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LEE BRASS 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameLEE BRASS 401(K) RETIREMENT PLAN
Plan identification number 001

LEE BRASS 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LEE BRASS FOUNDRY, LLC has sponsored the creation of one or more 401k plans.

Company Name:LEE BRASS FOUNDRY, LLC
Employer identification number (EIN):454797283
NAIC Classification:331500

Additional information about LEE BRASS FOUNDRY, LLC

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2012-03-07
Company Identification Number: 2088163
Legal Registered Office Address: 388 S. MAIN STREET - #500
-
AKRON
United States of America (USA)
44311

More information about LEE BRASS FOUNDRY, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEE BRASS 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DENNIS SHEETS
0012016-01-01DENNIS SHEETS
0012015-01-01DENNIS SHEETS
0012014-01-01DENNIS SHEETS
0012013-01-01DENNIS SHEETS
0012012-04-10DENNIS SHEETS

Plan Statistics for LEE BRASS 401(K) RETIREMENT PLAN

401k plan membership statisitcs for LEE BRASS 401(K) RETIREMENT PLAN

Measure Date Value
2022: LEE BRASS 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01312
Total number of active participants reported on line 7a of the Form 55002022-01-01190
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01176
Total of all active and inactive participants2022-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01371
Number of participants with account balances2022-01-01283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0142
2021: LEE BRASS 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01280
Total number of active participants reported on line 7a of the Form 55002021-01-01147
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01149
Total of all active and inactive participants2021-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01299
Number of participants with account balances2021-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0118
2020: LEE BRASS 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01284
Total number of active participants reported on line 7a of the Form 55002020-01-01131
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01135
Total of all active and inactive participants2020-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01269
Number of participants with account balances2020-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: LEE BRASS 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01316
Total number of active participants reported on line 7a of the Form 55002019-01-01142
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01133
Total of all active and inactive participants2019-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01280
Number of participants with account balances2019-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: LEE BRASS 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01313
Total number of active participants reported on line 7a of the Form 55002018-01-01190
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01120
Total of all active and inactive participants2018-01-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01313
Number of participants with account balances2018-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0136
2017: LEE BRASS 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01301
Total number of active participants reported on line 7a of the Form 55002017-01-01216
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0193
Total of all active and inactive participants2017-01-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01312
Number of participants with account balances2017-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0118
2016: LEE BRASS 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01314
Total number of active participants reported on line 7a of the Form 55002016-01-01217
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-0183
Total of all active and inactive participants2016-01-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01305
Number of participants with account balances2016-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0118
2015: LEE BRASS 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01256
Total number of active participants reported on line 7a of the Form 55002015-01-01230
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01230
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: LEE BRASS 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01267
Total number of active participants reported on line 7a of the Form 55002014-01-01259
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0156
Total of all active and inactive participants2014-01-01317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01317
Number of participants with account balances2014-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0143
2013: LEE BRASS 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01220
Total number of active participants reported on line 7a of the Form 55002013-01-01227
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0122
Total of all active and inactive participants2013-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01250
Number of participants with account balances2013-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0118
2012: LEE BRASS 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-10197
Total number of active participants reported on line 7a of the Form 55002012-04-10211
Number of retired or separated participants receiving benefits2012-04-100
Number of other retired or separated participants entitled to future benefits2012-04-104
Total of all active and inactive participants2012-04-10215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-100
Total participants2012-04-10215
Number of participants with account balances2012-04-10119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-103

