CARLSON ASSET MANAGERS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN
401k plan membership statisitcs for CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN
| Measure | Date | Value |
|---|
| 2021: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-12-21 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-12-21 | 3 |
| Number of retired or separated participants receiving benefits | 2021-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-12-21 | 0 |
| Total of all active and inactive participants | 2021-12-21 | 3 |
| 2020: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-12-21 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-12-21 | 3 |
| Number of retired or separated participants receiving benefits | 2020-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-12-21 | 0 |
| Total of all active and inactive participants | 2020-12-21 | 3 |
| 2019: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-12-21 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-12-21 | 3 |
| Number of retired or separated participants receiving benefits | 2019-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-12-21 | 0 |
| Total of all active and inactive participants | 2019-12-21 | 3 |
| 2018: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-12-21 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-12-21 | 3 |
| Number of retired or separated participants receiving benefits | 2018-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-12-21 | 0 |
| Total of all active and inactive participants | 2018-12-21 | 3 |
| 2017: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-12-21 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-12-21 | 3 |
| Number of retired or separated participants receiving benefits | 2017-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-12-21 | 0 |
| Total of all active and inactive participants | 2017-12-21 | 3 |
| 2016: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-12-21 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-12-21 | 3 |
| Number of retired or separated participants receiving benefits | 2016-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-12-21 | 0 |
| Total of all active and inactive participants | 2016-12-21 | 3 |
| 2015: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-12-21 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-12-21 | 3 |
| Number of retired or separated participants receiving benefits | 2015-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-12-21 | 0 |
| Total of all active and inactive participants | 2015-12-21 | 3 |
| 2014: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-12-21 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-12-21 | 2 |
| Number of retired or separated participants receiving benefits | 2014-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-12-21 | 0 |
| Total of all active and inactive participants | 2014-12-21 | 2 |
| 2012: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-12-21 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-12-21 | 2 |
| Number of retired or separated participants receiving benefits | 2012-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-12-21 | 0 |
| Total of all active and inactive participants | 2012-12-21 | 2 |
| 2011: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-12-21 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-12-21 | 4 |
| Number of retired or separated participants receiving benefits | 2011-12-21 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-12-21 | 0 |
| Total of all active and inactive participants | 2011-12-21 | 4 |
| Measure | Date | Value |
|---|
| 2022 : CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2022 401k financial data |
|---|
| Transfers to/from the plan | 2022-12-20 | $0 |
| Total plan liabilities at end of year | 2022-12-20 | $2,254,257 |
| Total plan liabilities at beginning of year | 2022-12-20 | $2,206,694 |
| Total income from all sources | 2022-12-20 | $617 |
| Expenses. Total of all expenses incurred | 2022-12-20 | $0 |
| Total plan assets at end of year | 2022-12-20 | $2,257,373 |
| Total plan assets at beginning of year | 2022-12-20 | $2,209,193 |
| Other income received | 2022-12-20 | $617 |
| Net income (gross income less expenses) | 2022-12-20 | $617 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-20 | $3,116 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-20 | $2,499 |
| 2021 : CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2021 401k financial data |
|---|
| Total plan liabilities at end of year | 2021-12-20 | $2,206,694 |
| Total plan liabilities at beginning of year | 2021-12-20 | $2,206,304 |
| Total income from all sources | 2021-12-20 | $906 |
| Expenses. Total of all expenses incurred | 2021-12-20 | $0 |
| Total plan assets at end of year | 2021-12-20 | $2,209,193 |
| Total plan assets at beginning of year | 2021-12-20 | $2,207,897 |
| Other income received | 2021-12-20 | $906 |
| Net income (gross income less expenses) | 2021-12-20 | $906 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-20 | $2,499 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-20 | $1,593 |
| 2020 : CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2020 401k financial data |
|---|
| Total plan liabilities at end of year | 2020-12-20 | $2,206,304 |
| Total plan liabilities at beginning of year | 2020-12-20 | $2,006,435 |
| Total income from all sources | 2020-12-20 | $201,462 |
| Expenses. Total of all expenses incurred | 2020-12-20 | $199,869 |
| Total plan assets at end of year | 2020-12-20 | $2,207,897 |
| Total plan assets at beginning of year | 2020-12-20 | $2,006,435 |
| Expenses. Other expenses not covered elsewhere | 2020-12-20 | $199,869 |
| Other income received | 2020-12-20 | $1,593 |
| Net income (gross income less expenses) | 2020-12-20 | $1,593 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-20 | $1,593 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-20 | $0 |
