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MOUNTAIN 401(K) PLAN 401k Plan overview

Plan NameMOUNTAIN 401(K) PLAN
Plan identification number 001

MOUNTAIN 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MOUNTAIN PLUS SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:MOUNTAIN PLUS SERVICES, INC.
Employer identification number (EIN):453942708
NAIC Classification:621410
NAIC Description:Family Planning Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOUNTAIN 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01PROMOD BISHNOI2022-04-12 PROMOD BISHNOI2022-04-12
0012019-07-01PROMOD BISHNOI2021-03-29 KATHY GOBLE2021-03-29
0012018-07-01PROMOD BISHNOI2020-04-15
0012017-07-01PROMOD BISHNOI2019-04-15
0012016-07-01
0012015-07-01
0012014-07-01
0012013-07-01
0012012-07-01KATHY KEATON2015-04-14

Plan Statistics for MOUNTAIN 401(K) PLAN

401k plan membership statisitcs for MOUNTAIN 401(K) PLAN

Measure Date Value
2021: MOUNTAIN 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-011,319
Total number of active participants reported on line 7a of the Form 55002021-07-011,419
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-01537
Total of all active and inactive participants2021-07-011,956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-012
Total participants2021-07-011,958
Number of participants with account balances2021-07-011,402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-01230
2020: MOUNTAIN 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-011,171
Total number of active participants reported on line 7a of the Form 55002020-07-01864
Number of retired or separated participants receiving benefits2020-07-0167
Number of other retired or separated participants entitled to future benefits2020-07-01388
Total of all active and inactive participants2020-07-011,319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-011,319
Number of participants with account balances2020-07-01978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-01101
2019: MOUNTAIN 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-011,031
Total number of active participants reported on line 7a of the Form 55002019-07-01875
Number of retired or separated participants receiving benefits2019-07-0113
Number of other retired or separated participants entitled to future benefits2019-07-01313
Total of all active and inactive participants2019-07-011,201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-011,201
Number of participants with account balances2019-07-01901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-01120
2018: MOUNTAIN 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01807
Total number of active participants reported on line 7a of the Form 55002018-07-01869
Number of retired or separated participants receiving benefits2018-07-0160
Number of other retired or separated participants entitled to future benefits2018-07-01177
Total of all active and inactive participants2018-07-011,106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-011,106
Number of participants with account balances2018-07-01750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0148
2017: MOUNTAIN 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01669
Total number of active participants reported on line 7a of the Form 55002017-07-01633
Number of retired or separated participants receiving benefits2017-07-0157
Number of other retired or separated participants entitled to future benefits2017-07-01165
Total of all active and inactive participants2017-07-01855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01855
Number of participants with account balances2017-07-01588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0184
2016: MOUNTAIN 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01454
Total number of active participants reported on line 7a of the Form 55002016-07-01541
Number of retired or separated participants receiving benefits2016-07-0121
Number of other retired or separated participants entitled to future benefits2016-07-01108
Total of all active and inactive participants2016-07-01670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-011
Total participants2016-07-01671
Number of participants with account balances2016-07-01445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0162
2015: MOUNTAIN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01308
Total number of active participants reported on line 7a of the Form 55002015-07-01368
Number of retired or separated participants receiving benefits2015-07-0196
Total of all active and inactive participants2015-07-01464
Total participants2015-07-01464
Number of participants with account balances2015-07-01294
2014: MOUNTAIN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01221
Total number of active participants reported on line 7a of the Form 55002014-07-01237
Number of retired or separated participants receiving benefits2014-07-0171
Total of all active and inactive participants2014-07-01308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01308
Number of participants with account balances2014-07-01192

