401k Plan data: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST plan

TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TOM'S INSURANCE AND FINANCIAL SERVI has sponsored the creation of one or more 401k plans.

Company Name: TOM'S INSURANCE AND FINANCIAL SERVI

Employer identification number (EIN): 455490336

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01 THOMAS W. WOHRLEY
001 2017-01-01 THOMAS W. WOHRLEY
001 2016-01-01 THOMAS W. WOHRLEY THOMAS W. WOHRLEY 2017-10-16
001 2016-01-01
001 2015-01-01 THOMAS WOHRLEY
001 2015-01-01 THOMAS WOHRLEY
001 2015-01-01
001 2014-01-01 THOMAS W. WOHRLEY THOMAS W. WOHRLEY 2015-05-20
001 2013-01-01 THOMAS W. WOHRLEY THOMAS W. WOHRLEY 2014-04-29
001 2012-06-14 THOMAS W. WOHRLEY THOMAS W. WOHRLEY 2013-06-03

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01	THOMAS W. WOHRLEY
001	2017-01-01	THOMAS W. WOHRLEY
001	2016-01-01	THOMAS W. WOHRLEY	THOMAS W. WOHRLEY	2017-10-16
001	2016-01-01
001	2015-01-01	THOMAS WOHRLEY
001	2015-01-01	THOMAS WOHRLEY
001	2015-01-01
001	2014-01-01	THOMAS W. WOHRLEY	THOMAS W. WOHRLEY	2015-05-20
001	2013-01-01	THOMAS W. WOHRLEY	THOMAS W. WOHRLEY	2014-04-29
001	2012-06-14	THOMAS W. WOHRLEY	THOMAS W. WOHRLEY	2013-06-03

Plan Statistics for TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2019: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 5
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 2
Total of all active and inactive participants 2018-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 7
Number of participants with account balances 2018-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 6
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 2
Total of all active and inactive participants 2017-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 8
Number of participants with account balances 2017-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 6
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 2
Total of all active and inactive participants 2016-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 8
Number of participants with account balances 2016-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 6
Number of participants with account balances 2015-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 3
Number of participants with account balances 2014-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1
Number of participants with account balances 2013-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-06-14 1
Total number of active participants reported on line 7a of the Form 5500 2012-06-14 1
Number of retired or separated participants receiving benefits 2012-06-14 0
Number of other retired or separated participants entitled to future benefits 2012-06-14 0
Total of all active and inactive participants 2012-06-14 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-06-14 0
Total participants 2012-06-14 1
Number of participants with account balances 2012-06-14 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-06-14 0

Measure	Date	Value
2019: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	5
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	2
Total of all active and inactive participants	2018-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	7
Number of participants with account balances	2018-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	6
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	2
Total of all active and inactive participants	2017-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	8
Number of participants with account balances	2017-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	6
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	2
Total of all active and inactive participants	2016-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	8
Number of participants with account balances	2016-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	6
Number of participants with account balances	2015-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	3
Number of participants with account balances	2014-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1
Number of participants with account balances	2013-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-06-14	1
Total number of active participants reported on line 7a of the Form 5500	2012-06-14	1
Number of retired or separated participants receiving benefits	2012-06-14	0
Number of other retired or separated participants entitled to future benefits	2012-06-14	0
Total of all active and inactive participants	2012-06-14	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-06-14	0
Total participants	2012-06-14	1
Number of participants with account balances	2012-06-14	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-06-14	0

