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CARERITE CENTERS, LLC 401(K) PLAN 401k Plan overview

Plan NameCARERITE CENTERS, LLC 401(K) PLAN
Plan identification number 003

CARERITE CENTERS, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARERITE CENTERS, LLC has sponsored the creation of one or more 401k plans.

Company Name:CARERITE CENTERS, LLC
Employer identification number (EIN):452505538
NAIC Classification:561110
NAIC Description:Office Administrative Services

Additional information about CARERITE CENTERS, LLC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2011-05-26
Company Identification Number: 4099523
Legal Registered Office Address: 180 SYLVAN AVE
KINGS
ENGLEWOOD CLIFFS
United States of America (USA)
07632

More information about CARERITE CENTERS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARERITE CENTERS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01YOSSIE ZUCKER YOSSIE ZUCKER2018-10-15
0032016-01-01YOSSIE ZUCKER YOSSIE ZUCKER2017-10-16
0032015-01-01HENRY RIGER HENRY RIGER2016-10-14
0032015-01-01YOSSIE ZUCKER YOSSIE ZUCKER2016-10-20

Plan Statistics for CARERITE CENTERS, LLC 401(K) PLAN

401k plan membership statisitcs for CARERITE CENTERS, LLC 401(K) PLAN

Measure Date Value
2022: CARERITE CENTERS, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01976
Total number of active participants reported on line 7a of the Form 55002022-01-01401
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01482
Total of all active and inactive participants2022-01-01883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01883
Number of participants with account balances2022-01-01876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0152
2021: CARERITE CENTERS, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,110
Total number of active participants reported on line 7a of the Form 55002021-01-012,215
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01432
Total of all active and inactive participants2021-01-012,647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-012,647
Number of participants with account balances2021-01-01898
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0136
2020: CARERITE CENTERS, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-015,143
Total number of active participants reported on line 7a of the Form 55002020-01-013,981
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01623
Total of all active and inactive participants2020-01-014,604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-014,604
Number of participants with account balances2020-01-01516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0138
Number of employers contributing to the scheme2020-01-010
2019: CARERITE CENTERS, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015,617
Total number of active participants reported on line 7a of the Form 55002019-01-015,387
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01337
Total of all active and inactive participants2019-01-015,724
Total participants2019-01-015,724
Number of participants with account balances2019-01-01910
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0128
2018: CARERITE CENTERS, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,673
Total number of active participants reported on line 7a of the Form 55002018-01-014,504
Number of other retired or separated participants entitled to future benefits2018-01-01265
Total of all active and inactive participants2018-01-014,769
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-014,769
Number of participants with account balances2018-01-01776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0120
2017: CARERITE CENTERS, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,051
Total number of active participants reported on line 7a of the Form 55002017-01-011,958
Number of other retired or separated participants entitled to future benefits2017-01-01200
Total of all active and inactive participants2017-01-012,158
Total participants2017-01-012,158
Number of participants with account balances2017-01-01536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: CARERITE CENTERS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,335
Total number of active participants reported on line 7a of the Form 55002016-01-011,250
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-011,256
Total participants2016-01-011,256
Number of participants with account balances2016-01-01464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: CARERITE CENTERS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,335
Total number of active participants reported on line 7a of the Form 55002015-01-011,250
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-011,256
Total participants2015-01-011,256
Number of participants with account balances2015-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011

Financial Data on CARERITE CENTERS, LLC 401(K) PLAN

Measure Date Value
2022 : CARERITE CENTERS, LLC 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-1,003,094
Total of all expenses incurred2022-12-31$4,158,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,894,155
Expenses. Certain deemed distributions of participant loans2022-12-31$82,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,481,799
Value of total assets at end of year2022-12-31$27,505,376
Value of total assets at beginning of year2022-12-31$32,667,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$182,485
Total interest from all sources2022-12-31$16,378
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,161,491
Participant contributions at end of year2022-12-31$330,438
Participant contributions at beginning of year2022-12-31$277,071
Participant contributions at end of year2022-12-31$4,165
Participant contributions at beginning of year2022-12-31$9,375
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,013,442
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$109,637
Value of net income/loss2022-12-31$-5,161,767
Value of net assets at end of year (total assets less liabilities)2022-12-31$27,505,376
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$32,667,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$182,485
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$19,735,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$25,352,170
Interest on participant loans2022-12-31$16,378
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$7,235,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$6,793,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,501,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$197,229
Employer contributions (assets) at end of year2022-12-31$199,821
Employer contributions (assets) at beginning of year2022-12-31$235,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,894,155
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HW&CO.
Accountancy firm EIN2022-12-31341663157
2021 : CARERITE CENTERS, LLC 401(K) PLAN 2021 401k financial data
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,285,055
Total of all expenses incurred2021-12-31$2,633,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,426,086
Expenses. Certain deemed distributions of participant loans2021-12-31$67,463
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,681,620
Value of total assets at end of year2021-12-31$32,667,143
Value of total assets at beginning of year2021-12-31$29,015,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$139,836
Total interest from all sources2021-12-31$12,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,250,811
Participant contributions at end of year2021-12-31$277,071
Participant contributions at beginning of year2021-12-31$291,427
Participant contributions at end of year2021-12-31$9,375
Participant contributions at beginning of year2021-12-31$24,445
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$196,735
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Other income not declared elsewhere2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,651,670
Value of net assets at end of year (total assets less liabilities)2021-12-31$32,667,143
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$29,015,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$139,836
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$25,352,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$21,233,343
Interest on participant loans2021-12-31$12,343
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,793,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$7,227,244
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,591,092
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$0
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$234,074
Employer contributions (assets) at end of year2021-12-31$235,031
Employer contributions (assets) at beginning of year2021-12-31$239,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,426,086
Contract administrator fees2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HW&CO.
Accountancy firm EIN2021-12-31341663157
2020 : CARERITE CENTERS, LLC 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$6,525,922
Total of all expenses incurred2020-12-31$3,010,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,869,385
Expenses. Certain deemed distributions of participant loans2020-12-31$109,115
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,775,816
Value of total assets at end of year2020-12-31$29,015,473
Value of total assets at beginning of year2020-12-31$25,499,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$31,923
Total interest from all sources2020-12-31$18,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,246,952
Participant contributions at end of year2020-12-31$291,427
Participant contributions at beginning of year2020-12-31$435,314
Participant contributions at end of year2020-12-31$24,445
Participant contributions at beginning of year2020-12-31$8,813
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$264,767
Other income not declared elsewhere2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$3,515,499
Value of net assets at end of year (total assets less liabilities)2020-12-31$29,015,473
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,499,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$31,923
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$21,233,343
Value of interest in pooled separate accounts at beginning of year2020-12-31$17,749,830
Interest on participant loans2020-12-31$18,908
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$7,108,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$7,108,900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,227,244
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,731,198
Net investment gain/loss from pooled separate accounts2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$264,097
Employer contributions (assets) at end of year2020-12-31$239,014
Employer contributions (assets) at beginning of year2020-12-31$197,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,869,385
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31HW&CO.
Accountancy firm EIN2020-12-31341663157
2019 : CARERITE CENTERS, LLC 401(K) PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$114,280
Total transfer of assets to this plan2019-12-31$114,280
Total income from all sources (including contributions)2019-12-31$7,789,352
Total income from all sources (including contributions)2019-12-31$7,789,352
Total of all expenses incurred2019-12-31$2,102,703
Total of all expenses incurred2019-12-31$2,102,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,085,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,085,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,444,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,444,545
Value of total assets at end of year2019-12-31$25,499,974
Value of total assets at end of year2019-12-31$25,499,974
Value of total assets at beginning of year2019-12-31$19,699,045
Value of total assets at beginning of year2019-12-31$19,699,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,284
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,284
Total interest from all sources2019-12-31$18,451
Total interest from all sources2019-12-31$18,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,063,672
Contributions received from participants2019-12-31$2,063,672
Participant contributions at end of year2019-12-31$435,314
Participant contributions at end of year2019-12-31$435,314
Participant contributions at beginning of year2019-12-31$214,320
Participant contributions at beginning of year2019-12-31$214,320
Participant contributions at end of year2019-12-31$8,813
Participant contributions at end of year2019-12-31$8,813
Participant contributions at beginning of year2019-12-31$6,716
Participant contributions at beginning of year2019-12-31$6,716
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,183,043
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,183,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,686,649
Value of net income/loss2019-12-31$5,686,649
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,499,974
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,499,974
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,699,045
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,699,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$17,284
Investment advisory and management fees2019-12-31$17,284
Value of interest in pooled separate accounts at end of year2019-12-31$17,749,830
Value of interest in pooled separate accounts at end of year2019-12-31$17,749,830
Value of interest in pooled separate accounts at beginning of year2019-12-31$12,834,222
Value of interest in pooled separate accounts at beginning of year2019-12-31$12,834,222
Interest on participant loans2019-12-31$18,451
Interest on participant loans2019-12-31$18,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$7,108,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$7,108,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$6,438,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$6,438,186