| Total contributions received or receivable from employer(s) | 2020-12-20 | $199,869 |
| 2019 : CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2019 401k financial data |
|---|
| Total plan liabilities at end of year | 2019-12-20 | $2,006,178 |
| Total plan liabilities at beginning of year | 2019-12-20 | $1,905,844 |
| Total income from all sources | 2019-12-20 | $0 |
| Expenses. Total of all expenses incurred | 2019-12-20 | $0 |
| Total plan assets at end of year | 2019-12-20 | $2,006,178 |
| Total plan assets at beginning of year | 2019-12-20 | $1,905,844 |
| Net income (gross income less expenses) | 2019-12-20 | $0 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-20 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-20 | $0 |
| 2017 : CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-12-20 | $1,850,366 |
| Total plan liabilities at beginning of year | 2017-12-20 | $1,251,703 |
| Total income from all sources | 2017-12-20 | $367,801 |
| Expenses. Total of all expenses incurred | 2017-12-20 | $367,801 |
| Total plan assets at end of year | 2017-12-20 | $1,850,366 |
| Total plan assets at beginning of year | 2017-12-20 | $1,251,703 |
| Expenses. Other expenses not covered elsewhere | 2017-12-20 | $366,381 |
| Other income received | 2017-12-20 | $71 |
| Net income (gross income less expenses) | 2017-12-20 | $0 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-20 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-20 | $0 |
| Total contributions received or receivable from employer(s) | 2017-12-20 | $367,730 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-20 | $1,420 |
| 2016 : CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-20 | $1,251,703 |
| Total plan liabilities at beginning of year | 2016-12-20 | $241,304 |
| Total income from all sources | 2016-12-20 | $131,263 |
| Expenses. Total of all expenses incurred | 2016-12-20 | $131,263 |
| Total plan assets at end of year | 2016-12-20 | $1,251,703 |
| Total plan assets at beginning of year | 2016-12-20 | $241,304 |
| Expenses. Other expenses not covered elsewhere | 2016-12-20 | $129,843 |
| Net income (gross income less expenses) | 2016-12-20 | $0 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-20 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-20 | $0 |
| Total contributions received or receivable from employer(s) | 2016-12-20 | $131,263 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-20 | $1,420 |
| 2015 : CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2015 401k financial data |
|---|
| Total plan liabilities at end of year | 2015-12-20 | $241,304 |
| Total plan liabilities at beginning of year | 2015-12-20 | $648,639 |
| Total income from all sources | 2015-12-20 | $342,420 |
| Expenses. Total of all expenses incurred | 2015-12-20 | $342,420 |
| Total plan assets at end of year | 2015-12-20 | $241,304 |
| Total plan assets at beginning of year | 2015-12-20 | $648,639 |
| Expenses. Other expenses not covered elsewhere | 2015-12-20 | $342,420 |
| Net income (gross income less expenses) | 2015-12-20 | $0 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-20 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-20 | $0 |
| Total contributions received or receivable from employer(s) | 2015-12-20 | $342,420 |
| 2013 : CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-12-20 | $239,091 |
| Total plan liabilities at beginning of year | 2013-12-20 | $235,000 |
| Total income from all sources | 2013-12-20 | $311,623 |
| Expenses. Total of all expenses incurred | 2013-12-20 | $311,623 |
| Total plan assets at end of year | 2013-12-20 | $239,091 |
| Total plan assets at beginning of year | 2013-12-20 | $235,000 |
| Expenses. Other expenses not covered elsewhere | 2013-12-20 | $308,843 |
| Net income (gross income less expenses) | 2013-12-20 | $0 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-20 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-20 | $0 |
| Total contributions received or receivable from employer(s) | 2013-12-20 | $311,623 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-20 | $2,780 |
| 2012 : CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2012 401k financial data |
|---|
| Total plan liabilities at end of year | 2012-12-20 | $235,000 |
| Total plan liabilities at beginning of year | 2012-12-20 | $0 |
| Total income from all sources | 2012-12-20 | $306,143 |
| Expenses. Total of all expenses incurred | 2012-12-20 | $306,143 |
| Total plan assets at end of year | 2012-12-20 | $235,000 |
| Total plan assets at beginning of year | 2012-12-20 | $0 |
| Expenses. Other expenses not covered elsewhere | 2012-12-20 | $303,643 |
| Net income (gross income less expenses) | 2012-12-20 | $0 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-20 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-20 | $0 |
| Total contributions received or receivable from employer(s) | 2012-12-20 | $306,143 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-20 | $2,500 |
| 2021: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2021 form 5500 responses |
|---|
| 2021-12-21 | Type of plan entity | Single employer plan |
| 2021-12-21 | Submission has been amended | No |
| 2021-12-21 | This submission is the final filing | No |
| 2021-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-12-21 | Plan is a collectively bargained plan | No |
| 2021-12-21 | Plan funding arrangement – Insurance | Yes |
| 2021-12-21 | Plan funding arrangement – Trust | Yes |
| 2021-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2021-12-21 | Plan benefit arrangement - Trust | Yes |
| 2020: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2020 form 5500 responses |
|---|
| 2020-12-21 | Type of plan entity | Single employer plan |
| 2020-12-21 | Submission has been amended | No |