Financial Data on TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2019 : TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total income from all sources	2019-07-15	$17,749
Expenses. Total of all expenses incurred	2019-07-15	$193,744
Benefits paid (including direct rollovers)	2019-07-15	$192,204
Total plan assets at end of year	2019-07-15	$0
Total plan assets at beginning of year	2019-07-15	$175,995
Value of fidelity bond covering the plan	2019-07-15	$55,000
Total contributions received or receivable from participants	2019-07-15	$2,776
Other income received	2019-07-15	$13,083
Net income (gross income less expenses)	2019-07-15	$-175,995
Net plan assets at end of year (total assets less liabilities)	2019-07-15	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-07-15	$175,995
Assets. Value of employer securities	2019-07-15	$0
Total contributions received or receivable from employer(s)	2019-07-15	$1,890
Expenses. Administrative service providers (salaries,fees and commissions)	2019-07-15	$1,540
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-07-15	$0
2018 : TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total income from all sources	2018-12-31	$-361,698
Expenses. Total of all expenses incurred	2018-12-31	$2,820
Benefits paid (including direct rollovers)	2018-12-31	$1,439
Total plan assets at end of year	2018-12-31	$175,995
Total plan assets at beginning of year	2018-12-31	$540,513
Value of fidelity bond covering the plan	2018-12-31	$55,000
Total contributions received or receivable from participants	2018-12-31	$19,321
Other income received	2018-12-31	$-394,121
Net income (gross income less expenses)	2018-12-31	$-364,518
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$175,995
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$540,513
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2018-12-31	$11,790
Assets. Value of employer securities	2018-12-31	$99,000
Total contributions received or receivable from employer(s)	2018-12-31	$13,102
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$1,381
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$51,539
Expenses. Total of all expenses incurred	2017-12-31	$6,127
Benefits paid (including direct rollovers)	2017-12-31	$5,139
Total plan assets at end of year	2017-12-31	$540,513
Total plan assets at beginning of year	2017-12-31	$495,101
Value of fidelity bond covering the plan	2017-12-31	$50,000
Total contributions received or receivable from participants	2017-12-31	$7,738
Other income received	2017-12-31	$38,479
Net income (gross income less expenses)	2017-12-31	$45,412
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$540,513
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$495,101
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2017-12-31	$5,801
Assets. Value of employer securities	2017-12-31	$487,390
Total contributions received or receivable from employer(s)	2017-12-31	$5,322
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$988
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$360
Total income from all sources	2016-12-31	$107,704
Expenses. Total of all expenses incurred	2016-12-31	$92
Total plan assets at end of year	2016-12-31	$495,140
Total plan assets at beginning of year	2016-12-31	$387,168
Value of fidelity bond covering the plan	2016-12-31	$50,000
Total contributions received or receivable from participants	2016-12-31	$12,560
Other income received	2016-12-31	$86,719
Net income (gross income less expenses)	2016-12-31	$107,612
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$494,780
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$387,168
Assets. Value of employer securities	2016-12-31	$457,010
Total contributions received or receivable from employer(s)	2016-12-31	$8,425
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$92
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$138,095
Expenses. Total of all expenses incurred	2015-12-31	$0
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$387,168
Total plan assets at beginning of year	2015-12-31	$249,073
Value of fidelity bond covering the plan	2015-12-31	$0
Total contributions received or receivable from participants	2015-12-31	$3,182
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$133,683
Net income (gross income less expenses)	2015-12-31	$138,095
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$387,168
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$249,073
Assets. Value of employer securities	2015-12-31	$377,518
Total contributions received or receivable from employer(s)	2015-12-31	$1,230
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
2014 : TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$10,391
Expenses. Total of all expenses incurred	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$249,073
Total plan assets at beginning of year	2014-12-31	$238,682
Value of fidelity bond covering the plan	2014-12-31	$50,000
Other income received	2014-12-31	$10,391
Net income (gross income less expenses)	2014-12-31	$10,391
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$249,073
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$238,682
Assets. Value of employer securities	2014-12-31	$244,081
2013 : TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$16,071
Expenses. Total of all expenses incurred	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$238,682
Total plan assets at beginning of year	2013-12-31	$222,611
Other income received	2013-12-31	$16,071
Net income (gross income less expenses)	2013-12-31	$16,071
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$238,682
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$222,611
Assets. Value of employer securities	2013-12-31	$233,693
2012 : TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$222,626
Expenses. Total of all expenses incurred	2012-12-31	$15
Total plan assets at end of year	2012-12-31	$222,611
Expenses. Other expenses not covered elsewhere	2012-12-31	$15
Contributions received from other sources (not participants or employers)	2012-12-31	$195,000
Other income received	2012-12-31	$27,626
Net income (gross income less expenses)	2012-12-31	$222,611
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$222,611
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Assets. Value of employer securities	2012-12-31	$217,624

Form 5500 Responses for TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST

2019: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TOM'S INSURANCE AND FINANCIAL 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-06-14	Type of plan entity	Single employer plan
2012-06-14	First time form 5500 has been submitted	Yes
2012-06-14	Submission has been amended	No
2012-06-14	This submission is the final filing	No
2012-06-14	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-06-14	Plan is a collectively bargained plan	No
2012-06-14	Plan funding arrangement – Trust	Yes
2012-06-14	Plan benefit arrangement - Trust	Yes

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Company Name:	TOM'S INSURANCE AND FINANCIAL SERVI
Employer identification number (EIN):	455490336
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages