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ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 401k Plan overview

Plan NameROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST
Plan identification number 001

ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROECHLING MEDICAL ROCHESTER, L.P. has sponsored the creation of one or more 401k plans.

Company Name:ROECHLING MEDICAL ROCHESTER, L.P.
Employer identification number (EIN):455284944
NAIC Classification:333200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01CHRISTINA COSOLA2022-10-17
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOE LENHARDT
0012016-01-01CLETE O'DELL
0012015-01-01CLETUS O'DELL
0012014-01-01CLETUS O'DELL
0012013-01-01CLETUS O'DELL

Plan Statistics for ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST

401k plan membership statisitcs for ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST

Measure Date Value
2022: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01552
Total number of active participants reported on line 7a of the Form 55002022-01-01487
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01134
Total of all active and inactive participants2022-01-01622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01622
Number of participants with account balances2022-01-01488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0121
2021: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01522
Total number of active participants reported on line 7a of the Form 55002021-01-01404
Number of retired or separated participants receiving benefits2021-01-0112
Number of other retired or separated participants entitled to future benefits2021-01-01123
Total of all active and inactive participants2021-01-01539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01539
Number of participants with account balances2021-01-01494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0133
2020: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01515
Total number of active participants reported on line 7a of the Form 55002020-01-01390
Number of retired or separated participants receiving benefits2020-01-016
Number of other retired or separated participants entitled to future benefits2020-01-01126
Total of all active and inactive participants2020-01-01522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01522
Number of participants with account balances2020-01-01462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0132
2019: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01484
Total number of active participants reported on line 7a of the Form 55002019-01-01396
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01106
Total of all active and inactive participants2019-01-01506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01506
Number of participants with account balances2019-01-01464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0125
2018: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01365
Total number of active participants reported on line 7a of the Form 55002018-01-01265
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0196
Total of all active and inactive participants2018-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01362
Number of participants with account balances2018-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01373
Total number of active participants reported on line 7a of the Form 55002017-01-01273
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0181
Total of all active and inactive participants2017-01-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01362
Number of participants with account balances2017-01-01351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0124
2016: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01369
Total number of active participants reported on line 7a of the Form 55002016-01-01294
Number of retired or separated participants receiving benefits2016-01-0116
Number of other retired or separated participants entitled to future benefits2016-01-0163
Total of all active and inactive participants2016-01-01373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01373
Number of participants with account balances2016-01-01363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0112
2015: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01340
Total number of active participants reported on line 7a of the Form 55002015-01-01318
Number of retired or separated participants receiving benefits2015-01-018
Number of other retired or separated participants entitled to future benefits2015-01-0146
Total of all active and inactive participants2015-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01373
Number of participants with account balances2015-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0120
2014: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01275
Total number of active participants reported on line 7a of the Form 55002014-01-01272
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0133
Total of all active and inactive participants2014-01-01308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01308
Number of participants with account balances2014-01-01306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01260
Total number of active participants reported on line 7a of the Form 55002013-01-01242
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01263
Number of participants with account balances2013-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0113

