DEFAY ORTHODONTICS, PLLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DEFAY ORTHODONTICS 401(K) PLAN
| Measure | Date | Value |
|---|
| 2022: DEFAY ORTHODONTICS 401(K) PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 22 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 14 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 4 |
| Total of all active and inactive participants | 2022-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 18 |
| Number of participants with account balances | 2022-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 1 |
| 2021: DEFAY ORTHODONTICS 401(K) PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 20 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 12 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Total of all active and inactive participants | 2021-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 12 |
| Number of participants with account balances | 2021-01-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: DEFAY ORTHODONTICS 401(K) PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 20 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 5 |
| Total of all active and inactive participants | 2020-01-01 | 20 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 20 |
| Number of participants with account balances | 2020-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: DEFAY ORTHODONTICS 401(K) PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 17 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 3 |
| Total of all active and inactive participants | 2019-01-01 | 20 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 20 |
| Number of participants with account balances | 2019-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: DEFAY ORTHODONTICS 401(K) PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 16 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 1 |
| Total of all active and inactive participants | 2018-01-01 | 17 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 17 |
| Number of participants with account balances | 2018-01-01 | 13 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: DEFAY ORTHODONTICS 401(K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 2 |
| Total of all active and inactive participants | 2017-01-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 13 |
| Number of participants with account balances | 2017-01-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: DEFAY ORTHODONTICS 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 3 |
| Total of all active and inactive participants | 2016-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 12 |
| Number of participants with account balances | 2016-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: DEFAY ORTHODONTICS 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 4 |
| Total of all active and inactive participants | 2015-01-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 13 |
| Number of participants with account balances | 2015-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: DEFAY ORTHODONTICS 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 2 |
| Total of all active and inactive participants | 2014-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 12 |
| Number of participants with account balances | 2014-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: DEFAY ORTHODONTICS 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2 |
| Total of all active and inactive participants | 2013-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 12 |
| Number of participants with account balances | 2013-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: DEFAY ORTHODONTICS 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 4 |
| Total of all active and inactive participants | 2012-01-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 13 |
| Number of participants with account balances | 2012-01-01 | 13 |
| 2011: DEFAY ORTHODONTICS 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 3 |
| Total of all active and inactive participants | 2011-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 12 |
| Number of participants with account balances | 2011-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : DEFAY ORTHODONTICS 401(K) PLAN 2022 401k financial data |
|---|
| Total income from all sources | 2022-12-31 | $-234,007 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $15,546 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $15,546 |
| Total plan assets at end of year | 2022-12-31 | $1,376,043 |
| Total plan assets at beginning of year | 2022-12-31 | $1,625,596 |
| Total contributions received or receivable from participants | 2022-12-31 | $41,776 |
| Other income received | 2022-12-31 | $-303,194 |
| Net income (gross income less expenses) | 2022-12-31 | $-249,553 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $1,376,043 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,625,596 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $27,411 |
| 2021 : DEFAY ORTHODONTICS 401(K) PLAN 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $364,015 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $2,709 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $2,709 |
| Total plan assets at end of year | 2021-12-31 | $1,625,596 |
| Total plan assets at beginning of year | 2021-12-31 | $1,264,290 |
| Total contributions received or receivable from participants | 2021-12-31 | $56,867 |
| Other income received | 2021-12-31 | $254,340 |
| Net income (gross income less expenses) | 2021-12-31 | $361,306 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $1,625,596 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $1,264,290 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $52,808 |
| 2020 : DEFAY ORTHODONTICS 401(K) PLAN 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $242,483 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $4,947 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $4,947 |
| Total plan assets at end of year | 2020-12-31 | $1,264,290 |
| Total plan assets at beginning of year | 2020-12-31 | $1,026,754 |
| Total contributions received or receivable from participants | 2020-12-31 | $55,935 |
| Other income received | 2020-12-31 | $172,899 |
| Net income (gross income less expenses) | 2020-12-31 | $237,536 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $1,264,290 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $1,026,754 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $13,649 |
| 2019 : DEFAY ORTHODONTICS 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $314,092 |
| Total plan assets at end of year | 2019-12-31 | $1,026,754 |
| Total plan assets at beginning of year | 2019-12-31 | $712,662 |
| Total contributions received or receivable from participants | 2019-12-31 | $55,057 |
| Contributions received from other sources (not participants or employers) | 2019-12-31 | $18,952 |
| Other income received | 2019-12-31 | $188,626 |
| Net income (gross income less expenses) | 2019-12-31 | $314,092 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $1,026,754 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $712,662 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $51,457 |
| 2018 : DEFAY ORTHODONTICS 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $13,480 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $145,000 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $145,000 |
| Total plan assets at end of year | 2018-12-31 | $712,662 |
| Total plan assets at beginning of year | 2018-12-31 | $844,182 |
| Total contributions received or receivable from participants | 2018-12-31 | $54,233 |
| Assets. Value of loans (other than to participants) | 2018-12-31 | $0 |
| Other income received | 2018-12-31 | $-54,924 |
| Net income (gross income less expenses) | 2018-12-31 | $-131,520 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $712,662 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $844,182 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $14,171 |
| 2017 : DEFAY ORTHODONTICS 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $151,055 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $1,909 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $1,909 |
| Total plan assets at end of year | 2017-12-31 | $844,182 |
| Total plan assets at beginning of year | 2017-12-31 | $695,036 |
| Total contributions received or receivable from participants | 2017-12-31 | $30,563 |
| Other income received | 2017-12-31 | $108,724 |
| Net income (gross income less expenses) | 2017-12-31 | $149,146 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $844,182 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $695,036 |
| Assets. Value of participant loans | 2017-12-31 | $36,657 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $11,768 |
| 2016 : DEFAY ORTHODONTICS 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $114,634 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $1,849 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $1,849 |
