	NONE
Accountancy firm EIN	2015-12-31	451427680
2014 : THE FFEC 401K SOLUTION 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$0
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Transfers to/from the plan	2014-12-31	$-42,805
Total income from all sources	2014-12-31	$12,921
Expenses. Total of all expenses incurred	2014-12-31	$0
Benefits paid (including direct rollovers)	2014-12-31	$1,319,013
Total plan assets at end of year	2014-12-31	$0
Total plan assets at beginning of year	2014-12-31	$29,884
Value of fidelity bond covering the plan	2014-12-31	$3,000
Total contributions received or receivable from participants	2014-12-31	$9,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$67,241
Contributions received from other sources (not participants or employers)	2014-12-31	$11,239,649
Other income received	2014-12-31	$421
Noncash contributions received	2014-12-31	$231
Net income (gross income less expenses)	2014-12-31	$12,921
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$29,884
Assets. Value of participant loans	2014-12-31	$365,983
Total contributions received or receivable from employer(s)	2014-12-31	$3,500
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$163,626
Value of net income/loss	2014-12-31	$0
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$0
2013 : THE FFEC 401K SOLUTION 2013 401k financial data
Transfers to/from the plan	2013-12-31	$300,274
Total income from all sources	2013-12-31	$29,884
Expenses. Total of all expenses incurred	2013-12-31	$0
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$29,884
Total plan assets at beginning of year	2013-12-31	$0
Value of fidelity bond covering the plan	2013-12-31	$3,000
Total contributions received or receivable from participants	2013-12-31	$3,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$25,036
Other income received	2013-12-31	$348
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$29,884
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$29,884
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$0
Assets. Value of participant loans	2013-12-31	$94,488
Total contributions received or receivable from employer(s)	2013-12-31	$1,500
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$339
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : THE FFEC 401K SOLUTION 2012 401k financial data
Total income from all sources	2012-12-31	$13,750
Expenses. Total of all expenses incurred	2012-12-31	$0
Benefits paid (including direct rollovers)	2012-12-31	$114,950
Total plan assets at end of year	2012-12-31	$13,750
Total plan assets at beginning of year	2012-12-31	$670,086
Total contributions received or receivable from participants	2012-12-31	$115,843
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$13,750
Other income received	2012-12-31	$49,829
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$13,750
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$13,750
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Assets. Value of participant loans	2012-12-31	$36,230
Total contributions received or receivable from employer(s)	2012-12-31	$41,891
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$5,258
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for THE FFEC 401K SOLUTION

2015: THE FFEC 401K SOLUTION 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE FFEC 401K SOLUTION 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE FFEC 401K SOLUTION 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE FFEC 401K SOLUTION 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIDUCIARY DOCTORS, LLC
Employer identification number (EIN):	451427680
NAIC Classification:	523900