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HABEN INSURANCE GROUP RETIREMENT PLAN 401k Plan overview

Plan NameHABEN INSURANCE GROUP RETIREMENT PLAN
Plan identification number 001

HABEN INSURANCE GROUP RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HABEN INSURANCE GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:HABEN INSURANCE GROUP, INC.
Employer identification number (EIN):454172210
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HABEN INSURANCE GROUP RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01DAVID HABEN
0012017-01-01DAVID HABEN
0012016-01-01DAVID HABEN DAVID HABEN2017-04-19
0012015-01-01DAVID HABEN DAVID HABEN2016-05-23
0012014-01-01DAVID HABEN DAVID HABEN2015-03-17
0012013-01-01DAVID HABEN DAVID HABEN2014-03-10
0012012-01-24DAVID HABEN DAVID HABEN2013-03-14

Plan Statistics for HABEN INSURANCE GROUP RETIREMENT PLAN

401k plan membership statisitcs for HABEN INSURANCE GROUP RETIREMENT PLAN

Measure Date Value
2019: HABEN INSURANCE GROUP RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HABEN INSURANCE GROUP RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013
Total number of active participants reported on line 7a of the Form 55002018-01-011
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011
Number of participants with account balances2018-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HABEN INSURANCE GROUP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013
Total number of active participants reported on line 7a of the Form 55002017-01-013
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-013
Number of participants with account balances2017-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HABEN INSURANCE GROUP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014
Total number of active participants reported on line 7a of the Form 55002016-01-013
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-013
Number of participants with account balances2016-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HABEN INSURANCE GROUP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015
Total number of active participants reported on line 7a of the Form 55002015-01-015
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-015
Number of participants with account balances2015-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HABEN INSURANCE GROUP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-015
Number of participants with account balances2014-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: HABEN INSURANCE GROUP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013
Number of participants with account balances2013-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HABEN INSURANCE GROUP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-241
Total number of active participants reported on line 7a of the Form 55002012-01-241
Number of retired or separated participants receiving benefits2012-01-240
Number of other retired or separated participants entitled to future benefits2012-01-240
Total of all active and inactive participants2012-01-241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-240
Total participants2012-01-241
Number of participants with account balances2012-01-241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-240

Financial Data on HABEN INSURANCE GROUP RETIREMENT PLAN

Measure Date Value
2019 : HABEN INSURANCE GROUP RETIREMENT PLAN 2019 401k financial data
Total income from all sources2019-09-06$36,527
Expenses. Total of all expenses incurred2019-09-06$536,702
Benefits paid (including direct rollovers)2019-09-06$536,702
Total plan assets at end of year2019-09-06$0
Total plan assets at beginning of year2019-09-06$500,175
Value of fidelity bond covering the plan2019-09-06$55,000
Other income received2019-09-06$36,527
Net income (gross income less expenses)2019-09-06$-500,175
Net plan assets at end of year (total assets less liabilities)2019-09-06$0
Net plan assets at beginning of year (total assets less liabilities)2019-09-06$500,175
Assets. Value of employer securities2019-09-06$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-06$0
2018 : HABEN INSURANCE GROUP RETIREMENT PLAN 2018 401k financial data
Total income from all sources2018-12-31$52,000
Expenses. Total of all expenses incurred2018-12-31$0
Total plan assets at end of year2018-12-31$500,175
Total plan assets at beginning of year2018-12-31$448,175
Value of fidelity bond covering the plan2018-12-31$50,000
Other income received2018-12-31$52,000
Net income (gross income less expenses)2018-12-31$52,000
Net plan assets at end of year (total assets less liabilities)2018-12-31$500,175
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$448,175
Assets. Value of employer securities2018-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : HABEN INSURANCE GROUP RETIREMENT PLAN 2017 401k financial data
Total income from all sources2017-12-31$14,065
Expenses. Total of all expenses incurred2017-12-31$0
Total plan assets at end of year2017-12-31$448,175
Total plan assets at beginning of year2017-12-31$434,110
Value of fidelity bond covering the plan2017-12-31$50,000
Other income received2017-12-31$14,065
Net income (gross income less expenses)2017-12-31$14,065
Net plan assets at end of year (total assets less liabilities)2017-12-31$448,175
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$434,110
Assets. Value of employer securities2017-12-31$448,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : HABEN INSURANCE GROUP RETIREMENT PLAN 2016 401k financial data
Total income from all sources2016-12-31$24,559
Expenses. Total of all expenses incurred2016-12-31$0
Total plan assets at end of year2016-12-31$434,110
Total plan assets at beginning of year2016-12-31$409,551
Value of fidelity bond covering the plan2016-12-31$50,000
Other income received2016-12-31$24,559
Net income (gross income less expenses)2016-12-31$24,559
Net plan assets at end of year (total assets less liabilities)2016-12-31$434,110
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$409,551
Assets. Value of employer securities2016-12-31$433,935
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : HABEN INSURANCE GROUP RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$-15,624
Expenses. Total of all expenses incurred2015-12-31$0
Total plan assets at end of year2015-12-31$409,551
Total plan assets at beginning of year2015-12-31$425,175
Value of fidelity bond covering the plan2015-12-31$50,000
Other income received2015-12-31$-15,624
Net income (gross income less expenses)2015-12-31$-15,624
Net plan assets at end of year (total assets less liabilities)2015-12-31$409,551
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$425,175
Assets. Value of employer securities2015-12-31$409,376
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : HABEN INSURANCE GROUP RETIREMENT PLAN 2014 401k financial data
Total income from all sources2014-12-31$25,000
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$425,175
Total plan assets at beginning of year2014-12-31$400,175
Value of fidelity bond covering the plan2014-12-31$50,000
Other income received2014-12-31$25,000
Net income (gross income less expenses)2014-12-31$25,000
Net plan assets at end of year (total assets less liabilities)2014-12-31$425,175
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$400,175
Assets. Value of employer securities2014-12-31$425,000
2013 : HABEN INSURANCE GROUP RETIREMENT PLAN 2013 401k financial data
Total income from all sources2013-12-31$85,000
Expenses. Total of all expenses incurred2013-12-31$0
Total plan assets at end of year2013-12-31$400,175
Total plan assets at beginning of year2013-12-31$315,175
Value of fidelity bond covering the plan2013-12-31$50,000
Other income received2013-12-31$85,000
Net income (gross income less expenses)2013-12-31$85,000
Net plan assets at end of year (total assets less liabilities)2013-12-31$400,175
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$315,175
Assets. Value of employer securities2013-12-31$400,000
2012 : HABEN INSURANCE GROUP RETIREMENT PLAN 2012 401k financial data
Total income from all sources2012-12-31$315,187
Expenses. Total of all expenses incurred2012-12-31$12
Total plan assets at end of year2012-12-31$315,175
Expenses. Other expenses not covered elsewhere2012-12-31$12
Contributions received from other sources (not participants or employers)2012-12-31$505,142
Other income received2012-12-31$-189,955
Net income (gross income less expenses)2012-12-31$315,175
Net plan assets at end of year (total assets less liabilities)2012-12-31$315,175
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$0
Assets. Value of employer securities2012-12-31$315,000

Form 5500 Responses for HABEN INSURANCE GROUP RETIREMENT PLAN

2019: HABEN INSURANCE GROUP RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HABEN INSURANCE GROUP RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HABEN INSURANCE GROUP RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HABEN INSURANCE GROUP RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HABEN INSURANCE GROUP RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HABEN INSURANCE GROUP RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HABEN INSURANCE GROUP RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HABEN INSURANCE GROUP RETIREMENT PLAN 2012 form 5500 responses
2012-01-24Type of plan entitySingle employer plan
2012-01-24First time form 5500 has been submittedYes
2012-01-24Submission has been amendedNo
2012-01-24This submission is the final filingNo
2012-01-24This return/report is a short plan year return/report (less than 12 months)Yes
2012-01-24Plan is a collectively bargained planNo
2012-01-24Plan funding arrangement – TrustYes
2012-01-24Plan benefit arrangement - TrustYes

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