| Total plan assets at end of year | 2016-12-31 | $695,036 |
| Total plan assets at beginning of year | 2016-12-31 | $582,251 |
| Total contributions received or receivable from participants | 2016-12-31 | $28,082 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $2,379 |
| Other income received | 2016-12-31 | $73,962 |
| Net income (gross income less expenses) | 2016-12-31 | $112,785 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $695,036 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $582,251 |
| Assets. Value of participant loans | 2016-12-31 | $45,877 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $10,211 |
| 2015 : DEFAY ORTHODONTICS 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $25,135 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $13,103 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $13,103 |
| Total plan assets at end of year | 2015-12-31 | $582,251 |
| Total plan assets at beginning of year | 2015-12-31 | $570,219 |
| Total contributions received or receivable from participants | 2015-12-31 | $26,623 |
| Other income received | 2015-12-31 | $-11,017 |
| Net income (gross income less expenses) | 2015-12-31 | $12,032 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $582,251 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $570,219 |
| Assets. Value of participant loans | 2015-12-31 | $20,989 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $9,529 |
| 2014 : DEFAY ORTHODONTICS 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $60,872 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $150,936 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $150,936 |
| Total plan assets at end of year | 2014-12-31 | $570,219 |
| Total plan assets at beginning of year | 2014-12-31 | $660,283 |
| Total contributions received or receivable from participants | 2014-12-31 | $27,939 |
| Other income received | 2014-12-31 | $23,378 |
| Net income (gross income less expenses) | 2014-12-31 | $-90,064 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $570,219 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $660,283 |
| Assets. Value of participant loans | 2014-12-31 | $16,084 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $9,555 |
| 2013 : DEFAY ORTHODONTICS 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $175,794 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $6,370 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $6,370 |
| Total plan assets at end of year | 2013-12-31 | $660,283 |
| Total plan assets at beginning of year | 2013-12-31 | $490,859 |
| Total contributions received or receivable from participants | 2013-12-31 | $26,978 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $6,071 |
| Other income received | 2013-12-31 | $133,529 |
| Net income (gross income less expenses) | 2013-12-31 | $169,424 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $660,283 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $490,859 |
| Assets. Value of participant loans | 2013-12-31 | $19,697 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $9,216 |
| 2012 : DEFAY ORTHODONTICS 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $102,962 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $155,940 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $155,940 |
| Total plan assets at end of year | 2012-12-31 | $490,859 |
| Total plan assets at beginning of year | 2012-12-31 | $543,837 |
| Total contributions received or receivable from participants | 2012-12-31 | $26,751 |
| Other income received | 2012-12-31 | $67,646 |
| Net income (gross income less expenses) | 2012-12-31 | $-52,978 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $490,859 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $543,837 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2012-12-31 | $484 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $8,565 |
| Funding deficiency by the employer to the plan for this plan year | 2012-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2012-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $0 |
| 2011 : DEFAY ORTHODONTICS 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $38,598 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $588,745 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $588,745 |
| Total plan assets at end of year | 2011-12-31 | $543,837 |
| Total plan assets at beginning of year | 2011-12-31 | $1,093,984 |
| Total contributions received or receivable from participants | 2011-12-31 | $54,476 |
| Other income received | 2011-12-31 | $-25,050 |
| Net income (gross income less expenses) | 2011-12-31 | $-550,147 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $543,837 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,093,984 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $9,172 |
| Funding deficiency by the employer to the plan for this plan year | 2011-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2011-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2011-12-31 | $0 |
| 2022: DEFAY ORTHODONTICS 401(K) PLAN 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Plan funding arrangement – Insurance | Yes |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: DEFAY ORTHODONTICS 401(K) PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: DEFAY ORTHODONTICS 401(K) PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: DEFAY ORTHODONTICS 401(K) PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: DEFAY ORTHODONTICS 401(K) PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: DEFAY ORTHODONTICS 401(K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: DEFAY ORTHODONTICS 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: DEFAY ORTHODONTICS 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: DEFAY ORTHODONTICS 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: DEFAY ORTHODONTICS 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: DEFAY ORTHODONTICS 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: DEFAY ORTHODONTICS 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 698587 |
| Policy instance | 1 |
| Insurance contract or identification number | 698587 | | Number of Individuals Covered | 18 | | Insurance policy start date | 2022-07-01 | | Insurance policy end date | 2022-12-31 | | Total amount of commissions paid to insurance broker | USD $3,000 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,167 | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 698587 |
| Policy instance | 2 |
| Insurance contract or identification number | 698587 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2021-07-01 | | Insurance policy end date | 2021-12-31 | | Total amount of commissions paid to insurance broker | USD $1,613 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $761 | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-06-30 | | Total amount of commissions paid to insurance broker | USD $1,690 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $845 | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $2,962 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,481 | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $2,636 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,318 | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 13 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $2,276 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,138 | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 10 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $2,136 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,068 | | Insurance broker organization code? | 3 | | Insurance broker name | BRANDON O PATRICK |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $1,650 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $825 | | Insurance broker organization code? | 3 | | Insurance broker name | BRANDON O PATRICK |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $1,709 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $1,196 | | Insurance broker organization code? | 3 | | Insurance broker name | BRANDON O PATRICK |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $1,717 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $1,376 | | Insurance broker organization code? | 3 | | Insurance broker name | BRANDON O PATRICK |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 13 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $1,518 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $1,366 | | Insurance broker organization code? | 3 | | Insurance broker name | BRANDON O PATRICK |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 ) |
| Policy contract number | 9164833 |
| Policy instance | 1 |
| Insurance contract or identification number | 9164833 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $2,373 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes |
|