Financial Data on ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST

Measure Date Value
2022 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,449,287
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,194,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,055,125
Expenses. Certain deemed distributions of participant loans2022-12-31$39,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,440,915
Value of total assets at end of year2022-12-31$18,876,814
Value of total assets at beginning of year2022-12-31$22,520,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$100,011
Total interest from all sources2022-12-31$33,699
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$84,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$84,244
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,516,726
Participant contributions at end of year2022-12-31$387,144
Participant contributions at beginning of year2022-12-31$406,530
Participant contributions at end of year2022-12-31$34,417
Participant contributions at beginning of year2022-12-31$17,606
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$402,775
Other income not declared elsewhere2022-12-31$5,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,643,513
Value of net assets at end of year (total assets less liabilities)2022-12-31$18,876,814
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$22,520,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,168,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$7,967,965
Value of interest in pooled separate accounts at end of year2022-12-31$2,565,710
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,073,811
Interest on participant loans2022-12-31$20,012
Interest earned on other investments2022-12-31$13,687
Value of interest in common/collective trusts at end of year2022-12-31$8,716,780
Value of interest in common/collective trusts at beginning of year2022-12-31$10,319,071
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$992,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$729,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,781,177
Net investment gain/loss from pooled separate accounts2022-12-31$-515,903
Net investment gain or loss from common/collective trusts2022-12-31$-1,716,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$521,414
Employer contributions (assets) at end of year2022-12-31$11,662
Employer contributions (assets) at beginning of year2022-12-31$6,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,055,125
Contract administrator fees2022-12-31$100,011
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2022-12-31330996661
2021 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,798,648
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,192,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,075,170
Expenses. Certain deemed distributions of participant loans2021-12-31$6,247
Value of total corrective distributions2021-12-31$526
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,918,461
Value of total assets at end of year2021-12-31$22,520,327
Value of total assets at beginning of year2021-12-31$19,914,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$110,977
Total interest from all sources2021-12-31$32,399
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$65,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$65,048
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,290,746
Participant contributions at end of year2021-12-31$406,530
Participant contributions at beginning of year2021-12-31$376,331
Participant contributions at end of year2021-12-31$17,606
Participant contributions at beginning of year2021-12-31$18,255
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$208,815
Administrative expenses (other) incurred2021-12-31$822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,605,728
Value of net assets at end of year (total assets less liabilities)2021-12-31$22,520,327
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$19,914,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$7,967,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,149,953
Value of interest in pooled separate accounts at end of year2021-12-31$3,073,811
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,737,869
Interest on participant loans2021-12-31$19,709
Interest earned on other investments2021-12-31$12,690
Value of interest in common/collective trusts at end of year2021-12-31$10,319,071
Value of interest in common/collective trusts at beginning of year2021-12-31$8,519,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$729,264
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,031,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,043,903
Net investment gain/loss from pooled separate accounts2021-12-31$507,495
Net investment gain or loss from common/collective trusts2021-12-31$1,231,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$418,900
Employer contributions (assets) at end of year2021-12-31$6,080
Employer contributions (assets) at beginning of year2021-12-31$81,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,075,170
Contract administrator fees2021-12-31$110,155
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2021-12-31330996661
2020 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,713,768
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,739,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,653,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,201,180
Value of total assets at end of year2020-12-31$19,914,599
Value of total assets at beginning of year2020-12-31$16,939,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$86,020
Total interest from all sources2020-12-31$34,872
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$61,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$61,203
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,307,738
Participant contributions at end of year2020-12-31$376,331
Participant contributions at beginning of year2020-12-31$420,299
Participant contributions at end of year2020-12-31$18,255
Participant contributions at beginning of year2020-12-31$7,388
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$391,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,974,646
Value of net assets at end of year (total assets less liabilities)2020-12-31$19,914,599
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,939,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,149,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,740,628
Value of interest in pooled separate accounts at end of year2020-12-31$2,737,869
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,400,977
Interest on participant loans2020-12-31$19,495
Interest earned on other investments2020-12-31$15,377
Value of interest in common/collective trusts at end of year2020-12-31$8,519,695
Value of interest in common/collective trusts at beginning of year2020-12-31$6,592,070
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,031,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$700,760
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,025,972
Net investment gain/loss from pooled separate accounts2020-12-31$265,603
Net investment gain or loss from common/collective trusts2020-12-31$1,124,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$502,433
Employer contributions (assets) at end of year2020-12-31$81,101
Employer contributions (assets) at beginning of year2020-12-31$77,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,653,102
Contract administrator fees2020-12-31$86,020
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2020-12-31330996661
2019 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,915,835
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,605,791
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,522,948
Value of total corrective distributions2019-12-31$3,740
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,948,127
Value of total assets at end of year2019-12-31$16,939,953
Value of total assets at beginning of year2019-12-31$13,629,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$79,103
Total interest from all sources2019-12-31$23,612
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$69,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$69,611
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,268,793
Participant contributions at end of year2019-12-31$420,299
Participant contributions at beginning of year2019-12-31$267,513
Participant contributions at end of year2019-12-31$7,388
Participant contributions at beginning of year2019-12-31$6,013
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$169,349
