401k Plan data: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN plan

ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN
Plan identification number	001

ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALTUS WEALTH MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name: ALTUS WEALTH MANAGEMENT, LLC

Employer identification number (EIN): 455029624

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Additional information about ALTUS WEALTH MANAGEMENT, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3748566

More information about ALTUS WEALTH MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 CHARLES W MCMAKIN
001 2013-01-01 CHARLES W MCMAKIN
001 2012-01-01 CHARLES W MCMAKIN

Plan Statistics for ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 10
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 11
Number of participants with account balances 2015-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 10
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 11
Number of participants with account balances 2014-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 11
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 11
Number of participants with account balances 2013-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 11
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 11
Number of participants with account balances 2012-01-01 10

Measure	Date	Value
2015: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	10
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	11
Number of participants with account balances	2015-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	10
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	11
Number of participants with account balances	2014-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	11
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	11
Number of participants with account balances	2013-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	11
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	11
Number of participants with account balances	2012-01-01	10

Financial Data on ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2015 : ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$248,331
Expenses. Total of all expenses incurred	2015-12-31	$3,090
Total plan assets at end of year	2015-12-31	$2,212,711
Total plan assets at beginning of year	2015-12-31	$1,967,470
Total contributions received or receivable from participants	2015-12-31	$131,205
Other income received	2015-12-31	$-22,220
Net income (gross income less expenses)	2015-12-31	$245,241
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,212,711
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,967,470
Assets. Value of participant loans	2015-12-31	$0
Assets. Value of real-estate (other than employer real property)	2015-12-31	$0
Total contributions received or receivable from employer(s)	2015-12-31	$139,346
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$3,090
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$320,338
Expenses. Total of all expenses incurred	2014-12-31	$2,207
Total plan assets at end of year	2014-12-31	$1,967,470
Total plan assets at beginning of year	2014-12-31	$1,649,339
Total contributions received or receivable from participants	2014-12-31	$121,505
Other income received	2014-12-31	$58,065
Net income (gross income less expenses)	2014-12-31	$318,131
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,967,470
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,649,339
Assets. Value of participant loans	2014-12-31	$3,654
Assets. Value of real-estate (other than employer real property)	2014-12-31	$115,000
Total contributions received or receivable from employer(s)	2014-12-31	$140,768
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$2,207
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$520,618
Expenses. Total of all expenses incurred	2013-12-31	$26,084
Benefits paid (including direct rollovers)	2013-12-31	$5,813
Total plan assets at end of year	2013-12-31	$1,649,339
Total plan assets at beginning of year	2013-12-31	$1,154,805
Total contributions received or receivable from participants	2013-12-31	$101,946
Other income received	2013-12-31	$284,621
Net income (gross income less expenses)	2013-12-31	$494,534
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,649,339
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,154,805
Assets. Value of participant loans	2013-12-31	$10,384
Assets. Value of real-estate (other than employer real property)	2013-12-31	$130,000
Total contributions received or receivable from employer(s)	2013-12-31	$134,051
Value of corrective distributions	2013-12-31	$18,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$2,271
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$361,317
Expenses. Total of all expenses incurred	2012-12-31	$8,528
Total plan assets at end of year	2012-12-31	$1,154,805
Total plan assets at beginning of year	2012-12-31	$802,016
Total contributions received or receivable from participants	2012-12-31	$77,381
Contributions received from other sources (not participants or employers)	2012-12-31	$121,386
Other income received	2012-12-31	$131,773
Net income (gross income less expenses)	2012-12-31	$352,789
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,154,805
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$802,016
Assets. Value of participant loans	2012-12-31	$16,554
Assets. Value of real-estate (other than employer real property)	2012-12-31	$110,000
Total contributions received or receivable from employer(s)	2012-12-31	$30,777
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$8,528

Form 5500 Responses for ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN

2015: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ALTUS WEALTH MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )

Policy contract number

P03403

Policy instance

Insurance contract or identification number	P03403
Number of Individuals Covered	1
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $195
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $117
Insurance broker organization code?	3
Insurance broker name	KAY DEMPSEY & ASSOCIATES INC

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Company Name:	ALTUS WEALTH MANAGEMENT, LLC
Employer identification number (EIN):	455029624
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3748566

Plan id#	Filing Submission Date	Name of Administrator
001	2023-01-01
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	CHARLES W MCMAKIN
001	2013-01-01	CHARLES W MCMAKIN
001	2012-01-01	CHARLES W MCMAKIN