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FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameFISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 002

FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FISCHER, ROUNDS & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:FISCHER, ROUNDS & ASSOCIATES, INC.
Employer identification number (EIN):460213054
NAIC Classification:524290

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01
0022019-01-01
0022019-01-01
0022018-01-01
0022017-01-01CHAR ARNESON
0022016-01-01CHAR ARNESON2017-09-29
0022015-01-01CHAR ARNESON2016-07-27
0022014-01-01CHAR ARNESON2015-07-29
0022013-01-01CHAR ARNESON2014-09-29
0022012-01-01CHAR ARNESON2013-10-15 M. MICHAEL ROUNDS2013-10-15
0022011-01-01SHARLENE HILDERMAN, COO2012-06-27 SHARLENE HILDERMAN, COO2012-06-27
0022010-01-01SHARLENE HILDERMAN2011-06-03 KARL T FISCHER2011-06-03

Plan Statistics for FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01123
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01130
Total number of active participants reported on line 7a of the Form 55002019-01-01107
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0115
Total of all active and inactive participants2019-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01123
Number of participants with account balances2019-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01129
Total number of active participants reported on line 7a of the Form 55002018-01-01113
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0115
Total of all active and inactive participants2018-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01128
Number of participants with account balances2018-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01123
Total number of active participants reported on line 7a of the Form 55002017-01-01113
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0115
Total of all active and inactive participants2017-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01129
Number of participants with account balances2017-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015

Financial Data on FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020 : FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total transfer of assets from this plan2020-12-31$8,031,624
Total income from all sources (including contributions)2020-12-31$1,991,476
Total of all expenses incurred2020-12-31$4,851,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,813,183
Expenses. Certain deemed distributions of participant loans2020-12-31$1,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$685,325
Value of total assets at end of year2020-12-31$0
Value of total assets at beginning of year2020-12-31$10,891,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,913
Total interest from all sources2020-12-31$6,637
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$188,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$188,318
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$575,231
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$2,115
Administrative expenses (other) incurred2020-12-31$36,913
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-2,860,204
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$10,891,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$10,416,149
Interest on participant loans2020-12-31$80
Interest earned on other investments2020-12-31$6,557
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$473,564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,111,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$110,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,813,183
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31Yes
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CASEY PETERSON, LTD
Accountancy firm EIN2020-12-31460403496
2019 : FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,769,969
Total of all expenses incurred2019-12-31$392,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$359,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$908,207
Value of total assets at end of year2019-12-31$10,891,828
Value of total assets at beginning of year2019-12-31$8,514,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$33,140
Total interest from all sources2019-12-31$6,513
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$222,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$222,379
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$683,117
Participant contributions at end of year2019-12-31$2,115
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,591
Administrative expenses (other) incurred2019-12-31$33,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,377,495
Value of net assets at end of year (total assets less liabilities)2019-12-31$10,891,828
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,514,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$10,416,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,168,416
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$271
Interest on participant loans2019-12-31$74
Interest earned on other investments2019-12-31$6,439
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$473,564
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$345,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,632,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$221,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$359,334
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CASEY PETERSON, LTD
Accountancy firm EIN2019-12-31460403496
2018 : FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$286,988
Total of all expenses incurred2018-12-31$194,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$134,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$828,772
Value of total assets at end of year2018-12-31$8,514,333
Value of total assets at beginning of year2018-12-31$8,421,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$59,723
Total interest from all sources2018-12-31$4,357
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$180,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$180,121
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$607,477
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,580
Administrative expenses (other) incurred2018-12-31$59,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$92,912
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,514,333
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,421,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,168,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at end of year2018-12-31$271
Value of interest in pooled separate accounts at beginning of year2018-12-31$8,421,421
Interest earned on other investments2018-12-31$4,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$345,646
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-956,323
Net investment gain/loss from pooled separate accounts2018-12-31$230,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$217,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$134,353
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CASEY PETERSON, LTD
Accountancy firm EIN2018-12-31460403496
2017 : FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,819,029
Total of all expenses incurred2017-12-31$533,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$525,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$797,581
Value of total assets at end of year2017-12-31$8,421,421
Value of total assets at beginning of year2017-12-31$7,136,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$300,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$547,431
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$44,668
Administrative expenses (other) incurred2017-12-31$7,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,285,409
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,421,421
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,136,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$8,421,421
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,136,012
Net investment gain/loss from pooled separate accounts2017-12-31$1,021,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$205,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$525,988
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CASEY PETERSON, LTD
Accountancy firm EIN2017-12-31460403496

Form 5500 Responses for FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN

2020: FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01This submission is the final filingYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FISCHER, ROUNDS AND ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512982
Policy instance 1
Insurance contract or identification number512982
Number of Individuals Covered110
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512982
Policy instance 1
Insurance contract or identification number512982
Number of Individuals Covered120
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $101
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $101
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512982
Policy instance 1
Insurance contract or identification number512982
Number of Individuals Covered122
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,109
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,109
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991267
Policy instance 2
Insurance contract or identification number991267
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,783
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,783
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number991267
Policy instance 1
Insurance contract or identification number991267
Number of Individuals Covered123
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $22,998
Commission paid to Insurance BrokerUSD $22,998
Insurance broker organization code?3
Insurance broker nameSIGNATOR INSURANCE AGENCY INC

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