401k Plan data: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN plan

R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN
Plan identification number	001

R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

R.J. MAXMAN & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: R.J. MAXMAN & ASSOCIATES, INC.

Employer identification number (EIN): 453722793

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 ROBERT MAXMAN
001 2015-01-01 ROBERT MAXMAN
001 2014-01-01 ROBERT J. MAXMAN
001 2013-01-01 ROBERT J. MAXMAN
001 2012-01-01 ROBERT J. MAXMAN
001 2011-11-02 ROBERT J. MAXMAN

Plan id#	Filing Submission Date	Name of Administrator
001	2016-01-01	ROBERT MAXMAN
001	2015-01-01	ROBERT MAXMAN
001	2014-01-01	ROBERT J. MAXMAN
001	2013-01-01	ROBERT J. MAXMAN
001	2012-01-01	ROBERT J. MAXMAN
001	2011-11-02	ROBERT J. MAXMAN

Plan Statistics for R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN

401k plan membership statisitcs for R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN

Measure Date Value
2016: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1
Number of participants with account balances 2015-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1
Number of participants with account balances 2014-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1
Number of participants with account balances 2013-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1
Number of participants with account balances 2012-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-11-02 1
Total number of active participants reported on line 7a of the Form 5500 2011-11-02 1
Number of retired or separated participants receiving benefits 2011-11-02 0
Number of other retired or separated participants entitled to future benefits 2011-11-02 0
Total of all active and inactive participants 2011-11-02 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-11-02 0
Total participants 2011-11-02 1
Number of participants with account balances 2011-11-02 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-11-02 0

Measure	Date	Value
2016: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1
Number of participants with account balances	2015-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1
Number of participants with account balances	2014-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1
Number of participants with account balances	2013-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1
Number of participants with account balances	2012-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-11-02	1
Total number of active participants reported on line 7a of the Form 5500	2011-11-02	1
Number of retired or separated participants receiving benefits	2011-11-02	0
Number of other retired or separated participants entitled to future benefits	2011-11-02	0
Total of all active and inactive participants	2011-11-02	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-11-02	0
Total participants	2011-11-02	1
Number of participants with account balances	2011-11-02	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-11-02	0

Financial Data on R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN

Measure	Date	Value
2016 : R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$-20,973
Expenses. Total of all expenses incurred	2016-12-31	$319,959
Benefits paid (including direct rollovers)	2016-12-31	$318,778
Total plan assets at end of year	2016-12-31	$0
Total plan assets at beginning of year	2016-12-31	$340,932
Value of fidelity bond covering the plan	2016-12-31	$55,000
Total contributions received or receivable from participants	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$-20,973
Net income (gross income less expenses)	2016-12-31	$-340,932
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$340,932
Assets. Value of employer securities	2016-12-31	$0
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$1,181
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-103,431
Expenses. Total of all expenses incurred	2015-12-31	$5,103
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$340,932
Total plan assets at beginning of year	2015-12-31	$449,466
Value of fidelity bond covering the plan	2015-12-31	$55,000
Total contributions received or receivable from participants	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-103,431
Net income (gross income less expenses)	2015-12-31	$-108,534
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$340,932
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$449,466
Assets. Value of employer securities	2015-12-31	$4,208
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$5,103
2014 : R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$-57,644
Expenses. Total of all expenses incurred	2014-12-31	$0
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$395,533
Total plan assets at beginning of year	2014-12-31	$453,177
Value of fidelity bond covering the plan	2014-12-31	$55,000
Total contributions received or receivable from participants	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$-57,644
Net income (gross income less expenses)	2014-12-31	$-57,644
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$395,533
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$453,177
Assets. Value of employer securities	2014-12-31	$86,466
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
2013 : R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$62,741
Expenses. Total of all expenses incurred	2013-12-31	$3,951
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$453,177
Total plan assets at beginning of year	2013-12-31	$394,387
Value of fidelity bond covering the plan	2013-12-31	$55,000
Total contributions received or receivable from participants	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$62,741
Net income (gross income less expenses)	2013-12-31	$58,790
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$453,177
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$394,387
Assets. Value of employer securities	2013-12-31	$144,111
Total contributions received or receivable from employer(s)	2013-12-31	$0
Value of certain deemed distributions of participant loans	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$3,951
2012 : R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$50,472
Expenses. Total of all expenses incurred	2012-12-31	$0
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$394,387
Total plan assets at beginning of year	2012-12-31	$343,915
Value of fidelity bond covering the plan	2012-12-31	$55,000
Total contributions received or receivable from participants	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$50,472
Net income (gross income less expenses)	2012-12-31	$50,472
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$394,387
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$343,915
Assets. Value of employer securities	2012-12-31	$269,491
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of certain deemed distributions of participant loans	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
2011 : R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$343,940
Expenses. Total of all expenses incurred	2011-12-31	$25
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$343,915
Value of fidelity bond covering the plan	2011-12-31	$55,000
Total contributions received or receivable from participants	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$366,376
Other income received	2011-12-31	$-22,436
Net income (gross income less expenses)	2011-12-31	$343,915
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$343,915
Assets. Value of employer securities	2011-12-31	$105,681
Total contributions received or receivable from employer(s)	2011-12-31	$0
Value of certain deemed distributions of participant loans	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$25

Form 5500 Responses for R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN

2016: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: R.J. MAXMAN & ASSOCIATES, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-11-02	Type of plan entity	Single employer plan
2011-11-02	First time form 5500 has been submitted	Yes
2011-11-02	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-11-02	Plan funding arrangement – Trust	Yes
2011-11-02	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	R.J. MAXMAN & ASSOCIATES, INC.
Employer identification number (EIN):	453722793
NAIC Classification:	541600