| 2020-12-21 | This submission is the final filing | No |
| 2020-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-12-21 | Plan is a collectively bargained plan | No |
| 2020-12-21 | Plan funding arrangement – Insurance | Yes |
| 2020-12-21 | Plan funding arrangement – Trust | Yes |
| 2020-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2020-12-21 | Plan benefit arrangement - Trust | Yes |
| 2019: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2019 form 5500 responses |
|---|
| 2019-12-21 | Type of plan entity | Single employer plan |
| 2019-12-21 | Submission has been amended | No |
| 2019-12-21 | This submission is the final filing | No |
| 2019-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-12-21 | Plan is a collectively bargained plan | No |
| 2019-12-21 | Plan funding arrangement – Insurance | Yes |
| 2019-12-21 | Plan funding arrangement – Trust | Yes |
| 2019-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2019-12-21 | Plan benefit arrangement - Trust | Yes |
| 2018: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2018 form 5500 responses |
|---|
| 2018-12-21 | Type of plan entity | Single employer plan |
| 2018-12-21 | Submission has been amended | No |
| 2018-12-21 | This submission is the final filing | No |
| 2018-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-12-21 | Plan is a collectively bargained plan | No |
| 2018-12-21 | Plan funding arrangement – Insurance | Yes |
| 2018-12-21 | Plan funding arrangement – Trust | Yes |
| 2018-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2018-12-21 | Plan benefit arrangement - Trust | Yes |
| 2017: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2017 form 5500 responses |
|---|
| 2017-12-21 | Type of plan entity | Single employer plan |
| 2017-12-21 | Submission has been amended | No |
| 2017-12-21 | This submission is the final filing | No |
| 2017-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-12-21 | Plan is a collectively bargained plan | No |
| 2017-12-21 | Plan funding arrangement – Insurance | Yes |
| 2017-12-21 | Plan funding arrangement – Trust | Yes |
| 2017-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2017-12-21 | Plan benefit arrangement - Trust | Yes |
| 2016: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2016 form 5500 responses |
|---|
| 2016-12-21 | Type of plan entity | Single employer plan |
| 2016-12-21 | Submission has been amended | No |
| 2016-12-21 | This submission is the final filing | No |
| 2016-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-12-21 | Plan is a collectively bargained plan | No |
| 2016-12-21 | Plan funding arrangement – Insurance | Yes |
| 2016-12-21 | Plan funding arrangement – Trust | Yes |
| 2016-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2016-12-21 | Plan benefit arrangement - Trust | Yes |
| 2015: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2015 form 5500 responses |
|---|
| 2015-12-21 | Type of plan entity | Single employer plan |
| 2015-12-21 | Submission has been amended | No |
| 2015-12-21 | This submission is the final filing | No |
| 2015-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-12-21 | Plan is a collectively bargained plan | No |
| 2015-12-21 | Plan funding arrangement – Insurance | Yes |
| 2015-12-21 | Plan funding arrangement – Trust | Yes |
| 2015-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2015-12-21 | Plan benefit arrangement - Trust | Yes |
| 2014: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2014 form 5500 responses |
|---|
| 2014-12-21 | Type of plan entity | Single employer plan |
| 2014-12-21 | Submission has been amended | No |
| 2014-12-21 | This submission is the final filing | No |
| 2014-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-12-21 | Plan is a collectively bargained plan | No |
| 2014-12-21 | Plan funding arrangement – Insurance | Yes |
| 2014-12-21 | Plan funding arrangement – Trust | Yes |
| 2014-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2014-12-21 | Plan benefit arrangement - Trust | Yes |
| 2012: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2012 form 5500 responses |
|---|
| 2012-12-21 | Type of plan entity | Single employer plan |
| 2012-12-21 | Submission has been amended | No |
| 2012-12-21 | This submission is the final filing | No |
| 2012-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-12-21 | Plan is a collectively bargained plan | No |
| 2012-12-21 | Plan funding arrangement – Insurance | Yes |
| 2012-12-21 | Plan funding arrangement – Trust | Yes |
| 2012-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2012-12-21 | Plan benefit arrangement - Trust | Yes |
| 2011: CARLSON ASSET MANAGERS, LLC WELFARE BENEFIT PLAN 2011 form 5500 responses |
|---|
| 2011-12-21 | Type of plan entity | Single employer plan |
| 2011-12-21 | First time form 5500 has been submitted | Yes |
| 2011-12-21 | Submission has been amended | No |
| 2011-12-21 | This submission is the final filing | No |
| 2011-12-21 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-12-21 | Plan is a collectively bargained plan | No |
| 2011-12-21 | Plan funding arrangement – Insurance | Yes |
| 2011-12-21 | Plan funding arrangement – Trust | Yes |
| 2011-12-21 | Plan benefit arrangement – Insurance | Yes |
| 2011-12-21 | Plan benefit arrangement - Trust | Yes |
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | LS0296797 |
| Policy instance | 2 |
| Insurance contract or identification number | LS0296797 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2021-12-21 | | Insurance policy end date | 2022-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | 822555X |
| Policy instance | 1 |
| Insurance contract or identification number | 822555X | | Number of Individuals Covered | 3 | | Insurance policy start date | 2021-12-21 | | Insurance policy end date | 2022-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | ADMINISTRATION FEES | | Insurance broker organization code? | 5 |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | LS0296797 |
