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GRATON RESORT & CASINO 401(K) PLAN 401k Plan overview

Plan NameGRATON RESORT & CASINO 401(K) PLAN
Plan identification number 001

GRATON RESORT & CASINO 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GRATON ECONOMIC DEVELOPMENT AUTH has sponsored the creation of one or more 401k plans.

Company Name:GRATON ECONOMIC DEVELOPMENT AUTH
Employer identification number (EIN):460601203
NAIC Classification:721120
NAIC Description:Casino Hotels

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRATON RESORT & CASINO 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-10-01
0012020-10-01
0012020-10-01
0012019-10-01
0012019-01-01
0012018-01-01
0012017-01-01SANDRA BROWN
0012016-01-01SANDRA BROWN
0012015-01-01SANDRA BROWN
0012014-02-01DONALD TATEISHI

Plan Statistics for GRATON RESORT & CASINO 401(K) PLAN

401k plan membership statisitcs for GRATON RESORT & CASINO 401(K) PLAN

Measure Date Value
2022: GRATON RESORT & CASINO 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,105
Total number of active participants reported on line 7a of the Form 55002022-01-011,741
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01384
Total of all active and inactive participants2022-01-012,125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-012,127
Number of participants with account balances2022-01-011,827
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0141
2021: GRATON RESORT & CASINO 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-012,060
Total number of active participants reported on line 7a of the Form 55002021-10-011,681
Number of retired or separated participants receiving benefits2021-10-010
Number of other retired or separated participants entitled to future benefits2021-10-01368
Total of all active and inactive participants2021-10-012,049
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-012,049
Number of participants with account balances2021-10-011,783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-019
2020: GRATON RESORT & CASINO 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-012,348
Total number of active participants reported on line 7a of the Form 55002020-10-011,724
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-01297
Total of all active and inactive participants2020-10-012,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-012,021
Number of participants with account balances2020-10-011,672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0133
2019: GRATON RESORT & CASINO 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-011,848
Total number of active participants reported on line 7a of the Form 55002019-10-011,689
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-01687
Total of all active and inactive participants2019-10-012,376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-012
Total participants2019-10-012,378
Number of participants with account balances2019-10-011,911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-0180
Total participants, beginning-of-year2019-01-011,849
Total number of active participants reported on line 7a of the Form 55002019-01-012,097
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01214
Total of all active and inactive participants2019-01-012,313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-012,314
Number of participants with account balances2019-01-011,220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01130
2018: GRATON RESORT & CASINO 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,620
Total number of active participants reported on line 7a of the Form 55002018-01-011,613
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-01214
Total of all active and inactive participants2018-01-011,829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,830
Number of participants with account balances2018-01-011,220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01130
2017: GRATON RESORT & CASINO 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,541
Total number of active participants reported on line 7a of the Form 55002017-01-01826
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01148
Total of all active and inactive participants2017-01-01977
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01977
Number of participants with account balances2017-01-01977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0194
2016: GRATON RESORT & CASINO 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,411
Total number of active participants reported on line 7a of the Form 55002016-01-011,388
Number of other retired or separated participants entitled to future benefits2016-01-01153
Total of all active and inactive participants2016-01-011,541
Total participants2016-01-011,541
Number of participants with account balances2016-01-01823
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01110
2015: GRATON RESORT & CASINO 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,544
Total number of active participants reported on line 7a of the Form 55002015-01-011,347
Number of other retired or separated participants entitled to future benefits2015-01-0145
Total of all active and inactive participants2015-01-011,392
Total participants2015-01-011,392
Number of participants with account balances2015-01-01719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01143
2014: GRATON RESORT & CASINO 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-02-011,704
Total number of active participants reported on line 7a of the Form 55002014-02-011,446
Number of other retired or separated participants entitled to future benefits2014-02-0183
Total of all active and inactive participants2014-02-011,529
Total participants2014-02-011,529
Number of participants with account balances2014-02-01810
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-02-0199

