GRATON ECONOMIC DEVELOPMENT AUTH has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan GRATON RESORT & CASINO 401(K) PLAN
Measure | Date | Value |
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2022 : GRATON RESORT & CASINO 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $5,870,413 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $4,036,270 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,697,187 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $84,033 |
Value of total corrective distributions | 2022-12-31 | $11,981 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $14,204,216 |
Value of total assets at end of year | 2022-12-31 | $50,141,425 |
Value of total assets at beginning of year | 2022-12-31 | $48,307,282 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $243,069 |
Total interest from all sources | 2022-12-31 | $97,521 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,964,024 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,964,024 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $9,903,346 |
Participant contributions at end of year | 2022-12-31 | $2,614,777 |
Participant contributions at beginning of year | 2022-12-31 | $2,065,124 |
Participant contributions at end of year | 2022-12-31 | $302,210 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $235,202 |
Other income not declared elsewhere | 2022-12-31 | $216,722 |
Administrative expenses (other) incurred | 2022-12-31 | $243,069 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $1,834,143 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $50,141,425 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $48,307,282 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $44,949,712 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $44,786,804 |
Interest on participant loans | 2022-12-31 | $97,521 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $2,132,938 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,455,354 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-11,645,334 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $33,264 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $4,065,668 |
Employer contributions (assets) at end of year | 2022-12-31 | $141,788 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,697,187 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2022-12-31 | 910189318 |
2021 : GRATON RESORT & CASINO 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $5,877,251 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $431,109 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $373,680 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $744 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,728,100 |
Value of total assets at end of year | 2021-12-31 | $48,307,282 |
Value of total assets at beginning of year | 2021-12-31 | $42,861,140 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $56,685 |
Total interest from all sources | 2021-12-31 | $20,480 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,775,244 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,775,244 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,267,400 |
Participant contributions at end of year | 2021-12-31 | $2,065,124 |
Participant contributions at beginning of year | 2021-12-31 | $1,951,498 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $554,912 |
Other income not declared elsewhere | 2021-12-31 | $36,172 |
Administrative expenses (other) incurred | 2021-12-31 | $56,685 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $5,446,142 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $48,307,282 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $42,861,140 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $44,786,804 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $39,759,497 |
Interest on participant loans | 2021-12-31 | $20,480 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,455,354 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,140,004 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $-687,757 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $5,012 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $905,788 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $10,141 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $373,680 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
Total transfer of assets to this plan | 2021-09-30 | $0 |
Total transfer of assets from this plan | 2021-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
Total income from all sources (including contributions) | 2021-09-30 | $17,604,717 |
Total loss/gain on sale of assets | 2021-09-30 | $0 |
Total of all expenses incurred | 2021-09-30 | $3,342,073 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $3,075,282 |
Expenses. Certain deemed distributions of participant loans | 2021-09-30 | $33,796 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $10,561,576 |
Value of total assets at end of year | 2021-09-30 | $42,861,140 |
Value of total assets at beginning of year | 2021-09-30 | $28,598,496 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $232,995 |
Total interest from all sources | 2021-09-30 | $102,058 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $1,227,799 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $1,227,799 |
Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
Value of fidelity bond cover | 2021-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
Contributions received from participants | 2021-09-30 | $7,978,391 |
Participant contributions at end of year | 2021-09-30 | $1,951,498 |
Participant contributions at beginning of year | 2021-09-30 | $1,739,110 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-09-30 | $149,672 |
Other income not declared elsewhere | 2021-09-30 | $132,968 |
Administrative expenses (other) incurred | 2021-09-30 | $232,995 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Value of net income/loss | 2021-09-30 | $14,262,644 |
Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $42,861,140 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $28,598,496 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $39,759,497 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $25,689,886 |
Interest on participant loans | 2021-09-30 | $102,058 |
Value of interest in common/collective trusts at end of year | 2021-09-30 | $1,140,004 |
Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $1,169,500 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $5,560,777 |
Net investment gain or loss from common/collective trusts | 2021-09-30 | $19,539 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
Contributions received in cash from employer | 2021-09-30 | $2,433,513 |
Employer contributions (assets) at end of year | 2021-09-30 | $10,141 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $3,075,282 |
Did the plan have assets held for investment | 2021-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Disclaimer |
Accountancy firm name | 2021-09-30 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2021-09-30 | 910189318 |
2020 : GRATON RESORT & CASINO 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
Total transfer of assets from this plan | 2020-09-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
Total income from all sources (including contributions) | 2020-09-30 | $9,741,605 |
