NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NT COLLECTIVE EX-JAPAN EX-EMU INDEX FUND - NON LENDING
| Measure | Date | Value |
|---|
| 2012 : NT COLLECTIVE EX-JAPAN EX-EMU INDEX FUND - NON LENDING 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-07-01 | $-36,683,563 |
| Total unrealized appreciation/depreciation of assets | 2012-07-01 | $-36,683,563 |
| Total transfer of assets to this plan | 2012-07-01 | $8,494,763 |
| Total transfer of assets from this plan | 2012-07-01 | $144,513,534 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-07-01 | $897,268 |
| Total income from all sources (including contributions) | 2012-07-01 | $-11,488,526 |
| Total loss/gain on sale of assets | 2012-07-01 | $19,985,805 |
| Total of all expenses incurred | 2012-07-01 | $52,002 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-07-01 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-07-01 | $0 |
| Value of total assets at end of year | 2012-07-01 | $0 |
| Value of total assets at beginning of year | 2012-07-01 | $148,456,567 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-07-01 | $52,002 |
| Total interest from all sources | 2012-07-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-07-01 | $5,207,723 |
| Administrative expenses professional fees incurred | 2012-07-01 | $2,616 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-07-01 | $3,262,267 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-07-01 | $897,268 |
| Administrative expenses (other) incurred | 2012-07-01 | $49,386 |
| Total non interest bearing cash at beginning of year | 2012-07-01 | $207,384 |
| Value of net income/loss | 2012-07-01 | $-11,540,528 |
| Value of net assets at end of year (total assets less liabilities) | 2012-07-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-07-01 | $147,559,299 |
| Value of interest in common/collective trusts at beginning of year | 2012-07-01 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-07-01 | $452,335 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-07-01 | $452,335 |
| Net investment gain or loss from common/collective trusts | 2012-07-01 | $1,509 |
| Income. Dividends from common stock | 2012-07-01 | $5,207,723 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-07-01 | $144,534,581 |
| Aggregate proceeds on sale of assets | 2012-07-01 | $133,664,271 |
| Aggregate carrying amount (costs) on sale of assets | 2012-07-01 | $113,678,466 |
| 2011 : NT COLLECTIVE EX-JAPAN EX-EMU INDEX FUND - NON LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $19,802,745 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $19,802,745 |
| Total transfer of assets to this plan | 2011-07-31 | $6,324,980 |
| Total transfer of assets from this plan | 2011-07-31 | $23,841,088 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $897,268 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $216,265 |
| Total income from all sources (including contributions) | 2011-07-31 | $28,945,770 |
| Total loss/gain on sale of assets | 2011-07-31 | $4,113,874 |
| Total of all expenses incurred | 2011-07-31 | $68,692 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $148,456,567 |
| Value of total assets at beginning of year | 2011-07-31 | $136,414,594 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $68,692 |
| Total interest from all sources | 2011-07-31 | $2,419 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $5,025,236 |
| Administrative expenses professional fees incurred | 2011-07-31 | $13,651 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $3,262,267 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $2,006,646 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $897,268 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $216,265 |
| Administrative expenses (other) incurred | 2011-07-31 | $55,041 |
| Total non interest bearing cash at end of year | 2011-07-31 | $207,384 |
| Total non interest bearing cash at beginning of year | 2011-07-31 | $216,501 |
| Value of net income/loss | 2011-07-31 | $28,877,078 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $147,559,299 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $136,198,329 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $54,400 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-07-31 | $452,335 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-07-31 | $538,633 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-07-31 | $538,633 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-07-31 | $2,419 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $1,496 |
| Income. Dividends from common stock | 2011-07-31 | $5,025,236 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-07-31 | $144,534,581 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-07-31 | $133,598,414 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $18,692,808 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $14,578,934 |
