NORTHERN TRUST INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NTGI-QM COLLECTIVE DAILY S&P MIDCAP 400 EQUITY SPECIAL PURPOSE INDEX FUND-LENDING
| Measure | Date | Value |
|---|
| 2011 : NTGI-QM COLLECTIVE DAILY S&P MIDCAP 400 EQUITY SPECIAL PURPOSE INDEX FUND-LENDING 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-09-20 | $-8,978,046 |
| Total unrealized appreciation/depreciation of assets | 2011-09-20 | $-8,978,046 |
| Total transfer of assets from this plan | 2011-09-20 | $108,688,486 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-20 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-20 | $27,377,796 |
| Total income from all sources (including contributions) | 2011-09-20 | $-12,736,458 |
| Total loss/gain on sale of assets | 2011-09-20 | $-4,010,391 |
| Total of all expenses incurred | 2011-09-20 | $4,173 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-20 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-20 | $0 |
| Value of total assets at end of year | 2011-09-20 | $0 |
| Value of total assets at beginning of year | 2011-09-20 | $148,806,913 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-20 | $4,173 |
| Total interest from all sources | 2011-09-20 | $3,416 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-20 | $247,999 |
| Administrative expenses professional fees incurred | 2011-09-20 | $4,173 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-09-20 | $27,362,729 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-09-20 | $62,821 |
| Assets. Loans (other than to participants) at beginning of year | 2011-09-20 | $26,634,369 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-09-20 | $27,377,796 |
| Value of net income/loss | 2011-09-20 | $-12,740,631 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-20 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-20 | $121,429,117 |
| Income. Interest from loans (other than to participants) | 2011-09-20 | $3,396 |
| Income. Interest from US Government securities | 2011-09-20 | $20 |
| Value of interest in common/collective trusts at beginning of year | 2011-09-20 | $1,921,448 |
| Asset value of US Government securities at beginning of year | 2011-09-20 | $384,882 |
| Net investment gain or loss from common/collective trusts | 2011-09-20 | $564 |
| Income. Dividends from common stock | 2011-09-20 | $247,999 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-09-20 | $92,440,664 |
| Aggregate proceeds on sale of assets | 2011-09-20 | $108,247,199 |
| Aggregate carrying amount (costs) on sale of assets | 2011-09-20 | $112,257,590 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-07-31 | $29,089,506 |
| Total unrealized appreciation/depreciation of assets | 2011-07-31 | $29,089,506 |
| Total transfer of assets from this plan | 2011-07-31 | $132,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $27,377,796 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-07-31 | $28,510,303 |
| Total income from all sources (including contributions) | 2011-07-31 | $55,199,658 |
| Total loss/gain on sale of assets | 2011-07-31 | $23,420,512 |
| Total of all expenses incurred | 2011-07-31 | $47,423 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-07-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-07-31 | $0 |
| Value of total assets at end of year | 2011-07-31 | $148,806,913 |
| Value of total assets at beginning of year | 2011-07-31 | $226,787,185 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-07-31 | $47,423 |
| Total interest from all sources | 2011-07-31 | $105,830 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-07-31 | $2,577,965 |
| Administrative expenses professional fees incurred | 2011-07-31 | $9,201 |
| Assets. Other investments not covered elsewhere at end of year | 2011-07-31 | $27,362,729 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-07-31 | $28,506,145 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-07-31 | $62,821 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-07-31 | $1,296,724 |
| Assets. Loans (other than to participants) at end of year | 2011-07-31 | $26,634,369 |
| Assets. Loans (other than to participants) at beginning of year | 2011-07-31 | $27,789,378 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-07-31 | $27,377,796 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-07-31 | $28,510,303 |
| Administrative expenses (other) incurred | 2011-07-31 | $38,222 |
| Value of net income/loss | 2011-07-31 | $55,152,235 |
| Value of net assets at end of year (total assets less liabilities) | 2011-07-31 | $121,429,117 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-07-31 | $198,276,882 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-07-31 | $410,070 |
| Income. Interest from loans (other than to participants) | 2011-07-31 | $105,208 |
| Interest earned on other investments | 2011-07-31 | $49 |
| Income. Interest from US Government securities | 2011-07-31 | $573 |
| Value of interest in common/collective trusts at end of year | 2011-07-31 | $1,921,448 |
| Value of interest in common/collective trusts at beginning of year | 2011-07-31 | $1,134,894 |
| Asset value of US Government securities at end of year | 2011-07-31 | $384,882 |
| Asset value of US Government securities at beginning of year | 2011-07-31 | $384,821 |
| Net investment gain or loss from common/collective trusts | 2011-07-31 | $5,845 |
| Income. Dividends from common stock | 2011-07-31 | $2,577,965 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-07-31 | $92,440,664 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-07-31 | $167,265,153 |
| Aggregate proceeds on sale of assets | 2011-07-31 | $157,702,378 |
| Aggregate carrying amount (costs) on sale of assets | 2011-07-31 | $134,281,866 |
