401k Plan data: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN plan

GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 401k Plan overview

Plan Name	GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN
Plan identification number	003

GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GRAHAM & SEGREST, PLLC has sponsored the creation of one or more 401k plans.

Company Name: GRAHAM & SEGREST, PLLC

Employer identification number (EIN): 453068756

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01 THOMAS L. SEGREST THOMAS L. SEGREST 2016-04-28
003 2014-01-01 THOMAS L. SEGREST THOMAS L. SEGREST 2015-09-29
003 2013-01-01 THOMAS L. SEGREST THOMAS L. SEGREST 2014-09-17
003 2012-01-01 THOMAS L. SEGREST THOMAS L. SEGREST 2013-09-10
003 2011-09-01 THOMAS L. SEGREST THOMAS L. SEGREST 2012-09-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2015-01-01	THOMAS L. SEGREST	THOMAS L. SEGREST	2016-04-28
003	2014-01-01	THOMAS L. SEGREST	THOMAS L. SEGREST	2015-09-29
003	2013-01-01	THOMAS L. SEGREST	THOMAS L. SEGREST	2014-09-17
003	2012-01-01	THOMAS L. SEGREST	THOMAS L. SEGREST	2013-09-10
003	2011-09-01	THOMAS L. SEGREST	THOMAS L. SEGREST	2012-09-07

Plan Statistics for GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN

401k plan membership statisitcs for GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN

Measure Date Value
2015: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 3
Number of participants with account balances 2014-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 3
Number of participants with account balances 2013-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 3
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-09-01 0
Total number of active participants reported on line 7a of the Form 5500 2011-09-01 2
Number of retired or separated participants receiving benefits 2011-09-01 0
Number of other retired or separated participants entitled to future benefits 2011-09-01 0
Total of all active and inactive participants 2011-09-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-09-01 0
Total participants 2011-09-01 2
Number of participants with account balances 2011-09-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-09-01 0

Measure	Date	Value
2015: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	3
Number of participants with account balances	2014-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	3
Number of participants with account balances	2013-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	3
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-09-01	0
Total number of active participants reported on line 7a of the Form 5500	2011-09-01	2
Number of retired or separated participants receiving benefits	2011-09-01	0
Number of other retired or separated participants entitled to future benefits	2011-09-01	0
Total of all active and inactive participants	2011-09-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-09-01	0
Total participants	2011-09-01	2
Number of participants with account balances	2011-09-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-09-01	0

Financial Data on GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN

Measure	Date	Value
2015 : GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-10-31	$-21,901
Expenses. Total of all expenses incurred	2015-10-31	$902,268
Benefits paid (including direct rollovers)	2015-10-31	$900,285
Total plan assets at end of year	2015-10-31	$0
Total plan assets at beginning of year	2015-10-31	$924,169
Value of fidelity bond covering the plan	2015-10-31	$140,000
Expenses. Other expenses not covered elsewhere	2015-10-31	$1,983
Other income received	2015-10-31	$-24,428
Net income (gross income less expenses)	2015-10-31	$-924,169
Net plan assets at end of year (total assets less liabilities)	2015-10-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-10-31	$924,169
Total contributions received or receivable from employer(s)	2015-10-31	$2,527
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-10-31	$0
Funding deficiency by the employer to the plan for this plan year	2015-10-31	$0
Minimum employer required contribution for this plan year	2015-10-31	$0
Amount contributed by the employer to the plan for this plan year	2015-10-31	$0
2014 : GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$41,947
Expenses. Total of all expenses incurred	2014-12-31	$2,598
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$924,169
Total plan assets at beginning of year	2014-12-31	$884,820
Value of fidelity bond covering the plan	2014-12-31	$140,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$2,598
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$37,204
Net income (gross income less expenses)	2014-12-31	$39,349
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$924,169
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$884,820
Assets. Value of participant loans	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$4,743
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
2013 : GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$112,497
Expenses. Total of all expenses incurred	2013-12-31	$0
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$884,820
Total plan assets at beginning of year	2013-12-31	$772,323
Value of fidelity bond covering the plan	2013-12-31	$140,000
Total contributions received or receivable from participants	2013-12-31	$23,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$84,776
Net income (gross income less expenses)	2013-12-31	$112,497
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$884,820
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$772,323
Assets. Value of participant loans	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$4,721
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
2012 : GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$754,143
Expenses. Total of all expenses incurred	2012-12-31	$0
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$772,323
Total plan assets at beginning of year	2012-12-31	$18,180
Value of fidelity bond covering the plan	2012-12-31	$140,000
Total contributions received or receivable from participants	2012-12-31	$18,500
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$725,332
Net income (gross income less expenses)	2012-12-31	$754,143
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$772,323
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$18,180
Assets. Value of participant loans	2012-12-31	$0
Total contributions received or receivable from employer(s)	2012-12-31	$10,311
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
2011 : GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$18,180
Expenses. Total of all expenses incurred	2011-12-31	$0
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$18,180
Total plan assets at beginning of year	2011-12-31	$0
Value of fidelity bond covering the plan	2011-12-31	$140,000
Total contributions received or receivable from participants	2011-12-31	$15,700
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$18,180
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$18,180
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$0
Assets. Value of participant loans	2011-12-31	$0
Total contributions received or receivable from employer(s)	2011-12-31	$2,480
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0

Form 5500 Responses for GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN

2015: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GRAHAM & SEGREST, PLLC (FROZEN) 401(K) PLAN 2011 form 5500 responses
2011-09-01	Type of plan entity	Single employer plan
2011-09-01	First time form 5500 has been submitted	Yes
2011-09-01	Submission has been amended	No
2011-09-01	This submission is the final filing	No
2011-09-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-09-01	Plan is a collectively bargained plan	No
2011-09-01	Plan funding arrangement – Trust	Yes
2011-09-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GRAHAM & SEGREST, PLLC
Employer identification number (EIN):	453068756
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers