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AEREON 401(K) PLAN 401k Plan overview

Plan NameAEREON 401(K) PLAN
Plan identification number 001

AEREON 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FLARE INDUSTRIES, LLC. has sponsored the creation of one or more 401k plans.

Company Name:FLARE INDUSTRIES, LLC.
Employer identification number (EIN):453127510
NAIC Classification:331200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AEREON 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01TOM CARTER2019-09-10
0012017-01-01
0012016-01-01TOM CARTER
0012015-01-01TOM CARTER
0012014-01-01TOM CARTER
0012013-01-01TOM CARTER

Plan Statistics for AEREON 401(K) PLAN

401k plan membership statisitcs for AEREON 401(K) PLAN

Measure Date Value
2020: AEREON 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01300
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: AEREON 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01284
Total number of active participants reported on line 7a of the Form 55002019-01-01198
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-0193
Total of all active and inactive participants2019-01-01302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01302
Number of participants with account balances2019-01-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: AEREON 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01219
Total number of active participants reported on line 7a of the Form 55002018-01-01137
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0172
Total of all active and inactive participants2018-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01212
Number of participants with account balances2018-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: AEREON 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01280
Total number of active participants reported on line 7a of the Form 55002017-01-01197
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-0178
Total of all active and inactive participants2017-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01283
Number of participants with account balances2017-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: AEREON 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01286
Total number of active participants reported on line 7a of the Form 55002016-01-01186
Number of retired or separated participants receiving benefits2016-01-0113
Number of other retired or separated participants entitled to future benefits2016-01-0174
Total of all active and inactive participants2016-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01273
Number of participants with account balances2016-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: AEREON 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01326
Total number of active participants reported on line 7a of the Form 55002015-01-01220
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-0164
Total of all active and inactive participants2015-01-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01288
Number of participants with account balances2015-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0127
2014: AEREON 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01285
Total number of active participants reported on line 7a of the Form 55002014-01-01273
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0134
Total of all active and inactive participants2014-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01308
Number of participants with account balances2014-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0113
2013: AEREON 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01127
Total number of active participants reported on line 7a of the Form 55002013-01-01244
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0121
Total of all active and inactive participants2013-01-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01265
Number of participants with account balances2013-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013