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$6,438,186
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$6,438,186
Net investment gain/loss from pooled separate accounts2019-12-31$3,326,356
Net investment gain/loss from pooled separate accounts2019-12-31$3,326,356
Net investment gain or loss from common/collective trusts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$197,830
Contributions received in cash from employer2019-12-31$197,830
Employer contributions (assets) at end of year2019-12-31$197,117
Employer contributions (assets) at end of year2019-12-31$197,117
Employer contributions (assets) at beginning of year2019-12-31$205,601
Employer contributions (assets) at beginning of year2019-12-31$205,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,085,419
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,085,419
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HW&CO.
Accountancy firm name2019-12-31HW&CO.
Accountancy firm EIN2019-12-31341663157
Accountancy firm EIN2019-12-31341663157
2018 : CARERITE CENTERS, LLC 401(K) PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$4,796,578
Total income from all sources (including contributions)2018-12-31$1,674,386
Total of all expenses incurred2018-12-31$2,592,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,575,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,411,420
Value of total assets at end of year2018-12-31$19,699,045
Value of total assets at beginning of year2018-12-31$15,821,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$17,908
Total interest from all sources2018-12-31$10,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,618,266
Participant contributions at end of year2018-12-31$214,320
Participant contributions at beginning of year2018-12-31$130,970
Participant contributions at end of year2018-12-31$6,716
Participant contributions at beginning of year2018-12-31$28,768
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$586,696
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-918,560
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,699,045
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,821,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$17,908
Value of interest in pooled separate accounts at end of year2018-12-31$12,834,222
Value of interest in pooled separate accounts at beginning of year2018-12-31$12,243,985
Interest on participant loans2018-12-31$10,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$6,438,186
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,274,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,274,256
Net investment gain/loss from pooled separate accounts2018-12-31$-747,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$206,458
Employer contributions (assets) at end of year2018-12-31$205,601
Employer contributions (assets) at beginning of year2018-12-31$143,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,575,038
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HW&CO.
Accountancy firm EIN2018-12-31341663157
2017 : CARERITE CENTERS, LLC 401(K) PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$868,237
Total income from all sources (including contributions)2017-12-31$3,699,843
Total of all expenses incurred2017-12-31$2,121,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,108,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,800,783
Value of total assets at end of year2017-12-31$15,821,027
Value of total assets at beginning of year2017-12-31$13,374,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$13,408
Total interest from all sources2017-12-31$57,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,122,168
Participant contributions at end of year2017-12-31$130,970
Participant contributions at beginning of year2017-12-31$120,288
Participant contributions at end of year2017-12-31$28,768
Participant contributions at beginning of year2017-12-31$8,347
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$512,617
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,578,072
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,821,027
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,374,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$13,408
Value of interest in pooled separate accounts at end of year2017-12-31$12,243,985
Value of interest in pooled separate accounts at beginning of year2017-12-31$10,395,047
Interest on participant loans2017-12-31$5,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3,274,256
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,778,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,778,125
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$51,984
Net investment gain/loss from pooled separate accounts2017-12-31$1,841,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$165,998
Employer contributions (assets) at end of year2017-12-31$143,048
Employer contributions (assets) at beginning of year2017-12-31$72,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,108,363
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HW&CO.
Accountancy firm EIN2017-12-31341663157
2016 : CARERITE CENTERS, LLC 401(K) PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$2,091,603
Total income from all sources (including contributions)2016-12-31$1,535,693
Total of all expenses incurred2016-12-31$637,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$629,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$913,089
Value of total assets at end of year2016-12-31$13,374,718
Value of total assets at beginning of year2016-12-31$10,384,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,555
Total interest from all sources2016-12-31$44,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$749,397
Participant contributions at end of year2016-12-31$120,288
Participant contributions at beginning of year2016-12-31$101,595
Participant contributions at end of year2016-12-31$8,347
Participant contributions at beginning of year2016-12-31$15,565
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$32,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$898,241
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,374,718
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,384,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$7,555
Value of interest in pooled separate accounts at end of year2016-12-31$10,395,047
Value of interest in pooled separate accounts at beginning of year2016-12-31$8,262,617
Interest on participant loans2016-12-31$5,633
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,778,125
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,005,097
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,005,097
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$38,674
Net investment gain/loss from pooled separate accounts2016-12-31$578,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$130,805
Employer contributions (assets) at end of year2016-12-31$72,911
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$629,897
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HW&CO.
Accountancy firm EIN2016-12-31341663157
2015 : CARERITE CENTERS, LLC 401(K) PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$4,814,271
Total income from all sources (including contributions)2015-12-31$601,656
Total of all expenses incurred2015-12-31$1,556,539
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,529,108
Expenses. Certain deemed distributions of participant loans2015-12-31$1,221
Value of total corrective distributions2015-12-31$19,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$759,339
Value of total assets at end of year2015-12-31$10,384,874
Value of total assets at beginning of year2015-12-31$6,525,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,683
Total interest from all sources2015-12-31$39,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$640,905
Participant contributions at end of year2015-12-31$101,595
Participant contributions at beginning of year2015-12-31$63,265
Participant contributions at end of year2015-12-31$15,565
Participant contributions at beginning of year2015-12-31$738
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$118,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-954,883
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,384,874
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,525,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$8,262,617
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,649,754
Interest on participant loans2015-12-31$4,462
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,005,097
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,811,729
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,811,729
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$34,565
Net investment gain/loss from pooled separate accounts2015-12-31$-196,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,529,108
Contract administrator fees2015-12-31$6,683
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HW&CO.
Accountancy firm EIN2015-12-31341663157

