401k Plan data: TRK INVESTMENT GROUP, INC. 401(K) PLAN plan

TRK INVESTMENT GROUP, INC. 401(K) PLAN 401k Plan overview

Plan Name	TRK INVESTMENT GROUP, INC. 401(K) PLAN
Plan identification number	001

TRK INVESTMENT GROUP, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRK INVESTMENT GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRK INVESTMENT GROUP, INC.

Employer identification number (EIN): 452737642

NAIC Classification: 445310
NAIC Description: Beer, Wine, and Liquor Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRK INVESTMENT GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-07-01 TIMOTHY J. HEIDE TIMOTHY J. HEIDE 2018-11-21
001 2016-07-01 TIMOTHY J. HEIDE TIMOTHY J. HEIDE 2018-04-02
001 2015-07-01 TIMOTHY J. HEIDE
001 2014-07-01 TIMOTHY J. HEIDE TIMOTHY J. HEIDE 2016-03-23
001 2013-07-01 TIMOTHY J. HEIDE TIMOTHY J. HEIDE 2015-01-13
001 2012-07-01 TIMOTHY HEIDE TIMOTHY HEIDE 2014-01-20
001 2011-07-09 TIMOTHY HEIDE TIMOTHY HEIDE 2013-04-04

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-07-01	TIMOTHY J. HEIDE	TIMOTHY J. HEIDE	2018-11-21
001	2016-07-01	TIMOTHY J. HEIDE	TIMOTHY J. HEIDE	2018-04-02
001	2015-07-01	TIMOTHY J. HEIDE
001	2014-07-01	TIMOTHY J. HEIDE	TIMOTHY J. HEIDE	2016-03-23
001	2013-07-01	TIMOTHY J. HEIDE	TIMOTHY J. HEIDE	2015-01-13
001	2012-07-01	TIMOTHY HEIDE	TIMOTHY HEIDE	2014-01-20
001	2011-07-09	TIMOTHY HEIDE	TIMOTHY HEIDE	2013-04-04

Plan Statistics for TRK INVESTMENT GROUP, INC. 401(K) PLAN

401k plan membership statisitcs for TRK INVESTMENT GROUP, INC. 401(K) PLAN

Measure Date Value
2017: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-07-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 1
Number of retired or separated participants receiving benefits 2017-07-01 0
Number of other retired or separated participants entitled to future benefits 2017-07-01 0
Total of all active and inactive participants 2017-07-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 1
Number of participants with account balances 2017-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 0
2016: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 1
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 1
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 0
Total of all active and inactive participants 2016-07-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 1
Number of participants with account balances 2016-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
2015: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 1
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 1
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 0
Total of all active and inactive participants 2015-07-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 1
Number of participants with account balances 2015-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 1
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 1
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 0
Total of all active and inactive participants 2014-07-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 1
Number of participants with account balances 2014-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 1
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 0
Total of all active and inactive participants 2013-07-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 1
Number of participants with account balances 2013-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 1
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 1
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 0
Total of all active and inactive participants 2012-07-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 1
Number of participants with account balances 2012-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-09 0
Total number of active participants reported on line 7a of the Form 5500 2011-07-09 1
Number of retired or separated participants receiving benefits 2011-07-09 0
Number of other retired or separated participants entitled to future benefits 2011-07-09 0
Total of all active and inactive participants 2011-07-09 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-09 0
Total participants 2011-07-09 1
Number of participants with account balances 2011-07-09 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-09 0

Measure	Date	Value
2017: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-07-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	1
Number of retired or separated participants receiving benefits	2017-07-01	0
Number of other retired or separated participants entitled to future benefits	2017-07-01	0
Total of all active and inactive participants	2017-07-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	1
Number of participants with account balances	2017-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	0
2016: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	1
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	1
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	0
Total of all active and inactive participants	2016-07-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	1
Number of participants with account balances	2016-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
2015: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	1
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	1
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	0
Total of all active and inactive participants	2015-07-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	1
Number of participants with account balances	2015-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	1
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	1
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	0
Total of all active and inactive participants	2014-07-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	1
Number of participants with account balances	2014-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	1
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	0
Total of all active and inactive participants	2013-07-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	1
Number of participants with account balances	2013-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	1
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	1
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	0
Total of all active and inactive participants	2012-07-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	1
Number of participants with account balances	2012-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-09	0
Total number of active participants reported on line 7a of the Form 5500	2011-07-09	1
Number of retired or separated participants receiving benefits	2011-07-09	0
Number of other retired or separated participants entitled to future benefits	2011-07-09	0
Total of all active and inactive participants	2011-07-09	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-09	0
Total participants	2011-07-09	1
Number of participants with account balances	2011-07-09	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-09	0

Financial Data on TRK INVESTMENT GROUP, INC. 401(K) PLAN

Measure	Date	Value
2018 : TRK INVESTMENT GROUP, INC. 401(K) PLAN 2018 401k financial data
Transfers to/from the plan	2018-06-30	$0
Total plan liabilities at end of year	2018-06-30	$0
Total plan liabilities at beginning of year	2018-06-30	$0
Total income from all sources	2018-06-30	$-7,515
Expenses. Total of all expenses incurred	2018-06-30	$0
Benefits paid (including direct rollovers)	2018-06-30	$0
Total plan assets at end of year	2018-06-30	$110,745
Total plan assets at beginning of year	2018-06-30	$118,260
Total contributions received or receivable from participants	2018-06-30	$0
Expenses. Other expenses not covered elsewhere	2018-06-30	$0
Contributions received from other sources (not participants or employers)	2018-06-30	$0
Other income received	2018-06-30	$-7,515
Noncash contributions received	2018-06-30	$0
Net income (gross income less expenses)	2018-06-30	$-7,515
Net plan assets at end of year (total assets less liabilities)	2018-06-30	$110,745
Net plan assets at beginning of year (total assets less liabilities)	2018-06-30	$118,260
Assets. Value of employer securities	2018-06-30	$110,315
Total contributions received or receivable from employer(s)	2018-06-30	$0
Value of certain deemed distributions of participant loans	2018-06-30	$0
Value of corrective distributions	2018-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-06-30	$0
2017 : TRK INVESTMENT GROUP, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan	2017-06-30	$0
Total plan liabilities at end of year	2017-06-30	$0
Total plan liabilities at beginning of year	2017-06-30	$0
Total income from all sources	2017-06-30	$5,632
Expenses. Total of all expenses incurred	2017-06-30	$180
Benefits paid (including direct rollovers)	2017-06-30	$0
Total plan assets at end of year	2017-06-30	$118,260
Total plan assets at beginning of year	2017-06-30	$112,808
Total contributions received or receivable from participants	2017-06-30	$0
Expenses. Other expenses not covered elsewhere	2017-06-30	$180
Contributions received from other sources (not participants or employers)	2017-06-30	$0
Other income received	2017-06-30	$5,632
Noncash contributions received	2017-06-30	$0
Net income (gross income less expenses)	2017-06-30	$5,452
Net plan assets at end of year (total assets less liabilities)	2017-06-30	$118,260
Net plan assets at beginning of year (total assets less liabilities)	2017-06-30	$112,808
Assets. Value of employer securities	2017-06-30	$117,650
Total contributions received or receivable from employer(s)	2017-06-30	$0
Value of certain deemed distributions of participant loans	2017-06-30	$0
Value of corrective distributions	2017-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-06-30	$0
2016 : TRK INVESTMENT GROUP, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-06-30	$0
Total plan liabilities at end of year	2016-06-30	$0
Total plan liabilities at beginning of year	2016-06-30	$0
Total income from all sources	2016-06-30	$3,978
Expenses. Total of all expenses incurred	2016-06-30	$180
Benefits paid (including direct rollovers)	2016-06-30	$0
Total plan assets at end of year	2016-06-30	$112,808
Total plan assets at beginning of year	2016-06-30	$109,010
Total contributions received or receivable from participants	2016-06-30	$0
Expenses. Other expenses not covered elsewhere	2016-06-30	$180
Contributions received from other sources (not participants or employers)	2016-06-30	$0
Other income received	2016-06-30	$3,978
Noncash contributions received	2016-06-30	$0
Net income (gross income less expenses)	2016-06-30	$3,798
Net plan assets at end of year (total assets less liabilities)	2016-06-30	$112,808
Net plan assets at beginning of year (total assets less liabilities)	2016-06-30	$109,010
Assets. Value of employer securities	2016-06-30	$112,018
Total contributions received or receivable from employer(s)	2016-06-30	$0
Value of certain deemed distributions of participant loans	2016-06-30	$0
Value of corrective distributions	2016-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-06-30	$0
2015 : TRK INVESTMENT GROUP, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-06-30	$0
Total plan liabilities at end of year	2015-06-30	$0
Total plan liabilities at beginning of year	2015-06-30	$0
Total income from all sources	2015-06-30	$-14,354
Expenses. Total of all expenses incurred	2015-06-30	$30
Benefits paid (including direct rollovers)	2015-06-30	$0
Total plan assets at end of year	2015-06-30	$109,010
Total plan assets at beginning of year	2015-06-30	$123,394
Total contributions received or receivable from participants	2015-06-30	$0
Expenses. Other expenses not covered elsewhere	2015-06-30	$0
Contributions received from other sources (not participants or employers)	2015-06-30	$0
Other income received	2015-06-30	$-14,354
Noncash contributions received	2015-06-30	$0
Net income (gross income less expenses)	2015-06-30	$-14,384
Net plan assets at end of year (total assets less liabilities)	2015-06-30	$109,010
Net plan assets at beginning of year (total assets less liabilities)	2015-06-30	$123,394
Assets. Value of employer securities	2015-06-30	$108,040