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$5,071,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,310,044
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,939,953
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,629,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,740,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,783,823
Value of interest in pooled separate accounts at end of year2019-12-31$2,400,977
Value of interest in pooled separate accounts at beginning of year2019-12-31$976,406
Interest on participant loans2019-12-31$23,612
Value of interest in common/collective trusts at end of year2019-12-31$6,592,070
Value of interest in common/collective trusts at beginning of year2019-12-31$5,162,925
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$700,760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$220,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,234,554
Net investment gain/loss from pooled separate accounts2019-12-31$510,194
Net investment gain or loss from common/collective trusts2019-12-31$1,129,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$509,985
Employer contributions (assets) at end of year2019-12-31$77,831
Employer contributions (assets) at beginning of year2019-12-31$140,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,522,948
Contract administrator fees2019-12-31$79,103
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2019-12-31330996661
2018 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$5,071,963
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$310,570
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,125,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,020,001
Value of total corrective distributions2018-12-31$27,844
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$827,550
Value of total assets at end of year2018-12-31$13,629,909
Value of total assets at beginning of year2018-12-31$11,373,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$77,822
Total interest from all sources2018-12-31$13,893
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$29,501
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$29,501
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$687,261
Participant contributions at end of year2018-12-31$267,513
Participant contributions at beginning of year2018-12-31$250,242
Participant contributions at end of year2018-12-31$6,013
Participant contributions at beginning of year2018-12-31$5,579
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$5,071,963
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,815,097
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,629,909
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,373,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,783,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,227,007
Value of interest in pooled separate accounts at end of year2018-12-31$976,406
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,583,377
Interest on participant loans2018-12-31$13,893
Value of interest in common/collective trusts at end of year2018-12-31$5,162,925
Value of interest in common/collective trusts at beginning of year2018-12-31$5,813,870
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$220,977
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$284,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-121,783
Net investment gain/loss from pooled separate accounts2018-12-31$-57,019
Net investment gain or loss from common/collective trusts2018-12-31$-381,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$140,289
Employer contributions (assets) at end of year2018-12-31$140,289
Employer contributions (assets) at beginning of year2018-12-31$208,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,020,001
Contract administrator fees2018-12-31$77,822
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2018-12-31330996661
2017 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,594,433
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$550,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$476,105
Value of total corrective distributions2017-12-31$9,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,009,738
Value of total assets at end of year2017-12-31$11,373,043
Value of total assets at beginning of year2017-12-31$9,329,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$65,011
Total interest from all sources2017-12-31$11,325
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$41,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$41,414
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$666,892
Participant contributions at end of year2017-12-31$250,242
Participant contributions at beginning of year2017-12-31$203,933
Participant contributions at end of year2017-12-31$5,579
Participant contributions at beginning of year2017-12-31$5,088
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$134,134
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$78
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,043,958
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,373,043
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,329,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,227,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,942,276
Value of interest in pooled separate accounts at end of year2017-12-31$1,583,377
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$7,191
Interest earned on other investments2017-12-31$4,134
Value of interest in common/collective trusts at end of year2017-12-31$5,813,870
Value of interest in common/collective trusts at beginning of year2017-12-31$4,672,484
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$284,256
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$245,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$595,397
Net investment gain/loss from pooled separate accounts2017-12-31$155,901
Net investment gain or loss from common/collective trusts2017-12-31$780,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$208,712
Employer contributions (assets) at end of year2017-12-31$208,712
Employer contributions (assets) at beginning of year2017-12-31$259,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$476,027
Contract administrator fees2017-12-31$65,011
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2017-12-31330996661
2016 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,600,082
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$642,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$611,714
Value of total corrective distributions2016-12-31$25,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$972,022
Value of total assets at end of year2016-12-31$9,329,085
Value of total assets at beginning of year2016-12-31$8,371,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,432
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$10,703
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$114,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$114,409
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$651,259
Participant contributions at end of year2016-12-31$203,933
Participant contributions at beginning of year2016-12-31$219,170
Participant contributions at end of year2016-12-31$5,088
Participant contributions at beginning of year2016-12-31$15,917
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$61,427
Other income not declared elsewhere2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$957,508
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,329,085
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,371,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,942,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,296,987
Interest on participant loans2016-12-31$10,703
Value of interest in common/collective trusts at end of year2016-12-31$4,672,484
Value of interest in common/collective trusts at beginning of year2016-12-31$4,409,466
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$245,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$233,642
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$215,019
Net investment gain or loss from common/collective trusts2016-12-31$287,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$259,336
Employer contributions (assets) at end of year2016-12-31$259,336
Employer contributions (assets) at beginning of year2016-12-31$196,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$611,714
Contract administrator fees2016-12-31$5,432
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2016-12-31330996661
2015 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$909,215
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$263,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$232,647