Form 5500 Responses for CARERITE CENTERS, LLC 401(K) PLAN

2022: CARERITE CENTERS, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: CARERITE CENTERS, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: CARERITE CENTERS, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: CARERITE CENTERS, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: CARERITE CENTERS, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: CARERITE CENTERS, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: CARERITE CENTERS, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: CARERITE CENTERS, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number509874-01
Policy instance 1
Insurance contract or identification number509874-01
Number of Individuals Covered475
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number509874-01
Policy instance 1
Insurance contract or identification number509874-01
Number of Individuals Covered496
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 85861 - 1
Policy instance 1
Insurance contract or identification numberRM 85861 - 1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number509874-01
Policy instance 2
Insurance contract or identification number509874-01
Number of Individuals Covered516
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 85861 - 1
Policy instance 1
Insurance contract or identification numberRM 85861 - 1
Number of Individuals Covered1469
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $82,082
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $73,989
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 85861 - 1
Policy instance 1
Insurance contract or identification numberRM 85861 - 1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $109,026
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $206
Insurance broker organization code?1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 85861 - 1
Policy instance 1
Insurance contract or identification numberRM 85861 - 1
Number of Individuals Covered536
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $48,015
Total amount of fees paid to insurance companyUSD $5,658
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39,010
Insurance broker organization code?3
Amount paid for insurance broker fees5658
Insurance broker nameSTEPHEN L. GROSSMAN
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 85861 - 1
Policy instance 1
Insurance contract or identification numberRM 85861 - 1
Number of Individuals Covered283
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $79,485
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $65,821
Insurance broker organization code?3
Insurance broker nameSTEPHEN L. GROSSMAN

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