Financial Data on AEREON 401(K) PLAN

Measure Date Value
2020 : AEREON 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-07-31$81,463
Total of all expenses incurred2020-07-31$8,472,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-07-31$8,437,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-07-31$583,442
Value of total assets at end of year2020-07-31$0
Value of total assets at beginning of year2020-07-31$8,391,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-07-31$35,372
Total interest from all sources2020-07-31$8,926
Total dividends received (eg from common stock, registered investment company shares)2020-07-31$28,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-07-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-07-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-07-31$28,917
Administrative expenses professional fees incurred2020-07-31$35,372
Was this plan covered by a fidelity bond2020-07-31Yes
Value of fidelity bond cover2020-07-31$500,000
If this is an individual account plan, was there a blackout period2020-07-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-07-31$0
Were there any nonexempt tranactions with any party-in-interest2020-07-31No
Contributions received from participants2020-07-31$356,700
Participant contributions at end of year2020-07-31$0
Participant contributions at beginning of year2020-07-31$336,507
Income. Received or receivable in cash from other sources (including rollovers)2020-07-31$54,627
Total non interest bearing cash at end of year2020-07-31$0
Total non interest bearing cash at beginning of year2020-07-31$15,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-07-31No
Value of net income/loss2020-07-31$-8,391,018
Value of net assets at end of year (total assets less liabilities)2020-07-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-07-31$8,391,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-07-31No
Were any leases to which the plan was party in default or uncollectible2020-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-07-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-07-31$8,038,824
Interest on participant loans2020-07-31$8,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-07-31$-539,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-07-31No
Was there a failure to transmit to the plan any participant contributions2020-07-31No
Has the plan failed to provide any benefit when due under the plan2020-07-31No
Contributions received in cash from employer2020-07-31$172,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-07-31$8,437,109
Did the plan have assets held for investment2020-07-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-07-31Yes
Opinion of an independent qualified public accountant for this plan2020-07-31Disclaimer
Accountancy firm name2020-07-31PEGGY S. EDGE, CPA, LLC
Accountancy firm EIN2020-07-31264527814
2019 : AEREON 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,564,152
Total of all expenses incurred2019-12-31$861,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$759,518
Expenses. Certain deemed distributions of participant loans2019-12-31$43,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,422,575
Value of total assets at end of year2019-12-31$8,391,018
Value of total assets at beginning of year2019-12-31$6,688,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$59,362
Total interest from all sources2019-12-31$18,746
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$197,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$197,898
Administrative expenses professional fees incurred2019-12-31$59,362
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$881,818
Participant contributions at end of year2019-12-31$336,507
Participant contributions at beginning of year2019-12-31$389,003
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$73,941
Total non interest bearing cash at end of year2019-12-31$15,687
Total non interest bearing cash at beginning of year2019-12-31$17,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,702,238
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,391,018
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,688,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,038,824
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,061,337
Interest on participant loans2019-12-31$18,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$220,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$220,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$924,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$466,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$759,518
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PEGGY S. EDGE, CPA, LLC
Accountancy firm EIN2019-12-31264527814
2018 : AEREON 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$18,755
Total income from all sources (including contributions)2018-12-31$867,487
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,598,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,506,080
Expenses. Certain deemed distributions of participant loans2018-12-31$57,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,292,358
Value of total assets at end of year2018-12-31$6,688,780
Value of total assets at beginning of year2018-12-31$7,438,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$35,248
Total interest from all sources2018-12-31$20,750
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$228,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$228,456
Administrative expenses professional fees incurred2018-12-31$35,248
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$813,321
Participant contributions at end of year2018-12-31$389,003
Participant contributions at beginning of year2018-12-31$371,029
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$58,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$18,755
Total non interest bearing cash at end of year2018-12-31$17,997
Total non interest bearing cash at beginning of year2018-12-31$2,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-731,202
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,688,780
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,419,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,061,337
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,910,270
Interest on participant loans2018-12-31$20,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$220,443
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$155,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$155,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-674,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$420,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,506,080
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PEGGY S. EDGE, CPA, LLC
Accountancy firm EIN2018-12-31264527814
2017 : AEREON 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$18,755
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,121,360
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,714,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,662,734
Value of total corrective distributions2017-12-31$18,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,129,103
Value of total assets at end of year2017-12-31$7,438,737
Value of total assets at beginning of year2017-12-31$8,013,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$32,959
Total interest from all sources2017-12-31$12,697
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$242,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$242,924
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$795,188
Participant contributions at end of year2017-12-31$371,029
Participant contributions at beginning of year2017-12-31$281,101
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$186,934
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$18,755
Total non interest bearing cash at end of year2017-12-31$2,027
Total non interest bearing cash at beginning of year2017-12-31$7,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-593,088
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,419,982
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,013,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,910,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,585,052
Interest on participant loans2017-12-31$12,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$155,411
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$139,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$139,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$736,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$146,981
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,662,734
Contract administrator fees2017-12-31$32,959
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PEGGY S. EDGE, CPA, LLC
Accountancy firm EIN2017-12-31264527814
2016 : AEREON 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,697,934
