401k Plan data: SHY HORSE, INC. 401(K) PLAN plan

SHY HORSE, INC. 401(K) PLAN 401k Plan overview

Plan Name	SHY HORSE, INC. 401(K) PLAN
Plan identification number	001

SHY HORSE, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SHY HORSE, INC. has sponsored the creation of one or more 401k plans.

Company Name: SHY HORSE, INC.

Employer identification number (EIN): 461019080

NAIC Classification: 424910
NAIC Description: Farm Supplies Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHY HORSE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-07-01 GARY L. SEIFERT, JR. GARY L. SEIFERT, JR. 2016-03-30
001 2013-07-01 GARY L. SEIFERT, JR. GARY L. SEIFERT, JR. 2016-03-30
001 2012-09-20 TAMMY L. SEIFERT TAMMY L. SEIFERT 2014-04-06

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-07-01	GARY L. SEIFERT, JR.	GARY L. SEIFERT, JR.	2016-03-30
001	2013-07-01	GARY L. SEIFERT, JR.	GARY L. SEIFERT, JR.	2016-03-30
001	2012-09-20	TAMMY L. SEIFERT	TAMMY L. SEIFERT	2014-04-06

Plan Statistics for SHY HORSE, INC. 401(K) PLAN

401k plan membership statisitcs for SHY HORSE, INC. 401(K) PLAN

Measure Date Value
2014: SHY HORSE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 2
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 0
Total of all active and inactive participants 2014-07-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 2
Number of participants with account balances 2014-07-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: SHY HORSE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 2
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 0
Total of all active and inactive participants 2013-07-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 2
Number of participants with account balances 2013-07-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: SHY HORSE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-09-20 0
Total number of active participants reported on line 7a of the Form 5500 2012-09-20 2
Number of retired or separated participants receiving benefits 2012-09-20 0
Number of other retired or separated participants entitled to future benefits 2012-09-20 0
Total of all active and inactive participants 2012-09-20 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-09-20 0
Total participants 2012-09-20 2
Number of participants with account balances 2012-09-20 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-09-20 0

Measure	Date	Value
2014: SHY HORSE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	2
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	0
Total of all active and inactive participants	2014-07-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	2
Number of participants with account balances	2014-07-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: SHY HORSE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	2
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	0
Total of all active and inactive participants	2013-07-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	2
Number of participants with account balances	2013-07-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: SHY HORSE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-09-20	0
Total number of active participants reported on line 7a of the Form 5500	2012-09-20	2
Number of retired or separated participants receiving benefits	2012-09-20	0
Number of other retired or separated participants entitled to future benefits	2012-09-20	0
Total of all active and inactive participants	2012-09-20	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-09-20	0
Total participants	2012-09-20	2
Number of participants with account balances	2012-09-20	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-09-20	0

Financial Data on SHY HORSE, INC. 401(K) PLAN

Measure	Date	Value
2015 : SHY HORSE, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-06-30	$0
Total plan liabilities at end of year	2015-06-30	$0
Total plan liabilities at beginning of year	2015-06-30	$0
Total income from all sources	2015-06-30	$294,031
Expenses. Total of all expenses incurred	2015-06-30	$0
Benefits paid (including direct rollovers)	2015-06-30	$0
Total plan assets at end of year	2015-06-30	$1,016,488
Total plan assets at beginning of year	2015-06-30	$722,457
Value of fidelity bond covering the plan	2015-06-30	$75,000
Total contributions received or receivable from participants	2015-06-30	$310
Expenses. Other expenses not covered elsewhere	2015-06-30	$0
Contributions received from other sources (not participants or employers)	2015-06-30	$214,287
Other income received	2015-06-30	$79,306
Noncash contributions received	2015-06-30	$0
Net income (gross income less expenses)	2015-06-30	$294,031
Net plan assets at end of year (total assets less liabilities)	2015-06-30	$1,016,488
Net plan assets at beginning of year (total assets less liabilities)	2015-06-30	$722,457
Assets. Value of employer securities	2015-06-30	$508,193
Total contributions received or receivable from employer(s)	2015-06-30	$128
Value of certain deemed distributions of participant loans	2015-06-30	$0
Value of corrective distributions	2015-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-06-30	$0
2014 : SHY HORSE, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-06-30	$0
Total plan liabilities at end of year	2014-06-30	$0
Total plan liabilities at beginning of year	2014-06-30	$0
Total income from all sources	2014-06-30	$28,462
Expenses. Total of all expenses incurred	2014-06-30	$0
Benefits paid (including direct rollovers)	2014-06-30	$0
Total plan assets at end of year	2014-06-30	$722,935
Total plan assets at beginning of year	2014-06-30	$694,473
Value of fidelity bond covering the plan	2014-06-30	$75,000
Total contributions received or receivable from participants	2014-06-30	$460
Expenses. Other expenses not covered elsewhere	2014-06-30	$0
Contributions received from other sources (not participants or employers)	2014-06-30	$0
Other income received	2014-06-30	$27,824
Noncash contributions received	2014-06-30	$0
Net income (gross income less expenses)	2014-06-30	$28,462
Net plan assets at end of year (total assets less liabilities)	2014-06-30	$722,935
Net plan assets at beginning of year (total assets less liabilities)	2014-06-30	$694,473
Assets. Value of employer securities	2014-06-30	$492,565
Total contributions received or receivable from employer(s)	2014-06-30	$178
Value of certain deemed distributions of participant loans	2014-06-30	$0
Value of corrective distributions	2014-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-06-30	$0
2013 : SHY HORSE, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-06-30	$0
Total plan liabilities at end of year	2013-06-30	$0
Total plan liabilities at beginning of year	2013-06-30	$0
Total income from all sources	2013-06-30	$694,474
Expenses. Total of all expenses incurred	2013-06-30	$1
Benefits paid (including direct rollovers)	2013-06-30	$0
Total plan assets at end of year	2013-06-30	$694,473
Total plan assets at beginning of year	2013-06-30	$0
Value of fidelity bond covering the plan	2013-06-30	$75,000
Total contributions received or receivable from participants	2013-06-30	$0
Expenses. Other expenses not covered elsewhere	2013-06-30	$1
Contributions received from other sources (not participants or employers)	2013-06-30	$709,831
Other income received	2013-06-30	$-15,357
Noncash contributions received	2013-06-30	$0
Net income (gross income less expenses)	2013-06-30	$694,473
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$694,473
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$0
Assets. Value of employer securities	2013-06-30	$508,273
Total contributions received or receivable from employer(s)	2013-06-30	$0
Value of certain deemed distributions of participant loans	2013-06-30	$0
Value of corrective distributions	2013-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-06-30	$0

Form 5500 Responses for SHY HORSE, INC. 401(K) PLAN

2014: SHY HORSE, INC. 401(K) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: SHY HORSE, INC. 401(K) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	Yes
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: SHY HORSE, INC. 401(K) PLAN 2012 form 5500 responses
2012-09-20	Type of plan entity	Single employer plan
2012-09-20	First time form 5500 has been submitted	Yes
2012-09-20	Submission has been amended	No
2012-09-20	This submission is the final filing	No
2012-09-20	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-09-20	Plan is a collectively bargained plan	No
2012-09-20	Plan funding arrangement – Trust	Yes
2012-09-20	Plan benefit arrangement - Trust	Yes

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Company Name:	SHY HORSE, INC.
Employer identification number (EIN):	461019080
NAIC Classification:	424910
NAIC Description:	Farm Supplies Merchant Wholesalers