Financial Data on MOUNTAIN 401(K) PLAN

Measure Date Value
2022 : MOUNTAIN 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total transfer of assets to this plan2022-06-30$263,045
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$49,984
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$36,269
Total income from all sources (including contributions)2022-06-30$1,214,226
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$535,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$450,553
Value of total corrective distributions2022-06-30$49,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$2,946,846
Value of total assets at end of year2022-06-30$9,153,498
Value of total assets at beginning of year2022-06-30$8,198,329
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$35,280
Total interest from all sources2022-06-30$111
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$1,093,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$1,093,138
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$1,580,436
Participant contributions at beginning of year2022-06-30$54,257
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$56,254
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-06-30$49,984
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-06-30$36,269
Administrative expenses (other) incurred2022-06-30$35,280
Total non interest bearing cash at end of year2022-06-30$57,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$678,409
Value of net assets at end of year (total assets less liabilities)2022-06-30$9,103,514
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$8,162,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$8,965,422
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$0
Value of interest in pooled separate accounts at end of year2022-06-30$0
Value of interest in pooled separate accounts at beginning of year2022-06-30$8,110,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-06-30$130,317
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-06-30$111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-2,825,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$1,310,156
Employer contributions (assets) at beginning of year2022-06-30$34,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$450,553
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-06-30Yes
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30STROTHMAN AND COMPANY
Accountancy firm EIN2022-06-30611191655
2021 : MOUNTAIN 401(K) PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$36,269
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$24,128
Total income from all sources (including contributions)2021-06-30$3,380,292
Total of all expenses incurred2021-06-30$798,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$737,765
Expenses. Certain deemed distributions of participant loans2021-06-30$0
Value of total corrective distributions2021-06-30$36,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,695,341
Value of total assets at end of year2021-06-30$8,198,329
Value of total assets at beginning of year2021-06-30$5,604,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$24,123
Total interest from all sources2021-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$0
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$894,117
Participant contributions at end of year2021-06-30$0
Participant contributions at beginning of year2021-06-30$0
Participant contributions at end of year2021-06-30$54,257
Participant contributions at beginning of year2021-06-30$-10
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$17,332
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-06-30$36,269
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-06-30$24,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$2,582,135
Value of net assets at end of year (total assets less liabilities)2021-06-30$8,162,060
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$5,579,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Investment advisory and management fees2021-06-30$24,123
Value of interest in pooled separate accounts at end of year2021-06-30$8,110,024
Value of interest in pooled separate accounts at beginning of year2021-06-30$5,614,321
Interest on participant loans2021-06-30$0
Value of interest in common/collective trusts at beginning of year2021-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$1,684,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$783,892
Employer contributions (assets) at end of year2021-06-30$34,048
Employer contributions (assets) at beginning of year2021-06-30$-10,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$737,765
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-06-30Yes
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Unqualified
Accountancy firm name2021-06-30STROTHMAN AND COMPANY
Accountancy firm EIN2021-06-30611191655
2020 : MOUNTAIN 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$24,128
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$20,979
Total income from all sources (including contributions)2020-06-30$1,825,464
Total of all expenses incurred2020-06-30$452,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$401,878
Expenses. Certain deemed distributions of participant loans2020-06-30$0
Value of total corrective distributions2020-06-30$24,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,499,172
Value of total assets at end of year2020-06-30$5,604,053
Value of total assets at beginning of year2020-06-30$4,227,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$26,260
Total interest from all sources2020-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$0
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$781,458
Participant contributions at end of year2020-06-30$0
Participant contributions at beginning of year2020-06-30$0
Participant contributions at end of year2020-06-30$-10
Participant contributions at beginning of year2020-06-30$35,254
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$29,149
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-06-30$24,128
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-06-30$20,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$1,373,198
Value of net assets at end of year (total assets less liabilities)2020-06-30$5,579,925
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$4,206,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Investment advisory and management fees2020-06-30$26,260
Value of interest in pooled separate accounts at end of year2020-06-30$5,614,321
Value of interest in pooled separate accounts at beginning of year2020-06-30$4,160,869
Interest on participant loans2020-06-30$0
Value of interest in common/collective trusts at end of year2020-06-30$0
Value of interest in common/collective trusts at beginning of year2020-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$326,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$688,565
Employer contributions (assets) at end of year2020-06-30$-10,258
Employer contributions (assets) at beginning of year2020-06-30$31,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$401,878
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30STROTHMAN AND COMPANY
Accountancy firm EIN2020-06-30611191655
2019 : MOUNTAIN 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$20,979
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$37,295
Total income from all sources (including contributions)2019-06-30$1,506,014
Total of all expenses incurred2019-06-30$179,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$126,391
Expenses. Certain deemed distributions of participant loans2019-06-30$0
Value of total corrective distributions2019-06-30$20,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$1,283,007
Value of total assets at end of year2019-06-30$4,227,706
Value of total assets at beginning of year2019-06-30$2,917,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$32,038
Total interest from all sources2019-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$0
Was this plan covered by a fidelity bond2019-06-30No
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$686,217
Participant contributions at end of year2019-06-30$0
Participant contributions at beginning of year2019-06-30$0
Participant contributions at end of year2019-06-30$35,254
Participant contributions at beginning of year2019-06-30$44,915
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$6,720
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-06-30$20,979
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-06-30$37,295
Administrative expenses (other) incurred2019-06-30$12,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$1,326,606