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,255,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,212,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$940,918
Value of total assets at end of year2016-12-31$8,013,070
Value of total assets at beginning of year2016-12-31$7,570,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$42,224
Total interest from all sources2016-12-31$12,168
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$238,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$238,734
Administrative expenses professional fees incurred2016-12-31$22,828
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$802,880
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$15,250
Assets. Loans (other than to participants) at end of year2016-12-31$281,101
Assets. Loans (other than to participants) at beginning of year2016-12-31$306,554
Other income not declared elsewhere2016-12-31$281
Total non interest bearing cash at end of year2016-12-31$7,602
Total non interest bearing cash at beginning of year2016-12-31$14,908
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$442,808
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,013,070
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,570,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$18,373
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,585,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,138,412
Interest on participant loans2016-12-31$12,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$139,315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$110,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$110,388
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$505,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$122,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,212,902
Contract administrator fees2016-12-31$1,023
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PEGGY S. EDGE, CPA, LLC
Accountancy firm EIN2016-12-31264527814
2015 : AEREON 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,001,717
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$709,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$640,594
Expenses. Certain deemed distributions of participant loans2015-12-31$48,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,107,132
Value of total assets at end of year2015-12-31$7,570,262
Value of total assets at beginning of year2015-12-31$7,278,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,834
Total interest from all sources2015-12-31$10,003
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$251,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$251,078
Administrative expenses professional fees incurred2015-12-31$19,824
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$982,182
Participant contributions at end of year2015-12-31$306,554
Participant contributions at beginning of year2015-12-31$227,356
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$32,791
Other income not declared elsewhere2015-12-31$150
Total non interest bearing cash at end of year2015-12-31$14,908
Total non interest bearing cash at beginning of year2015-12-31$58,049
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$291,837
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,570,262
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,278,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,138,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,829,777
Interest on participant loans2015-12-31$9,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$110,388
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$163,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$163,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-366,646
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$92,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$640,594
Contract administrator fees2015-12-31$1,010
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PEGGY S. EDGE, CPA, LLC
Accountancy firm EIN2015-12-31264527814
2014 : AEREON 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,954,761
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,482,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,446,900
Expenses. Certain deemed distributions of participant loans2014-12-31$12,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,605,832
Value of total assets at end of year2014-12-31$7,278,425
Value of total assets at beginning of year2014-12-31$6,806,119
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$22,644
Total interest from all sources2014-12-31$9,175
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$117,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$117,890
Administrative expenses professional fees incurred2014-12-31$5,843
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,010,352
Participant contributions at end of year2014-12-31$227,356
Participant contributions at beginning of year2014-12-31$197,361
Participant contributions at beginning of year2014-12-31$343
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$38,235
Other income not declared elsewhere2014-12-31$215
Administrative expenses (other) incurred2014-12-31$7,474
Total non interest bearing cash at end of year2014-12-31$58,049
Total non interest bearing cash at beginning of year2014-12-31$12,856
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$472,306
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,278,425
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,806,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$8,433
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,829,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,466,199
Interest on participant loans2014-12-31$9,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$163,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$129,360
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$129,360
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$15
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$221,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$557,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,446,900
Contract administrator fees2014-12-31$894
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PEGGY S. EDGE, CPA, LLC
Accountancy firm EIN2014-12-31264527814
2013 : AEREON 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$2,584,710
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,268,696
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$404,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$399,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,378,066
Value of total assets at end of year2013-12-31$6,806,119
Value of total assets at beginning of year2013-12-31$2,357,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,843
Total interest from all sources2013-12-31$5,138
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$182,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$182,072
Administrative expenses professional fees incurred2013-12-31$4,585
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$811,391
Participant contributions at end of year2013-12-31$197,361
Participant contributions at beginning of year2013-12-31$97,954
Participant contributions at end of year2013-12-31$343
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$138,520
Other income not declared elsewhere2013-12-31$258
Total non interest bearing cash at end of year2013-12-31$12,856
Total non interest bearing cash at beginning of year2013-12-31$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,864,366
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,806,119
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,357,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,466,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,186,979
Interest on participant loans2013-12-31$5,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$129,360
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$72,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$72,091
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$703,162
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$428,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$399,487
Contract administrator fees2013-12-31$258
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PEGGY S. EDGE, CPA, LLC
Accountancy firm EIN2013-12-31264527814

Form 5500 Responses for AEREON 401(K) PLAN

2020: AEREON 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AEREON 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AEREON 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AEREON 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AEREON 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AEREON 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AEREON 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AEREON 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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