Total loss/gain on sale of assets | 2020-09-30 | $0 |
Total of all expenses incurred | 2020-09-30 | $3,041,959 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $2,829,067 |
Expenses. Certain deemed distributions of participant loans | 2020-09-30 | $67,727 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $6,951,477 |
Value of total assets at end of year | 2020-09-30 | $28,598,496 |
Value of total assets at beginning of year | 2020-09-30 | $21,898,850 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $145,165 |
Total interest from all sources | 2020-09-30 | $70,260 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $90,582 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $90,582 |
Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
Value of fidelity bond cover | 2020-09-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-09-30 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
Contributions received from participants | 2020-09-30 | $4,937,104 |
Participant contributions at end of year | 2020-09-30 | $1,739,110 |
Participant contributions at beginning of year | 2020-09-30 | $1,454,760 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-09-30 | $463,769 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-09-30 | $3,121 |
Other income not declared elsewhere | 2020-09-30 | $37,141 |
Administrative expenses (other) incurred | 2020-09-30 | $145,165 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Value of net income/loss | 2020-09-30 | $6,699,646 |
Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $28,598,496 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $21,898,850 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $25,689,886 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $19,445,176 |
Value of interest in pooled separate accounts at beginning of year | 2020-09-30 | $995,793 |
Interest on participant loans | 2020-09-30 | $70,260 |
Value of interest in common/collective trusts at end of year | 2020-09-30 | $1,169,500 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $2,556,762 |
Net investment gain or loss from common/collective trusts | 2020-09-30 | $35,383 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
Contributions received in cash from employer | 2020-09-30 | $1,550,604 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $2,829,067 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-09-30 | Yes |
Did the plan have assets held for investment | 2020-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
Accountancy firm name | 2020-09-30 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2020-09-30 | 910189318 |
2019 : GRATON RESORT & CASINO 401(K) PLAN 2019 401k financial data |
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Total income from all sources (including contributions) | 2019-09-30 | $7,100,693 |
Total of all expenses incurred | 2019-09-30 | $1,240,256 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $1,177,365 |
Expenses. Certain deemed distributions of participant loans | 2019-09-30 | $3,721 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $4,524,598 |
Value of total assets at end of year | 2019-09-30 | $21,898,850 |
Value of total assets at beginning of year | 2019-09-30 | $16,038,413 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $59,170 |
Total interest from all sources | 2019-09-30 | $53,629 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $80,447 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $80,447 |
Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
Value of fidelity bond cover | 2019-09-30 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
Contributions received from participants | 2019-09-30 | $3,454,550 |
Participant contributions at end of year | 2019-09-30 | $1,454,760 |
Participant contributions at beginning of year | 2019-09-30 | $917,648 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-09-30 | $125,590 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $3,121 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-09-30 | $1,849 |
Administrative expenses (other) incurred | 2019-09-30 | $59,170 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Value of net income/loss | 2019-09-30 | $5,860,437 |
Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $21,898,850 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $16,038,413 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $19,445,176 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $14,352,674 |
Value of interest in pooled separate accounts at end of year | 2019-09-30 | $995,793 |
Value of interest in pooled separate accounts at beginning of year | 2019-09-30 | $766,242 |
Interest on participant loans | 2019-09-30 | $53,629 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $2,431,635 |
Net investment gain/loss from pooled separate accounts | 2019-09-30 | $10,384 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
Contributions received in cash from employer | 2019-09-30 | $944,458 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $1,177,365 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-09-30 | No |
Did the plan have assets held for investment | 2019-09-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | No |
Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Unqualified |
Accountancy firm name | 2019-09-30 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2019-09-30 | 910189318 |
2018 : GRATON RESORT & CASINO 401(K) PLAN 2018 401k financial data |
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Total income from all sources (including contributions) | 2018-12-31 | $3,983,427 |
Total of all expenses incurred | 2018-12-31 | $1,003,578 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $937,268 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $2,357 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $4,895,562 |
Value of total assets at end of year | 2018-12-31 | $16,038,413 |
Value of total assets at beginning of year | 2018-12-31 | $13,058,564 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $63,953 |
Total interest from all sources | 2018-12-31 | $43,069 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $287,314 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $287,314 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $3,614,717 |
Participant contributions at end of year | 2018-12-31 | $917,648 |
Participant contributions at beginning of year | 2018-12-31 | $674,839 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $419,209 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,849 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $0 |
Administrative expenses (other) incurred | 2018-12-31 | $63,953 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $2,979,849 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $16,038,413 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $13,058,564 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $14,352,674 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $11,981,915 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $766,242 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $401,810 |