Value of net assets at end of year (total assets less liabilities)2019-06-30$4,206,727
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$2,880,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in pooled separate accounts at end of year2019-06-30$4,160,869
Value of interest in pooled separate accounts at beginning of year2019-06-30$2,829,769
Interest on participant loans2019-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$223,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$590,070
Employer contributions (assets) at end of year2019-06-30$31,583
Employer contributions (assets) at beginning of year2019-06-30$42,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$126,391
Contract administrator fees2019-06-30$19,712
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30STROTHMAN AND COMPANY
Accountancy firm EIN2019-06-30611191655
2018 : MOUNTAIN 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$37,295
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$22,688
Total income from all sources (including contributions)2018-06-30$1,279,516
Total of all expenses incurred2018-06-30$168,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$131,515
Expenses. Certain deemed distributions of participant loans2018-06-30$0
Value of total corrective distributions2018-06-30$21,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$999,697
Value of total assets at end of year2018-06-30$2,917,416
Value of total assets at beginning of year2018-06-30$1,791,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$15,539
Total interest from all sources2018-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$0
Was this plan covered by a fidelity bond2018-06-30No
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$550,606
Participant contributions at end of year2018-06-30$0
Participant contributions at end of year2018-06-30$44,915
Participant contributions at beginning of year2018-06-30$29,186
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$2,382
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-06-30$37,295
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-06-30$22,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$1,111,370
Value of net assets at end of year (total assets less liabilities)2018-06-30$2,880,121
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$1,768,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in pooled separate accounts at end of year2018-06-30$2,829,769
Value of interest in pooled separate accounts at beginning of year2018-06-30$1,732,851
Interest on participant loans2018-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$279,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$446,709
Employer contributions (assets) at end of year2018-06-30$42,732
Employer contributions (assets) at beginning of year2018-06-30$29,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$131,515
Contract administrator fees2018-06-30$15,539
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30STROTHMAN AND COMPANY
Accountancy firm EIN2018-06-30611191655
2017 : MOUNTAIN 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$22,688
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$21,332
Total income from all sources (including contributions)2017-06-30$850,952
Total of all expenses incurred2017-06-30$80,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$62,955
Value of total corrective distributions2017-06-30$6,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$647,669
Value of total assets at end of year2017-06-30$1,791,439
Value of total assets at beginning of year2017-06-30$1,019,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$10,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$400,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$352,557
Participant contributions at end of year2017-06-30$29,186
Participant contributions at beginning of year2017-06-30$24,719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-06-30$22,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-06-30$21,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$770,949
Value of net assets at end of year (total assets less liabilities)2017-06-30$1,768,751
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$997,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in pooled separate accounts at end of year2017-06-30$1,732,851
Value of interest in pooled separate accounts at beginning of year2017-06-30$969,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$203,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$295,112
Employer contributions (assets) at end of year2017-06-30$29,402
Employer contributions (assets) at beginning of year2017-06-30$24,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$62,955
Contract administrator fees2017-06-30$10,563
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30STROTHMAN & COMPANY
Accountancy firm EIN2017-06-30611191655
2016 : MOUNTAIN 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$21,332
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$13,805
Total income from all sources (including contributions)2016-06-30$448,139
Total of all expenses incurred2016-06-30$62,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$55,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$441,319
Value of total assets at end of year2016-06-30$1,019,134
Value of total assets at beginning of year2016-06-30$625,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$6,583
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$400,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$249,913
Participant contributions at end of year2016-06-30$24,719
Participant contributions at beginning of year2016-06-30$56,172
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$3,991
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-06-30$7,527
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-06-30$21,332
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-06-30$13,805
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$386,122
Value of net assets at end of year (total assets less liabilities)2016-06-30$997,802
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$611,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in pooled separate accounts at end of year2016-06-30$969,871
Value of interest in pooled separate accounts at beginning of year2016-06-30$522,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$6,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30Yes
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$187,415
Employer contributions (assets) at end of year2016-06-30$24,544
Employer contributions (assets) at beginning of year2016-06-30$46,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$47,907
Contract administrator fees2016-06-30$6,583
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30STROTHMAN AND COMPANY
Accountancy firm EIN2016-06-30611191655
2015 : MOUNTAIN 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$13,805
Total income from all sources (including contributions)2015-06-30$373,391
Total of all expenses incurred2015-06-30$14,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$8,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$353,720
Value of total assets at end of year2015-06-30$625,485
Value of total assets at beginning of year2015-06-30$252,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$5,731
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$230,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$202,492
Participant contributions at end of year2015-06-30$56,172
Participant contributions at beginning of year2015-06-30$23,003
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-06-30$13,805
Administrative expenses (other) incurred2015-06-30$1,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$359,312
Value of net assets at end of year (total assets less liabilities)2015-06-30$611,680
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$252,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$522,627
Value of interest in pooled separate accounts at beginning of year2015-06-30$211,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$19,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30Yes
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$151,228
Employer contributions (assets) at end of year2015-06-30$46,686
Employer contributions (assets) at beginning of year2015-06-30$17,775
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$8,348
Contract administrator fees2015-06-30$4,684
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30STROTHMAN AND COMPANY
Accountancy firm EIN2015-06-30611191655