Value of total corrective distributions2015-12-31$26,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,021,647
Value of total assets at end of year2015-12-31$8,371,577
Value of total assets at beginning of year2015-12-31$7,725,508
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,666
Total interest from all sources2015-12-31$7,846
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$29,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$29,587
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$634,827
Participant contributions at end of year2015-12-31$219,170
Participant contributions at beginning of year2015-12-31$198,756
Participant contributions at end of year2015-12-31$15,917
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$190,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$646,069
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,371,577
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,725,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,296,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,133,254
Interest on participant loans2015-12-31$6,642
Interest earned on other investments2015-12-31$1,204
Value of interest in common/collective trusts at end of year2015-12-31$4,409,466
Value of interest in common/collective trusts at beginning of year2015-12-31$4,193,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$233,642
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,494
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-92,785
Net investment gain or loss from common/collective trusts2015-12-31$-57,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$196,395
Employer contributions (assets) at end of year2015-12-31$196,395
Employer contributions (assets) at beginning of year2015-12-31$192,509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$232,647
Contract administrator fees2015-12-31$3,666
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2015-12-31330996661
2014 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,185,831
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$138,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$122,645
Value of total corrective distributions2014-12-31$12,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$744,515
Value of total assets at end of year2014-12-31$7,725,508
Value of total assets at beginning of year2014-12-31$6,677,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,134
Total interest from all sources2014-12-31$7,267
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$162,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$162,621
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$549,676
Participant contributions at end of year2014-12-31$198,756
Participant contributions at beginning of year2014-12-31$146,333
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,047,599
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,725,508
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,677,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,133,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,683,833
Interest on participant loans2014-12-31$7,267
Value of interest in common/collective trusts at end of year2014-12-31$4,193,495
Value of interest in common/collective trusts at beginning of year2014-12-31$3,657,503
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,494
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$41,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$40,185
Net investment gain or loss from common/collective trusts2014-12-31$231,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$192,509
Employer contributions (assets) at end of year2014-12-31$192,509
Employer contributions (assets) at beginning of year2014-12-31$148,868
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$122,645
Contract administrator fees2014-12-31$3,134
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2014-12-31330996661
2013 : ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,538,664
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,049,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,035,405
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$12,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$657,351
Value of total assets at end of year2013-12-31$6,677,909
Value of total assets at beginning of year2013-12-31$6,188,862
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,082
Total interest from all sources2013-12-31$5,883
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$27,962
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$27,962
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$508,483
Participant contributions at end of year2013-12-31$146,333
Participant contributions at beginning of year2013-12-31$133,491
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$14,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$489,047
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,677,909
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,188,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,683,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,946,483
Interest on participant loans2013-12-31$5,714
Interest earned on other investments2013-12-31$169
Value of interest in common/collective trusts at end of year2013-12-31$3,657,503
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$41,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$358,904
Net investment gain or loss from common/collective trusts2013-12-31$488,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$148,868
Employer contributions (assets) at end of year2013-12-31$148,868
Employer contributions (assets) at beginning of year2013-12-31$94,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,035,405
Contract administrator fees2013-12-31$2,082
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2013-12-31330996661

Form 5500 Responses for ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST

2022: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROCHLING ADVENT TOOL & MOLD LP PROFIT SHARING/401K PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465134
Policy instance 1
Insurance contract or identification number465134
Number of Individuals Covered535
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,779
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1779
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465134
Policy instance 1
Insurance contract or identification number465134
Number of Individuals Covered529
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,829
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees968
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465134
Policy instance 1
Insurance contract or identification number465134
Number of Individuals Covered491
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,524
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1524
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465134
Policy instance 1
Insurance contract or identification number465134
Number of Individuals Covered500
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,334
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1334
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465134
Policy instance 1
Insurance contract or identification number465134
Number of Individuals Covered385
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $828
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees828
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $383
Total amount of fees paid to insurance companyUSD $68
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $383
Insurance broker organization code?3
Amount paid for insurance broker fees68
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameGOLDLEAF PARTNERS SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number465134
Policy instance 2
Insurance contract or identification number465134
Number of Individuals Covered387
Insurance policy start date2017-04-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $344
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees344
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameGOLDLEAF PARTNERS
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 3
Insurance contract or identification number613953
Number of Individuals Covered387
Insurance policy start date2017-04-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $73
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees73
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameGOLDLEAF PARTNERS SERVICES INC

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