Interest on participant loans | 2018-12-31 | $43,069 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,247,980 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $5,462 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $861,636 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $937,268 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2018-12-31 | 910189318 |
2017 : GRATON RESORT & CASINO 401(K) PLAN 2017 401k financial data |
---|
Total income from all sources (including contributions) | 2017-12-31 | $5,475,268 |
Total of all expenses incurred | 2017-12-31 | $660,761 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $600,874 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $11,011 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,746,439 |
Value of total assets at end of year | 2017-12-31 | $13,058,564 |
Value of total assets at beginning of year | 2017-12-31 | $8,244,057 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $48,876 |
Total interest from all sources | 2017-12-31 | $23,932 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $193,491 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $193,491 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,851,983 |
Participant contributions at end of year | 2017-12-31 | $674,839 |
Participant contributions at beginning of year | 2017-12-31 | $427,420 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $222,608 |
Administrative expenses (other) incurred | 2017-12-31 | $48,876 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,814,507 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $13,058,564 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,244,057 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $11,981,915 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $7,816,637 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $401,810 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $0 |
Interest on participant loans | 2017-12-31 | $23,932 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,507,449 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $3,957 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $671,848 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $600,874 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2017-12-31 | 910189318 |
2016 : GRATON RESORT & CASINO 401(K) PLAN 2016 401k financial data |
---|
Total income from all sources (including contributions) | 2016-12-31 | $3,522,291 |
Total of all expenses incurred | 2016-12-31 | $433,821 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $383,856 |
Value of total corrective distributions | 2016-12-31 | $1,844 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,991,382 |
Value of total assets at end of year | 2016-12-31 | $8,244,057 |
Value of total assets at beginning of year | 2016-12-31 | $5,155,587 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $48,121 |
Total interest from all sources | 2016-12-31 | $14,154 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $108,237 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $108,237 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,291,241 |
Participant contributions at end of year | 2016-12-31 | $427,420 |
Participant contributions at beginning of year | 2016-12-31 | $243,090 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $177,462 |
Other income not declared elsewhere | 2016-12-31 | $1,135 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,088,470 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $8,244,057 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $5,155,587 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $7,816,637 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $4,912,497 |
Interest on participant loans | 2016-12-31 | $14,154 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $407,383 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $522,679 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $383,856 |
Contract administrator fees | 2016-12-31 | $48,121 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2016-12-31 | 346565596 |
2015 : GRATON RESORT & CASINO 401(K) PLAN 2015 401k financial data |
---|
Total income from all sources (including contributions) | 2015-12-31 | $3,126,562 |
Total of all expenses incurred | 2015-12-31 | $341,757 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $300,509 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $4,177 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,181,237 |
Value of total assets at end of year | 2015-12-31 | $5,155,587 |
Value of total assets at beginning of year | 2015-12-31 | $2,370,782 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $37,071 |
Total interest from all sources | 2015-12-31 | $6,848 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $207,944 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $207,944 |
Administrative expenses professional fees incurred | 2015-12-31 | $20,474 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $2,335,712 |
Participant contributions at end of year | 2015-12-31 | $243,090 |
Participant contributions at beginning of year | 2015-12-31 | $83,108 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $240,016 |
Other income not declared elsewhere | 2015-12-31 | $623 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,784,805 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $5,155,587 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,370,782 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $16,597 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $4,912,497 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,287,674 |
Interest on participant loans | 2015-12-31 | $6,848 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-270,090 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $605,509 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $300,509 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2015-12-31 | 346565596 |
2014 : GRATON RESORT & CASINO 401(K) PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-12-31 | $2,407,688 |
Total of all expenses incurred | 2014-12-31 | $36,906 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $26,176 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,363,012 |
Value of total assets at end of year | 2014-12-31 | $2,370,782 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $10,730 |
Total interest from all sources | 2014-12-31 | $1,101 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $65,250 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $65,250 |
Administrative expenses professional fees incurred | 2014-12-31 | $7,494 |
Was this plan covered by a fidelity bond | 2014-12-31 | No |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,333,875 |
Participant contributions at end of year | 2014-12-31 | $83,108 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $669,600 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,370,782 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,370,782 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $3,236 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,287,674 |
Interest on participant loans | 2014-12-31 | $1,101 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-21,675 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $359,537 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $26,176 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | ERNST & YOUNG, LLP |
Accountancy firm EIN | 2014-12-31 | 346565596 |