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CAF FINANCIAL, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameCAF FINANCIAL, INC. PROFIT SHARING PLAN
Plan identification number 001

CAF FINANCIAL, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAF FINANCIAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:CAF FINANCIAL, INC.
Employer identification number (EIN):460711997
NAIC Classification:541219
NAIC Description:Other Accounting Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAF FINANCIAL, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01CRAIG FILSON CRAIG FILSON2019-03-18
0012017-01-01CRAIG FILSON CRAIG FILSON2018-07-02
0012016-01-01CRAIG FILSON CRAIG FILSON2017-03-14
0012015-01-01CRAIG FILSON CRAIG FILSON2016-10-02
0012014-01-01CRAIG FILSON CRAIG FILSON2015-08-03
0012013-01-01CRAIG FILSON CRAIG FILSON2014-05-06
0012012-08-01CRAIG FILSON CRAIG FILSON2013-06-13

Plan Statistics for CAF FINANCIAL, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for CAF FINANCIAL, INC. PROFIT SHARING PLAN

Measure Date Value
2019: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011
Total number of active participants reported on line 7a of the Form 55002018-01-011
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011
Number of participants with account balances2018-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011
Total number of active participants reported on line 7a of the Form 55002017-01-011
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011
Number of participants with account balances2017-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011
Total number of active participants reported on line 7a of the Form 55002016-01-011
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011
Number of participants with account balances2016-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011
Total number of active participants reported on line 7a of the Form 55002015-01-011
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011
Number of participants with account balances2015-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011
Total number of active participants reported on line 7a of the Form 55002014-01-011
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011
Number of participants with account balances2014-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011
Total number of active participants reported on line 7a of the Form 55002013-01-011
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011
Number of participants with account balances2013-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-08-011
Total number of active participants reported on line 7a of the Form 55002012-08-011
Number of retired or separated participants receiving benefits2012-08-010
Number of other retired or separated participants entitled to future benefits2012-08-010
Total of all active and inactive participants2012-08-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-08-010
Total participants2012-08-011
Number of participants with account balances2012-08-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-08-010

Financial Data on CAF FINANCIAL, INC. PROFIT SHARING PLAN

Measure Date Value
2019 : CAF FINANCIAL, INC. PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$-1,494
Expenses. Total of all expenses incurred2019-12-31$7
Total plan assets at end of year2019-12-31$0
Total plan assets at beginning of year2019-12-31$1,501
Expenses. Other expenses not covered elsewhere2019-12-31$7
Other income received2019-12-31$-1,494
Net income (gross income less expenses)2019-12-31$-1,501
Net plan assets at end of year (total assets less liabilities)2019-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,501
Assets. Value of employer securities2019-12-31$0
2018 : CAF FINANCIAL, INC. PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-1,992
Expenses. Total of all expenses incurred2018-12-31$0
Benefits paid (including direct rollovers)2018-12-31$0
Total plan assets at end of year2018-12-31$1,501
Total plan assets at beginning of year2018-12-31$3,493
Value of fidelity bond covering the plan2018-12-31$10,000
Total contributions received or receivable from participants2018-12-31$0
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-1,992
Net income (gross income less expenses)2018-12-31$-1,992
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,501
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$3,493
Assets. Value of employer securities2018-12-31$1,494
Total contributions received or receivable from employer(s)2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$0
2017 : CAF FINANCIAL, INC. PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$-41,219
Expenses. Total of all expenses incurred2017-12-31$27
Total plan assets at end of year2017-12-31$3,493
Total plan assets at beginning of year2017-12-31$44,739
Value of fidelity bond covering the plan2017-12-31$10,000
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$27
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$-41,219
Net income (gross income less expenses)2017-12-31$-41,246
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,493
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$44,739
Assets. Value of employer securities2017-12-31$3,486
Total contributions received or receivable from employer(s)2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$0
2016 : CAF FINANCIAL, INC. PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$-2,203
Expenses. Total of all expenses incurred2016-12-31$168
Total plan assets at end of year2016-12-31$44,739
Total plan assets at beginning of year2016-12-31$47,110
Value of fidelity bond covering the plan2016-12-31$10,000
Total contributions received or receivable from participants2016-12-31$0
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$-2,203
Net income (gross income less expenses)2016-12-31$-2,371
Net plan assets at end of year (total assets less liabilities)2016-12-31$44,739
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$47,110
Assets. Value of employer securities2016-12-31$44,705
Total contributions received or receivable from employer(s)2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$168
2015 : CAF FINANCIAL, INC. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$2,241
Expenses. Total of all expenses incurred2015-12-31$98
Total plan assets at end of year2015-12-31$47,110
Total plan assets at beginning of year2015-12-31$44,967
Value of fidelity bond covering the plan2015-12-31$10,000
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$2,241
Net income (gross income less expenses)2015-12-31$2,143
Net plan assets at end of year (total assets less liabilities)2015-12-31$47,110
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$44,967
Assets. Value of employer securities2015-12-31$47,058
Total contributions received or receivable from employer(s)2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$98
2014 : CAF FINANCIAL, INC. PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total income from all sources2014-12-31$-200,647
Expenses. Total of all expenses incurred2014-12-31$0
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$44,967
Total plan assets at beginning of year2014-12-31$245,614
Value of fidelity bond covering the plan2014-12-31$10,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$-200,647
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-200,647
Net plan assets at end of year (total assets less liabilities)2014-12-31$44,967
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$245,614
Assets. Value of employer securities2014-12-31$44,817
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
2013 : CAF FINANCIAL, INC. PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total income from all sources2013-12-31$0
Expenses. Total of all expenses incurred2013-12-31$0
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$245,614
Total plan assets at beginning of year2013-12-31$245,614
Value of fidelity bond covering the plan2013-12-31$25,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$0
Net plan assets at end of year (total assets less liabilities)2013-12-31$245,614
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$245,614
Assets. Value of employer securities2013-12-31$245,464
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
2012 : CAF FINANCIAL, INC. PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$245,629
Expenses. Total of all expenses incurred2012-12-31$15
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$245,614
Total plan assets at beginning of year2012-12-31$0
Value of fidelity bond covering the plan2012-12-31$25,000
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$15
Contributions received from other sources (not participants or employers)2012-12-31$245,479
Other income received2012-12-31$150
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$245,614
Net plan assets at end of year (total assets less liabilities)2012-12-31$245,614
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$0
Assets. Value of employer securities2012-12-31$245,464
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0

Form 5500 Responses for CAF FINANCIAL, INC. PROFIT SHARING PLAN

2019: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAF FINANCIAL, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-08-01Type of plan entitySingle employer plan
2012-08-01First time form 5500 has been submittedYes
2012-08-01Submission has been amendedNo
2012-08-01This submission is the final filingNo
2012-08-01This return/report is a short plan year return/report (less than 12 months)Yes
2012-08-01Plan is a collectively bargained planNo
2012-08-01Plan funding arrangement – TrustYes
2012-08-01Plan benefit arrangement - TrustYes

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