Form 5500 Responses for MOUNTAIN 401(K) PLAN

2021: MOUNTAIN 401(K) PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: MOUNTAIN 401(K) PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement - TrustYes
2019: MOUNTAIN 401(K) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement - TrustYes
2018: MOUNTAIN 401(K) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement - TrustYes
2017: MOUNTAIN 401(K) PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement - TrustYes
2016: MOUNTAIN 401(K) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: MOUNTAIN 401(K) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: MOUNTAIN 401(K) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number
Policy instance 1
Number of Individuals Covered0
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number
Policy instance 1
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of fees paid to insurance companyUSD $3,183
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number
Policy instance 1
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of fees paid to insurance companyUSD $2,244
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number
Policy instance 1
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of fees paid to insurance companyUSD $1,550
Amount paid for insurance broker fees1550
Insurance broker organization code?5
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number
Policy instance 1
Insurance contract or identification numberB563Y
Number of Individuals Covered56
Insurance policy start date2016-08-01
Insurance policy end date2017-07-31
Total amount of commissions paid to insurance brokerUSD $7,954
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $313,177
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,954
Insurance broker organization code?3
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number
Policy instance 1
Number of Individuals Covered289
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of fees paid to insurance companyUSD $2,627
Amount paid for insurance broker fees2335
Insurance broker organization code?3
Insurance broker nameMCGREGOR & ASSOCIATES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number
Policy instance 1
Number of Individuals Covered193

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