401k Plan data: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN plan

AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 401k Plan overview

Plan Name	AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN
Plan identification number	001

AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AXIOM PRACTICE MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name: AXIOM PRACTICE MANAGEMENT, LLC

Employer identification number (EIN): 452528279

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Additional information about AXIOM PRACTICE MANAGEMENT, LLC

Jurisdiction of Incorporation: Arkansas Secretary of State

Incorporation Date:

Company Identification Number: 800201105

More information about AXIOM PRACTICE MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 ANNE-KATHERINE DAKE
001 2017-01-01 2018-10-15
001 2016-01-01 ANNE-KATHERINE DAKE ANNE-KATHERINE DAKE 2017-10-16
001 2015-01-01 HOGANTAYLOR LLP PREPARER 2016-09-27
001 2014-01-01 HOGANTAYLOR LLP PREPARER 2015-09-17
001 2014-01-01 HOGANTAYLOR LLP PREPARER 2015-07-31 HOGANTAYLOR LLP PREPARER 2015-07-31
001 2013-07-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	ANNE-KATHERINE DAKE
001	2017-01-01		2018-10-15
001	2016-01-01	ANNE-KATHERINE DAKE		ANNE-KATHERINE DAKE	2017-10-16
001	2015-01-01	HOGANTAYLOR LLP PREPARER	2016-09-27
001	2014-01-01	HOGANTAYLOR LLP PREPARER	2015-09-17
001	2014-01-01	HOGANTAYLOR LLP PREPARER	2015-07-31	HOGANTAYLOR LLP PREPARER	2015-07-31
001	2013-07-01

Plan Statistics for AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN

401k plan membership statisitcs for AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN

Measure Date Value
2017: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 166
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 30
Total of all active and inactive participants 2017-01-01 196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 196
Number of participants with account balances 2017-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 140
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 35
Total of all active and inactive participants 2016-01-01 175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 175
Number of participants with account balances 2016-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2013: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 0
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 46
Total of all active and inactive participants 2013-07-01 46
Total participants 2013-07-01 46
Number of participants with account balances 2013-07-01 46

Measure	Date	Value
2017: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	166
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	30
Total of all active and inactive participants	2017-01-01	196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	196
Number of participants with account balances	2017-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	140
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	35
Total of all active and inactive participants	2016-01-01	175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	175
Number of participants with account balances	2016-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2013: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	0
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	46
Total of all active and inactive participants	2013-07-01	46
Total participants	2013-07-01	46
Number of participants with account balances	2013-07-01	46

Financial Data on AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN

Measure	Date	Value
2017 : AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$795,603
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$67,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$60,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$593,668
Value of total assets at end of year	2017-12-31	$1,755,800
Value of total assets at beginning of year	2017-12-31	$1,028,022
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$7,791
Total interest from all sources	2017-12-31	$14
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$368,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$727,778
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,755,800
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,028,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$1,755,787
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$1,004,049
Interest earned on other investments	2017-12-31	$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$13
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$5,635
Net investment gain/loss from pooled separate accounts	2017-12-31	$201,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$224,672
Employer contributions (assets) at beginning of year	2017-12-31	$18,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$60,034
Contract administrator fees	2017-12-31	$7,791
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HOGANTAYLOR LLP
Accountancy firm EIN	2017-12-31	731413977
2016 : AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,059
Total income from all sources (including contributions)	2016-12-31	$509,905
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$19,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$15,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$477,593
Value of total assets at end of year	2016-12-31	$1,028,022
Value of total assets at beginning of year	2016-12-31	$539,657
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,008
Total interest from all sources	2016-12-31	$30
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$297,529
Participant contributions at beginning of year	2016-12-31	$109,328
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$62,303
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$10,627
Liabilities. Value of operating payables at beginning of year	2016-12-31	$2,059
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$490,424
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,028,022
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$537,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$36,040
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,004,049
Interest earned on other investments	2016-12-31	$30
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$5,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$5,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$5,635
Net investment gain/loss from pooled separate accounts	2016-12-31	$32,282
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$180,064
Employer contributions (assets) at end of year	2016-12-31	$18,338
Employer contributions (assets) at beginning of year	2016-12-31	$131,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$15,473
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$30,310
Contract administrator fees	2016-12-31	$4,008
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$153,758
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HOGANTAYLOR LLP
Accountancy firm EIN	2016-12-31	731413977
2013 : AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$114,932
Expenses. Total of all expenses incurred	2013-12-31	$903
Total plan assets at end of year	2013-12-31	$114,029
Total contributions received or receivable from participants	2013-12-31	$75,280
Other income received	2013-12-31	$2,777
Net income (gross income less expenses)	2013-12-31	$114,029
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$114,029
Total contributions received or receivable from employer(s)	2013-12-31	$36,875
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$903

Form 5500 Responses for AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN

2017: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2013: AXIOM PRACTICE MANAGEMENT, LLC 401(K) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Mulitple employer plan
2013-07-01	First time form 5500 has been submitted	Yes
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )

Policy contract number

068840

Policy instance

Insurance contract or identification number	068840
Number of Individuals Covered	196
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $7,394
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $7,394
Insurance broker organization code?	3
Insurance broker name	LINCOLN INVESTMENT PLANNING

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Company Name:	AXIOM PRACTICE MANAGEMENT, LLC
Employer identification number (EIN):	452528279
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Jurisdiction of Incorporation:	Arkansas Secretary of State
Incorporation Date:
Company Identification Number:	800201105