Financial Data on GRATON RESORT & CASINO 401(K) PLAN

Measure Date Value
2022 : GRATON RESORT & CASINO 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$5,870,413
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,036,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,697,187
Expenses. Certain deemed distributions of participant loans2022-12-31$84,033
Value of total corrective distributions2022-12-31$11,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$14,204,216
Value of total assets at end of year2022-12-31$50,141,425
Value of total assets at beginning of year2022-12-31$48,307,282
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$243,069
Total interest from all sources2022-12-31$97,521
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,964,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,964,024
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$9,903,346
Participant contributions at end of year2022-12-31$2,614,777
Participant contributions at beginning of year2022-12-31$2,065,124
Participant contributions at end of year2022-12-31$302,210
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$235,202
Other income not declared elsewhere2022-12-31$216,722
Administrative expenses (other) incurred2022-12-31$243,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$1,834,143
Value of net assets at end of year (total assets less liabilities)2022-12-31$50,141,425
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$48,307,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$44,949,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$44,786,804
Interest on participant loans2022-12-31$97,521
Value of interest in common/collective trusts at end of year2022-12-31$2,132,938
Value of interest in common/collective trusts at beginning of year2022-12-31$1,455,354
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-11,645,334
Net investment gain or loss from common/collective trusts2022-12-31$33,264
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,065,668
Employer contributions (assets) at end of year2022-12-31$141,788
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,697,187
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : GRATON RESORT & CASINO 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,877,251
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$431,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$373,680
Expenses. Certain deemed distributions of participant loans2021-12-31$744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,728,100
Value of total assets at end of year2021-12-31$48,307,282
Value of total assets at beginning of year2021-12-31$42,861,140
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$56,685
Total interest from all sources2021-12-31$20,480
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,775,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,775,244
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,267,400
Participant contributions at end of year2021-12-31$2,065,124
Participant contributions at beginning of year2021-12-31$1,951,498
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$554,912
Other income not declared elsewhere2021-12-31$36,172
Administrative expenses (other) incurred2021-12-31$56,685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,446,142
Value of net assets at end of year (total assets less liabilities)2021-12-31$48,307,282
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$42,861,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$44,786,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$39,759,497
Interest on participant loans2021-12-31$20,480
Value of interest in common/collective trusts at end of year2021-12-31$1,455,354
Value of interest in common/collective trusts at beginning of year2021-12-31$1,140,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-687,757
Net investment gain or loss from common/collective trusts2021-12-31$5,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$905,788
Employer contributions (assets) at beginning of year2021-12-31$10,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$373,680
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total transfer of assets to this plan2021-09-30$0
Total transfer of assets from this plan2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$17,604,717
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$3,342,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$3,075,282
Expenses. Certain deemed distributions of participant loans2021-09-30$33,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$10,561,576
Value of total assets at end of year2021-09-30$42,861,140
Value of total assets at beginning of year2021-09-30$28,598,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$232,995
Total interest from all sources2021-09-30$102,058
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$1,227,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$1,227,799
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$7,978,391
Participant contributions at end of year2021-09-30$1,951,498
Participant contributions at beginning of year2021-09-30$1,739,110
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$149,672
Other income not declared elsewhere2021-09-30$132,968
Administrative expenses (other) incurred2021-09-30$232,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$14,262,644
Value of net assets at end of year (total assets less liabilities)2021-09-30$42,861,140
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$28,598,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$39,759,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$25,689,886
Interest on participant loans2021-09-30$102,058
Value of interest in common/collective trusts at end of year2021-09-30$1,140,004
Value of interest in common/collective trusts at beginning of year2021-09-30$1,169,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$5,560,777
Net investment gain or loss from common/collective trusts2021-09-30$19,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$2,433,513
Employer contributions (assets) at end of year2021-09-30$10,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$3,075,282
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30MOSS ADAMS, LLP
Accountancy firm EIN2021-09-30910189318
2020 : GRATON RESORT & CASINO 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total transfer of assets from this plan2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$9,741,605
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$3,041,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$2,829,067
Expenses. Certain deemed distributions of participant loans2020-09-30$67,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$6,951,477
Value of total assets at end of year2020-09-30$28,598,496
Value of total assets at beginning of year2020-09-30$21,898,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$145,165
Total interest from all sources2020-09-30$70,260
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$90,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$90,582
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$4,937,104
Participant contributions at end of year2020-09-30$1,739,110
Participant contributions at beginning of year2020-09-30$1,454,760
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$463,769
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$3,121
Other income not declared elsewhere2020-09-30$37,141
Administrative expenses (other) incurred2020-09-30$145,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$6,699,646
Value of net assets at end of year (total assets less liabilities)2020-09-30$28,598,496
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$21,898,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$25,689,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$19,445,176
Value of interest in pooled separate accounts at beginning of year2020-09-30$995,793
Interest on participant loans2020-09-30$70,260
Value of interest in common/collective trusts at end of year2020-09-30$1,169,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$2,556,762
Net investment gain or loss from common/collective trusts2020-09-30$35,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$1,550,604
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$2,829,067
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-09-30Yes
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30MOSS ADAMS, LLP
Accountancy firm EIN2020-09-30910189318
2019 : GRATON RESORT & CASINO 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-09-30$7,100,693
Total of all expenses incurred2019-09-30$1,240,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$1,177,365
Expenses. Certain deemed distributions of participant loans2019-09-30$3,721
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$4,524,598
Value of total assets at end of year2019-09-30$21,898,850
Value of total assets at beginning of year2019-09-30$16,038,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$59,170
Total interest from all sources2019-09-30$53,629
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$80,447
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$80,447
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$2,000,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$3,454,550
Participant contributions at end of year2019-09-30$1,454,760
Participant contributions at beginning of year2019-09-30$917,648
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$125,590
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$3,121
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$1,849
Administrative expenses (other) incurred2019-09-30$59,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$5,860,437
Value of net assets at end of year (total assets less liabilities)2019-09-30$21,898,850
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$16,038,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$19,445,176
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$14,352,674
Value of interest in pooled separate accounts at end of year2019-09-30$995,793
Value of interest in pooled separate accounts at beginning of year2019-09-30$766,242
Interest on participant loans2019-09-30$53,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$2,431,635
Net investment gain/loss from pooled separate accounts2019-09-30$10,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$944,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$1,177,365
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-09-30No
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30No
Opinion of an independent qualified public accountant for this plan2019-09-30Unqualified
Accountancy firm name2019-09-30MOSS ADAMS, LLP
Accountancy firm EIN2019-09-30910189318
2018 : GRATON RESORT & CASINO 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$3,983,427
Total of all expenses incurred2018-12-31$1,003,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$937,268
Expenses. Certain deemed distributions of participant loans2018-12-31$2,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,895,562
Value of total assets at end of year2018-12-31$16,038,413
Value of total assets at beginning of year2018-12-31$13,058,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$63,953
Total interest from all sources2018-12-31$43,069
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$287,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$287,314
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,614,717
Participant contributions at end of year2018-12-31$917,648
Participant contributions at beginning of year2018-12-31$674,839
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$419,209
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,849
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$63,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,979,849
Value of net assets at end of year (total assets less liabilities)2018-12-31$16,038,413
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,058,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,352,674
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,981,915
Value of interest in pooled separate accounts at end of year2018-12-31$766,242
Value of interest in pooled separate accounts at beginning of year2018-12-31$401,810
Interest on participant loans2018-12-31$43,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,247,980
Net investment gain/loss from pooled separate accounts2018-12-31$5,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$861,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$937,268
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS, LLP
Accountancy firm EIN2018-12-31910189318
2017 : GRATON RESORT & CASINO 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$5,475,268
Total of all expenses incurred2017-12-31$660,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$600,874
Expenses. Certain deemed distributions of participant loans2017-12-31$11,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,746,439
Value of total assets at end of year2017-12-31$13,058,564
Value of total assets at beginning of year2017-12-31$8,244,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$48,876
Total interest from all sources2017-12-31$23,932
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$193,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$193,491
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,851,983
Participant contributions at end of year2017-12-31$674,839
Participant contributions at beginning of year2017-12-31$427,420
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$222,608
Administrative expenses (other) incurred2017-12-31$48,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,814,507
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,058,564
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,244,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,981,915
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,816,637
Value of interest in pooled separate accounts at end of year2017-12-31$401,810
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$23,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,507,449
Net investment gain/loss from pooled separate accounts2017-12-31$3,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$671,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$600,874
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS, LLP
Accountancy firm EIN2017-12-31910189318
2016 : GRATON RESORT & CASINO 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,522,291
Total of all expenses incurred2016-12-31$433,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$383,856
Value of total corrective distributions2016-12-31$1,844
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,991,382
Value of total assets at end of year2016-12-31$8,244,057
Value of total assets at beginning of year2016-12-31$5,155,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$48,121
Total interest from all sources2016-12-31$14,154
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$108,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$108,237
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,291,241
Participant contributions at end of year2016-12-31$427,420
Participant contributions at beginning of year2016-12-31$243,090
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$177,462
Other income not declared elsewhere2016-12-31$1,135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,088,470
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,244,057
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,155,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,816,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,912,497
Interest on participant loans2016-12-31$14,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$407,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$522,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$383,856
Contract administrator fees2016-12-31$48,121
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2016-12-31346565596
2015 : GRATON RESORT & CASINO 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$3,126,562
Total of all expenses incurred2015-12-31$341,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$300,509
Expenses. Certain deemed distributions of participant loans2015-12-31$4,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,181,237
Value of total assets at end of year2015-12-31$5,155,587
Value of total assets at beginning of year2015-12-31$2,370,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$37,071
Total interest from all sources2015-12-31$6,848
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$207,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$207,944
Administrative expenses professional fees incurred2015-12-31$20,474
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,335,712
Participant contributions at end of year2015-12-31$243,090
Participant contributions at beginning of year2015-12-31$83,108
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$240,016
Other income not declared elsewhere2015-12-31$623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,784,805
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,155,587
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,370,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$16,597
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,912,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,287,674
Interest on participant loans2015-12-31$6,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-270,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$605,509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$300,509
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2015-12-31346565596
2014 : GRATON RESORT & CASINO 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,407,688
Total of all expenses incurred2014-12-31$36,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$26,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,363,012
Value of total assets at end of year2014-12-31$2,370,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,730
Total interest from all sources2014-12-31$1,101
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$65,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$65,250
Administrative expenses professional fees incurred2014-12-31$7,494
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,333,875
Participant contributions at end of year2014-12-31$83,108
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$669,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,370,782
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,370,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$3,236
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,287,674
Interest on participant loans2014-12-31$1,101
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-21,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$359,537
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$26,176
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2014-12-31346565596