Financial Data on LEE BRASS 401(K) RETIREMENT PLAN

Measure Date Value
2022 : LEE BRASS 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-123,211
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$115,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$94,453
Expenses. Certain deemed distributions of participant loans2022-12-31$586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$252,139
Value of total assets at end of year2022-12-31$2,320,348
Value of total assets at beginning of year2022-12-31$2,558,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$20,209
Total interest from all sources2022-12-31$7,339
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$74,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$74,918
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$210,885
Participant contributions at end of year2022-12-31$84,837
Participant contributions at beginning of year2022-12-31$73,201
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$24,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-238,459
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,320,348
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,558,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,854,821
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$2,145,942
Interest on participant loans2022-12-31$4,026
Interest earned on other investments2022-12-31$3,313
Value of interest in common/collective trusts at end of year2022-12-31$380,690
Value of interest in common/collective trusts at beginning of year2022-12-31$339,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-420,733
Net investment gain or loss from common/collective trusts2022-12-31$-36,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$16,315
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$94,453
Contract administrator fees2022-12-31$20,209
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SIKICH LLP
Accountancy firm EIN2022-12-31363168081
2021 : LEE BRASS 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$400,142
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$713,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$689,826
Expenses. Certain deemed distributions of participant loans2021-12-31$2,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$158,972
Value of total assets at end of year2021-12-31$2,558,807
Value of total assets at beginning of year2021-12-31$2,871,873
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$20,451
Total interest from all sources2021-12-31$7,221
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$64,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$64,997
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$147,355
Participant contributions at end of year2021-12-31$73,201
Participant contributions at beginning of year2021-12-31$81,610
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$12,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-313,066
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,558,807
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,871,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$2,145,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$1,890,823
Interest on participant loans2021-12-31$3,797
Interest earned on other investments2021-12-31$3,424
Value of interest in common/collective trusts at end of year2021-12-31$339,664
Value of interest in common/collective trusts at beginning of year2021-12-31$885,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$136,747
Net investment gain or loss from common/collective trusts2021-12-31$32,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$11,617
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$1,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$689,826
Contract administrator fees2021-12-31$20,451
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SIKICH LLP
Accountancy firm EIN2021-12-31363168081
2020 : LEE BRASS 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$372,481
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$291,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$271,012
Expenses. Certain deemed distributions of participant loans2020-12-31$1,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$200,373
Value of total assets at end of year2020-12-31$2,871,873
Value of total assets at beginning of year2020-12-31$2,791,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$19,745
Total interest from all sources2020-12-31$3,194
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$78,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$78,128
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$132,261
Participant contributions at end of year2020-12-31$81,610
Participant contributions at beginning of year2020-12-31$68,832
Participant contributions at end of year2020-12-31$12,763
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$62,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$80,663
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,871,873
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,791,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$1,890,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,233,616
Interest on participant loans2020-12-31$3,194
Value of interest in common/collective trusts at end of year2020-12-31$885,637
Value of interest in common/collective trusts at beginning of year2020-12-31$156,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$331,970
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$45,439
Net investment gain or loss from common/collective trusts2020-12-31$45,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,514
Employer contributions (assets) at end of year2020-12-31$1,040
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$271,012
Contract administrator fees2020-12-31$19,745
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SIKICH LLP
Accountancy firm EIN2020-12-31363168081
2019 : LEE BRASS 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$635,402
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$489,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$462,253
Expenses. Certain deemed distributions of participant loans2019-12-31$414
Value of total corrective distributions2019-12-31$7,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$214,695
Value of total assets at end of year2019-12-31$2,791,210
Value of total assets at beginning of year2019-12-31$2,645,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$18,974
Total interest from all sources2019-12-31$8,840
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$64,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$64,931
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$202,891
Participant contributions at end of year2019-12-31$68,832
Participant contributions at beginning of year2019-12-31$100,426
Administrative expenses (other) incurred2019-12-31$2,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$146,076
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,791,210
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,645,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,233,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,208,351
Interest on participant loans2019-12-31$4,894
Interest earned on other investments2019-12-31$3,946
Value of interest in common/collective trusts at end of year2019-12-31$156,792
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$331,970
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$336,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$331,688
Net investment gain or loss from common/collective trusts2019-12-31$15,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$11,804
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$462,253
Contract administrator fees2019-12-31$16,381
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SIKICH LLP
Accountancy firm EIN2019-12-31363168081
2018 : LEE BRASS 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$123,271
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$270,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$251,605
Expenses. Certain deemed distributions of participant loans2018-12-31$-2,257
Value of total corrective distributions2018-12-31$6,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$280,809
Value of total assets at end of year2018-12-31$2,645,134
Value of total assets at beginning of year2018-12-31$2,792,579
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$14,867
Total interest from all sources2018-12-31$8,613
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$127,655
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$127,655
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$262,898
Participant contributions at end of year2018-12-31$100,426
Participant contributions at beginning of year2018-12-31$98,300
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-147,445
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,645,134
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,792,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,208,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,387,031
Interest on participant loans2018-12-31$5,075
Interest earned on other investments2018-12-31$3,538
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$336,357
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$307,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-293,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$17,911
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$251,605
Contract administrator fees2018-12-31$14,867
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SIKICH LLP
Accountancy firm EIN2018-12-31363168081
2017 : LEE BRASS 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$663,899
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$155,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$141,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$330,321
Value of total assets at end of year2017-12-31$2,792,579
Value of total assets at beginning of year2017-12-31$2,284,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,380
Total interest from all sources2017-12-31$6,777
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$93,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$93,401
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$235,060
Participant contributions at end of year2017-12-31$98,300
Participant contributions at beginning of year2017-12-31$88,550
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$77,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$508,327
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,792,579
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,284,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,387,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,902,934
Interest on participant loans2017-12-31$3,456
Interest earned on other investments2017-12-31$3,321