Total contributions received or receivable from employer(s)	2015-06-30	$0
Value of certain deemed distributions of participant loans	2015-06-30	$0
Value of corrective distributions	2015-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-06-30	$30
2014 : TRK INVESTMENT GROUP, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-06-30	$0
Total plan liabilities at end of year	2014-06-30	$0
Total plan liabilities at beginning of year	2014-06-30	$0
Total income from all sources	2014-06-30	$-10,661
Expenses. Total of all expenses incurred	2014-06-30	$0
Benefits paid (including direct rollovers)	2014-06-30	$0
Total plan assets at end of year	2014-06-30	$123,394
Total plan assets at beginning of year	2014-06-30	$134,055
Total contributions received or receivable from participants	2014-06-30	$0
Expenses. Other expenses not covered elsewhere	2014-06-30	$0
Contributions received from other sources (not participants or employers)	2014-06-30	$0
Other income received	2014-06-30	$-10,661
Noncash contributions received	2014-06-30	$0
Net income (gross income less expenses)	2014-06-30	$-10,661
Net plan assets at end of year (total assets less liabilities)	2014-06-30	$123,394
Net plan assets at beginning of year (total assets less liabilities)	2014-06-30	$134,055
Assets. Value of employer securities	2014-06-30	$122,394
Total contributions received or receivable from employer(s)	2014-06-30	$0
Value of certain deemed distributions of participant loans	2014-06-30	$0
Value of corrective distributions	2014-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-06-30	$0
2013 : TRK INVESTMENT GROUP, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-06-30	$0
Total plan liabilities at end of year	2013-06-30	$0
Total plan liabilities at beginning of year	2013-06-30	$0
Total income from all sources	2013-06-30	$-52,163
Expenses. Total of all expenses incurred	2013-06-30	$0
Benefits paid (including direct rollovers)	2013-06-30	$0
Total plan assets at end of year	2013-06-30	$134,055
Total plan assets at beginning of year	2013-06-30	$186,218
Total contributions received or receivable from participants	2013-06-30	$0
Expenses. Other expenses not covered elsewhere	2013-06-30	$0
Contributions received from other sources (not participants or employers)	2013-06-30	$0
Other income received	2013-06-30	$-52,163
Noncash contributions received	2013-06-30	$0
Net income (gross income less expenses)	2013-06-30	$-52,163
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$134,055
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$186,218
Assets. Value of employer securities	2013-06-30	$133,055
Total contributions received or receivable from employer(s)	2013-06-30	$0
Value of certain deemed distributions of participant loans	2013-06-30	$0
Value of corrective distributions	2013-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-06-30	$0
2012 : TRK INVESTMENT GROUP, INC. 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-06-30	$0
Total plan liabilities at end of year	2012-06-30	$0
Total plan liabilities at beginning of year	2012-06-30	$0
Total income from all sources	2012-06-30	$186,218
Expenses. Total of all expenses incurred	2012-06-30	$0
Benefits paid (including direct rollovers)	2012-06-30	$0
Total plan assets at end of year	2012-06-30	$186,218
Total plan assets at beginning of year	2012-06-30	$0
Total contributions received or receivable from participants	2012-06-30	$0
Expenses. Other expenses not covered elsewhere	2012-06-30	$0
Contributions received from other sources (not participants or employers)	2012-06-30	$251,000
Other income received	2012-06-30	$-64,782
Noncash contributions received	2012-06-30	$0
Net income (gross income less expenses)	2012-06-30	$186,218
Net plan assets at end of year (total assets less liabilities)	2012-06-30	$186,218
Net plan assets at beginning of year (total assets less liabilities)	2012-06-30	$0
Assets. Value of employer securities	2012-06-30	$185,218
Total contributions received or receivable from employer(s)	2012-06-30	$0
Value of certain deemed distributions of participant loans	2012-06-30	$0
Value of corrective distributions	2012-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-06-30	$0

Form 5500 Responses for TRK INVESTMENT GROUP, INC. 401(K) PLAN

2017: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	No
2017-07-01	This submission is the final filing	No
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-07-01	Plan is a collectively bargained plan	No
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: TRK INVESTMENT GROUP, INC. 401(K) PLAN 2011 form 5500 responses
2011-07-09	Type of plan entity	Single employer plan
2011-07-09	First time form 5500 has been submitted	Yes
2011-07-09	Submission has been amended	No
2011-07-09	This submission is the final filing	No
2011-07-09	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-07-09	Plan is a collectively bargained plan	No
2011-07-09	Plan funding arrangement – Trust	Yes
2011-07-09	Plan benefit arrangement - Trust	Yes

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Company Name:	TRK INVESTMENT GROUP, INC.
Employer identification number (EIN):	452737642
NAIC Classification:	445310
NAIC Description:	Beer, Wine, and Liquor Stores