Form 5500 Responses for GRATON RESORT & CASINO 401(K) PLAN

2022: GRATON RESORT & CASINO 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GRATON RESORT & CASINO 401(K) PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: GRATON RESORT & CASINO 401(K) PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: GRATON RESORT & CASINO 401(K) PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2019-01-01Type of plan entitySingle employer plan
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GRATON RESORT & CASINO 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GRATON RESORT & CASINO 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GRATON RESORT & CASINO 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GRATON RESORT & CASINO 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GRATON RESORT & CASINO 401(K) PLAN 2014 form 5500 responses
2014-02-01Type of plan entitySingle employer plan
2014-02-01First time form 5500 has been submittedYes
2014-02-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-02-01Plan funding arrangement – InsuranceYes
2014-02-01Plan funding arrangement – TrustYes
2014-02-01Plan benefit arrangement – InsuranceYes
2014-02-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517030
Policy instance 1
Insurance contract or identification number517030
Number of Individuals Covered0
Insurance policy start date2019-10-01
Insurance policy end date2020-01-03
Total amount of commissions paid to insurance brokerUSD $947
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $947
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517030
Policy instance 1
Insurance contract or identification number517030
Number of Individuals Covered1331
Insurance policy start date2019-01-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $2,582
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,582
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517030
Policy instance 1
Insurance contract or identification number517030
Number of Individuals Covered1220
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,167
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,167
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517030
Policy instance 1
Insurance contract or identification number517030
Number of Individuals Covered977
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,071
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,071
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY HOLDING
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517030-000
Policy instance 1
Insurance contract or identification number517030-000
Number of Individuals Covered719
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $991
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $991
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY HOLDING
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517030-000
Policy instance 1
Insurance contract or identification number517030-000
Number of Individuals Covered810
Insurance policy start date2014-02-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $199
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $199
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY HOLDING

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