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$307,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$292,768
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$233,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$17,374
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$141,192
Contract administrator fees2017-12-31$14,380
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SIKLICH LLP
Accountancy firm EIN2017-12-31363168081
2016 : LEE BRASS 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$511,975
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$353,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$333,535
Expenses. Certain deemed distributions of participant loans2016-12-31$550
Value of total corrective distributions2016-12-31$6,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$413,072
Value of total assets at end of year2016-12-31$2,284,252
Value of total assets at beginning of year2016-12-31$2,125,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,091
Total interest from all sources2016-12-31$6,784
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$51,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$51,404
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$235,198
Participant contributions at end of year2016-12-31$88,550
Participant contributions at beginning of year2016-12-31$91,418
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$160,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$158,870
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,284,252
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,125,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,902,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,778,330
Interest on participant loans2016-12-31$3,626
Interest earned on other investments2016-12-31$3,158
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$292,768
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$255,634
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$40,715
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$16,929
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$333,535
Contract administrator fees2016-12-31$12,091
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SIKLICH LLP
Accountancy firm EIN2016-12-31363168081
2015 : LEE BRASS 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$295,254
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$503,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$476,171
Expenses. Certain deemed distributions of participant loans2015-12-31$1,429
Value of total corrective distributions2015-12-31$12,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$310,714
Value of total assets at end of year2015-12-31$2,125,382
Value of total assets at beginning of year2015-12-31$2,333,816
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,974
Total interest from all sources2015-12-31$5,172
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$58,910
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$58,910
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$261,796
Participant contributions at end of year2015-12-31$91,418
Participant contributions at beginning of year2015-12-31$48,919
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$30,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-208,434
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,125,382
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,333,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,778,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,044,518
Interest on participant loans2015-12-31$2,267
Interest earned on other investments2015-12-31$2,905
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$255,634
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$240,379
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-79,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$18,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$476,171
Contract administrator fees2015-12-31$13,974
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : LEE BRASS 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$459,464
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$284,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$273,960
Expenses. Certain deemed distributions of participant loans2014-12-31$1,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$335,594
Value of total assets at end of year2014-12-31$2,333,816
Value of total assets at beginning of year2014-12-31$2,158,938
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,621
Total interest from all sources2014-12-31$5,027
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$73,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$73,181
Administrative expenses professional fees incurred2014-12-31$9,621
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$306,109
Participant contributions at end of year2014-12-31$48,919
Participant contributions at beginning of year2014-12-31$60,139
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$8,985
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$174,878
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,333,816
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,158,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,044,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,886,451
Interest on participant loans2014-12-31$2,159
Interest earned on other investments2014-12-31$2,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$240,379
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$212,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$45,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$20,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$273,960
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : LEE BRASS 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$569,739
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$107,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$89,365
Expenses. Certain deemed distributions of participant loans2013-12-31$10,197
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$321,198
Value of total assets at end of year2013-12-31$2,158,938
Value of total assets at beginning of year2013-12-31$1,696,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,187
Total interest from all sources2013-12-31$1,676
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$66,267
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$66,267
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$292,173
Participant contributions at end of year2013-12-31$60,139
Participant contributions at beginning of year2013-12-31$52,440
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$8,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$461,990
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,158,938
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,696,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$3,632
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,886,451
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,460,540
Interest on participant loans2013-12-31$1,676
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$212,348
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$183,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$180,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$20,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$89,365
Contract administrator fees2013-12-31$4,555
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SS&G, INC.
Accountancy firm EIN2013-12-31341945695
2012 : LEE BRASS 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,706,869
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$9,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,635,032
Value of total assets at end of year2012-12-31$1,696,948
Value of total assets at beginning of year2012-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,419
Total interest from all sources2012-12-31$1,457
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$22,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$22,064
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$139,568
Participant contributions at end of year2012-12-31$52,440
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,485,387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,696,948
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,696,948
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,460,540
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$1,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$183,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$48,316
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$10,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,502
Contract administrator fees2012-12-31$1,419
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SS&G, INC.
Accountancy firm EIN2012-12-31341945695

Form 5500 Responses for LEE BRASS 401(K) RETIREMENT PLAN

2022: LEE BRASS 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LEE BRASS 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LEE BRASS 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LEE BRASS 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LEE BRASS 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LEE BRASS 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LEE BRASS 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LEE BRASS 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LEE BRASS 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LEE BRASS 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LEE BRASS 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-04-10Type of plan entitySingle employer plan
2012-04-10First time form 5500 has been submittedYes
2012-04-10Submission has been amendedNo
2012-04-10This submission is the final filingNo
2012-04-10This return/report is a short plan year return/report (less than 12 months)Yes
2012-04-10Plan is a collectively bargained planNo
2012-04-10Plan funding arrangement – InsuranceYes
2012-04-10Plan funding arrangement – TrustYes
2012-04-10Plan benefit arrangement – InsuranceYes
2012-04-10Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334096-01
Policy instance 1
Insurance contract or identification number334096-01
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334096-01
Policy instance 1
Insurance contract or identification number334096-01
Number of Individuals Covered93
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334096-01
Policy instance 1
Insurance contract or identification number334096-01
Number of Individuals Covered111
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334096-01
Policy instance 1
Insurance contract or identification number334096-01
Number of Individuals Covered89
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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