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THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 401k Plan overview

Plan NameTHE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN
Plan identification number 001

THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ATC GROUP SERVICES INC. has sponsored the creation of one or more 401k plans.

Company Name:ATC GROUP SERVICES INC.
Employer identification number (EIN):460399408
NAIC Classification:541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01MARK C. HELLSTEIN
0012016-01-01MARK C. HELLSTEIN
0012013-01-01TARA WILTZ
0012012-01-01TARA WILTZ
0012011-01-01TARA WILTZ
0012010-01-01TARA WILTZ
0012009-01-01MYNDI SAVOY

Plan Statistics for THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN

401k plan membership statisitcs for THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN

Measure Date Value
2017: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01290
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01295
Total number of active participants reported on line 7a of the Form 55002016-01-01213
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0173
Total of all active and inactive participants2016-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01290
Number of participants with account balances2016-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0118
2013: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,837
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Number of participants with account balances2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,044
Total number of active participants reported on line 7a of the Form 55002012-01-011,396
Number of retired or separated participants receiving benefits2012-01-016
Number of other retired or separated participants entitled to future benefits2012-01-01430
Total of all active and inactive participants2012-01-011,832
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-011,837
Number of participants with account balances2012-01-011,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,960
Total number of active participants reported on line 7a of the Form 55002011-01-011,616
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-01420
Total of all active and inactive participants2011-01-012,040
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-012,044
Number of participants with account balances2011-01-011,290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2010: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,940
Total number of active participants reported on line 7a of the Form 55002010-01-011,514
Number of retired or separated participants receiving benefits2010-01-016
Number of other retired or separated participants entitled to future benefits2010-01-01436
Total of all active and inactive participants2010-01-011,956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-011,960
Number of participants with account balances2010-01-011,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0128
2009: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,092
Total number of active participants reported on line 7a of the Form 55002009-01-011,475
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-01459
Total of all active and inactive participants2009-01-011,938
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-011,940
Number of participants with account balances2009-01-011,385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0146

Financial Data on THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN

Measure Date Value
2017 : THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-05-31$0
Total transfer of assets from this plan2017-05-31$14,733,522
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-05-31$0
Total income from all sources (including contributions)2017-05-31$2,432,616
Total loss/gain on sale of assets2017-05-31$0
Total of all expenses incurred2017-05-31$1,137,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-05-31$1,134,913
Value of total corrective distributions2017-05-31$1,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-05-31$1,368,615
Value of total assets at end of year2017-05-31$0
Value of total assets at beginning of year2017-05-31$13,438,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-05-31$1,220
Total interest from all sources2017-05-31$25,628
Total dividends received (eg from common stock, registered investment company shares)2017-05-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-05-31No
Was this plan covered by a fidelity bond2017-05-31Yes
Value of fidelity bond cover2017-05-31$1,000,000
If this is an individual account plan, was there a blackout period2017-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-05-31$0
Were there any nonexempt tranactions with any party-in-interest2017-05-31No
Contributions received from participants2017-05-31$311,931
Participant contributions at end of year2017-05-31$0
Participant contributions at beginning of year2017-05-31$153,674
Participant contributions at end of year2017-05-31$0
Participant contributions at beginning of year2017-05-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-05-31$970,947
Total non interest bearing cash at end of year2017-05-31$0
Total non interest bearing cash at beginning of year2017-05-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Value of net income/loss2017-05-31$1,294,661
Value of net assets at end of year (total assets less liabilities)2017-05-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-05-31$13,438,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-05-31No
Were any leases to which the plan was party in default or uncollectible2017-05-31No
Value of interest in pooled separate accounts at end of year2017-05-31$0
Value of interest in pooled separate accounts at beginning of year2017-05-31$11,338,189
Interest on participant loans2017-05-31$2,576
Interest earned on other investments2017-05-31$23,052
Value of interest in common/collective trusts at end of year2017-05-31$0
Value of interest in common/collective trusts at beginning of year2017-05-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-05-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-05-31$1,946,998
Net investment gain/loss from pooled separate accounts2017-05-31$1,038,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-05-31No
Was there a failure to transmit to the plan any participant contributions2017-05-31No
Has the plan failed to provide any benefit when due under the plan2017-05-31No
Contributions received in cash from employer2017-05-31$85,737
Employer contributions (assets) at end of year2017-05-31$0
Employer contributions (assets) at beginning of year2017-05-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-05-31$1,134,913
Contract administrator fees2017-05-31$1,220
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-05-31No
Did the plan have assets held for investment2017-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-05-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-05-31Yes
Opinion of an independent qualified public accountant for this plan2017-05-31Disclaimer
Accountancy firm name2017-05-31WHITTLESEY, P.C.
Accountancy firm EIN2017-05-31060903326
2016 : THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,028,720
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$829,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$825,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,099,644
Value of total assets at end of year2016-12-31$13,438,861
Value of total assets at beginning of year2016-12-31$12,240,002
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,112
Total interest from all sources2016-12-31$63,296
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$818,636
Participant contributions at end of year2016-12-31$153,674
Participant contributions at beginning of year2016-12-31$240,921
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,972
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,198,859
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,438,861
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,240,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$11,338,189
Value of interest in pooled separate accounts at beginning of year2016-12-31$10,255,690
Interest on participant loans2016-12-31$9,317
Interest earned on other investments2016-12-31$53,979
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,946,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,743,391
Net investment gain/loss from pooled separate accounts2016-12-31$865,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$279,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$825,749
Contract administrator fees2016-12-31$4,112
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WHITTLESEY & HADLEY
Accountancy firm EIN2016-12-31060903326
2013 : THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$735,401
Total unrealized appreciation/depreciation of assets2013-12-31$735,401
Total transfer of assets from this plan2013-12-31$91,234,761
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$21,616,780
Total loss/gain on sale of assets2013-12-31$-3,298
Total of all expenses incurred2013-12-31$6,518,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,457,907
Expenses. Certain deemed distributions of participant loans2013-12-31$18,165
Value of total corrective distributions2013-12-31$29,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,501,176
Value of total assets at end of year2013-12-31$0
Value of total assets at beginning of year2013-12-31$76,136,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,800
Total interest from all sources2013-12-31$73,098
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,956,594
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,952,060
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$4,043
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,893,996
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$1,480,917
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$314,606
Administrative expenses (other) incurred2013-12-31$12,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,098,509
Value of net assets at end of year (total assets less liabilities)2013-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$76,136,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$68,574,475
Interest on participant loans2013-12-31$62,756
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$272,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$5,629,615
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$5,629,615
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$10,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,359,281
Net investment gain or loss from common/collective trusts2013-12-31$-5,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$292,574
Income. Dividends from preferred stock2013-12-31$225
Income. Dividends from common stock2013-12-31$4,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,457,907
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$174,852
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31Yes
Aggregate proceeds on sale of assets2013-12-31$472,628
Aggregate carrying amount (costs) on sale of assets2013-12-31$475,926
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ARSEMENT, REDD & MORELLA
Accountancy firm EIN2013-12-31721287807
2012 : THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$7,509
Total unrealized appreciation/depreciation of assets2012-12-31$7,509
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$13,711,265