| Policy instance | 2 |
| Insurance contract or identification number | LS0296797 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2020-12-21 | | Insurance policy end date | 2021-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | 822555X |
| Policy instance | 1 |
| Insurance contract or identification number | 822555X | | Number of Individuals Covered | 3 | | Insurance policy start date | 2020-12-21 | | Insurance policy end date | 2021-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | ADMINISTRATION FEES | | Insurance broker organization code? | 5 |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | LS0296797 |
| Policy instance | 2 |
| Insurance contract or identification number | LS0296797 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2019-12-21 | | Insurance policy end date | 2020-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
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| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | 822555X |
| Policy instance | 1 |
| Insurance contract or identification number | 822555X | | Number of Individuals Covered | 3 | | Insurance policy start date | 2019-12-21 | | Insurance policy end date | 2020-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | ADMINISTRATION FEES | | Insurance broker organization code? | 5 |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | 822555X |
| Policy instance | 1 |
| Insurance contract or identification number | 822555X | | Number of Individuals Covered | 3 | | Insurance policy start date | 2018-12-21 | | Insurance policy end date | 2019-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | COMMISSIONS | | Insurance broker organization code? | 3 |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | LS0296797 |
| Policy instance | 2 |
| Insurance contract or identification number | LS0296797 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2018-12-21 | | Insurance policy end date | 2019-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | 822555X |
| Policy instance | 1 |
| Insurance contract or identification number | 822555X | | Number of Individuals Covered | 3 | | Insurance policy start date | 2017-12-21 | | Insurance policy end date | 2018-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $1,420 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | LS0296797 |
| Policy instance | 2 |
| Insurance contract or identification number | LS0296797 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2017-12-21 | | Insurance policy end date | 2018-12-20 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | LS0296797 |
| Policy instance | 2 |
| Insurance contract or identification number | LS0296797 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2015-12-21 | | Insurance policy end date | 2016-12-20 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | 822555X |
| Policy instance | 1 |
| Insurance contract or identification number | 822555X | | Number of Individuals Covered | 3 | | Insurance policy start date | 2015-12-21 | | Insurance policy end date | 2016-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $1,420 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 1420 | | Additional information about fees paid to insurance broker | ADMINISTRATION FEES | | Insurance broker organization code? | 5 | | Insurance broker name | DAVID T PHILLIPS |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | LS0296797 |
| Policy instance | 2 |
| Insurance contract or identification number | LS0296797 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2014-12-21 | | Insurance policy end date | 2015-12-20 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | 822555X |
| Policy instance | 1 |
| Insurance contract or identification number | 822555X | | Number of Individuals Covered | 2 | | Insurance policy start date | 2014-12-21 | | Insurance policy end date | 2015-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | ADMINISTRATION FEES | | Insurance broker organization code? | 5 | | Insurance broker name | DAVID T PHILLIPS |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | LS0296797 |
| Policy instance | 2 |
| Insurance contract or identification number | LS0296797 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2012-12-21 | | Insurance policy end date | 2013-12-20 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | 822555X |
| Policy instance | 1 |
| Insurance contract or identification number | 822555X | | Number of Individuals Covered | 2 | | Insurance policy start date | 2012-12-21 | | Insurance policy end date | 2013-12-20 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $1,780 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 1420 | | Additional information about fees paid to insurance broker | ADMINISTRATION FEES | | Insurance broker organization code? | 5 | | Insurance broker name | DAVID T PHILLIPS |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | LS0296797 |
| Policy instance | 2 |
| Insurance contract or identification number | LS0296797 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2011-12-21 | | Insurance policy end date | 2012-12-20 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| LIFE INSURANCE COMPANY OF THE SOUTHWEST (National Association of Insurance Commissioners NAIC id number: 65528 ) |
| Policy contract number | 822555X |
| Policy instance | 1 |
| Insurance contract or identification number | 822555X | | Number of Individuals Covered | 3 | | Insurance policy start date | 2011-12-21 | | Insurance policy end date | 2012-12-20 | | Total amount of commissions paid to insurance broker | USD $9,427 | | Total amount of fees paid to insurance company | USD $2,700 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | ANNUITY | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