Total loss/gain on sale of assets2012-12-31$19,497
Total of all expenses incurred2012-12-31$4,756,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,724,561
Expenses. Certain deemed distributions of participant loans2012-12-31$19,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,517,185
Value of total assets at end of year2012-12-31$76,136,252
Value of total assets at beginning of year2012-12-31$67,181,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$12,371
Total interest from all sources2012-12-31$61,832
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,173,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,169,176
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$4,043
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$4,660
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,747,273
Participant contributions at end of year2012-12-31$1,480,917
Participant contributions at beginning of year2012-12-31$1,277,148
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$450,644
Administrative expenses (other) incurred2012-12-31$12,371
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$1,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,955,069
Value of net assets at end of year (total assets less liabilities)2012-12-31$76,136,252
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$67,181,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$68,574,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$59,693,611
Interest on participant loans2012-12-31$61,273
Value of interest in common/collective trusts at end of year2012-12-31$272,350
Value of interest in common/collective trusts at beginning of year2012-12-31$292,770
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$5,629,615
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$5,722,396
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$5,722,396
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$559
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,928,288
Net investment gain or loss from common/collective trusts2012-12-31$3,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$319,268
Income. Dividends from preferred stock2012-12-31$225
Income. Dividends from common stock2012-12-31$3,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,724,561
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$174,852
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$189,478
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,161,856
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,142,359
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ARSEMENT, REDD & MORELLA
Accountancy firm EIN2012-12-31721287807
2011 : THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-15,701
Total unrealized appreciation/depreciation of assets2011-12-31$-15,701
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,715,248
Total loss/gain on sale of assets2011-12-31$-2,692
Total of all expenses incurred2011-12-31$7,021,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,986,696
Expenses. Certain deemed distributions of participant loans2011-12-31$6,414
Value of total corrective distributions2011-12-31$17,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,002,266
Value of total assets at end of year2011-12-31$67,181,183
Value of total assets at beginning of year2011-12-31$71,487,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,763
Total interest from all sources2011-12-31$61,314
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,594,101
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,591,970
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$4,660
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,548,723
Participant contributions at end of year2011-12-31$1,277,148
Participant contributions at beginning of year2011-12-31$1,239,116
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$453,543
Administrative expenses (other) incurred2011-12-31$10,763
Total non interest bearing cash at end of year2011-12-31$1,120
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,306,356
Value of net assets at end of year (total assets less liabilities)2011-12-31$67,181,183
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$71,487,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$59,693,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$63,985,264
Interest on participant loans2011-12-31$60,735
Value of interest in common/collective trusts at end of year2011-12-31$292,770
Value of interest in common/collective trusts at beginning of year2011-12-31$135,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$5,722,396
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$6,127,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$6,127,281
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,932,874
Net investment gain or loss from common/collective trusts2011-12-31$8,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Income. Dividends from preferred stock2011-12-31$113
Income. Dividends from common stock2011-12-31$2,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,986,696
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$189,478
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$457,683
Aggregate carrying amount (costs) on sale of assets2011-12-31$460,375
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ARSEMENT, REDD & MORELLA, LLC
Accountancy firm EIN2011-12-31721287807
2010 : THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$12,640,473
Total of all expenses incurred2010-12-31$6,033,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,967,468
Value of total corrective distributions2010-12-31$29,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,814,710
Value of total assets at end of year2010-12-31$71,487,539
Value of total assets at beginning of year2010-12-31$64,880,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$36,162
Total interest from all sources2010-12-31$68,774
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,028,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,028,823
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,620,168
Participant contributions at end of year2010-12-31$1,239,116
Participant contributions at beginning of year2010-12-31$1,190,260
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$194,542
Administrative expenses (other) incurred2010-12-31$36,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,607,015
Value of net assets at end of year (total assets less liabilities)2010-12-31$71,487,539
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$64,880,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$63,985,264
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$57,016,306
Interest on participant loans2010-12-31$67,613
Value of interest in common/collective trusts at end of year2010-12-31$135,878
Value of interest in common/collective trusts at beginning of year2010-12-31$50,280
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$6,127,281
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$6,623,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$6,623,678
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,161
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,724,780
Net investment gain or loss from common/collective trusts2010-12-31$3,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,967,468
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ARSEMENT, REDD & MORELLA, LLC
Accountancy firm EIN2010-12-31721287807
2009 : THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN

2017: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2013: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE ENVIRONMENTAL COMPLIANCE SERVICES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 51453-1
Policy instance 1
Insurance contract or identification numberRM 51453-1
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-05-31
Total amount of commissions paid to insurance brokerUSD $8,570
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,570
Insurance broker organization code?4
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC

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