ADDIVANT USA, LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2019: THE ADDIVANT PENSION PLAN 2019 401k membership |
|---|
| Market value of plan assets | 2019-12-30 | 186,183,505 |
| Acturial value of plan assets | 2019-12-30 | 195,247,435 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-12-30 | 160,221,861 |
| Number of terminated vested participants | 2019-12-30 | 1,090 |
| Fundng target for terminated vested participants | 2019-12-30 | 57,106,827 |
| Active participant vested funding target | 2019-12-30 | 917,713 |
| Number of active participants | 2019-12-30 | 26 |
| Total funding liabilities for active participants | 2019-12-30 | 969,602 |
| Total participant count | 2019-12-30 | 2,825 |
| Total funding target for all participants | 2019-12-30 | 218,298,290 |
| Balance at beginning of prior year after applicable adjustments | 2019-12-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-12-30 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-12-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2019-12-30 | 0 |
| Amount remaining of carryover balance | 2019-12-30 | 0 |
| Amount remaining of prefunding balance | 2019-12-30 | 0 |
| Present value of excess contributions | 2019-12-30 | 71,625 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-12-30 | 75,636 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-12-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2019-12-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2019-12-30 | 0 |
| Balance of carryovers at beginning of current year | 2019-12-30 | 0 |
| Balance of prefunding at beginning of current year | 2019-12-30 | 0 |
| Total employer contributions | 2019-12-30 | 7,038,646 |
| Total employee contributions | 2019-12-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2019-12-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2019-12-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-12-30 | 6,664,835 |
| Liquidity shortfalls end of Q1 | 2019-12-30 | 0 |
| Liquidity shortfalls end of Q2 | 2019-12-30 | 0 |
| Liquidity shortfalls end of Q3 | 2019-12-30 | 0 |
| Liquidity shortfalls end of Q4 | 2019-12-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2019-12-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-12-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-12-30 | 0 |
| Minimum required contributions for current year target normal cost | 2019-12-30 | 2,000,000 |
| Net shortfall amortization installment of oustanding balance | 2019-12-30 | 23,050,855 |
| Waiver amortization installment | 2019-12-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-12-30 | 6,664,337 |
| Carryover balance elected to use to offset funding requirement | 2019-12-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2019-12-30 | 0 |
| Additional cash requirement | 2019-12-30 | 6,664,337 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-12-30 | 6,664,835 |
| Unpaid minimum required contributions for current year | 2019-12-30 | 0 |
| Unpaid minimum required contributions for all years | 2019-12-30 | 0 |
| Total participants, beginning-of-year | 2019-01-01 | 2,811 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 0 |
| Number of participants with account balances | 2019-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: THE ADDIVANT PENSION PLAN 2018 401k membership |
|---|
| Market value of plan assets | 2018-12-31 | 217,969,705 |
| Acturial value of plan assets | 2018-12-31 | 204,865,960 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-12-31 | 163,883,838 |
| Number of terminated vested participants | 2018-12-31 | 1,164 |
| Fundng target for terminated vested participants | 2018-12-31 | 56,296,723 |
| Active participant vested funding target | 2018-12-31 | 922,775 |
| Number of active participants | 2018-12-31 | 30 |
| Total funding liabilities for active participants | 2018-12-31 | 990,894 |
| Total participant count | 2018-12-31 | 3,017 |
| Total funding target for all participants | 2018-12-31 | 221,171,455 |
| Balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-12-31 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2018-12-31 | 0 |
| Amount remaining of carryover balance | 2018-12-31 | 0 |
| Amount remaining of prefunding balance | 2018-12-31 | 0 |
| Present value of excess contributions | 2018-12-31 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-12-31 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2018-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2018-12-31 | 0 |
| Balance of prefunding at beginning of current year | 2018-12-31 | 0 |
| Total employer contributions | 2018-12-31 | 1,612,108 |
| Total employee contributions | 2018-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2018-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2018-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-12-31 | 1,529,094 |
| Liquidity shortfalls end of Q1 | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2018-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2018-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2018-12-31 | 666,082 |
| Net shortfall amortization installment of oustanding balance | 2018-12-31 | 16,305,495 |
| Waiver amortization installment | 2018-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-12-31 | 1,457,469 |
| Carryover balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2018-12-31 | 0 |
| Additional cash requirement | 2018-12-31 | 1,457,469 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-12-31 | 1,529,094 |
| Unpaid minimum required contributions for current year | 2018-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2018-12-31 | 0 |
| Total participants, beginning-of-year | 2018-10-01 | 3,345 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 26 |
| Number of retired or separated participants receiving benefits | 2018-10-01 | 1,480 |
| Number of other retired or separated participants entitled to future benefits | 2018-10-01 | 1,063 |
| Total of all active and inactive participants | 2018-10-01 | 2,569 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-10-01 | 242 |
| Total participants | 2018-10-01 | 2,811 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-10-01 | 0 |
| Measure | Date | Value |
|---|
| 2019 : THE ADDIVANT PENSION PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-30 | $0 |
| Total transfer of assets from this plan | 2019-12-30 | $208,373,700 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-30 | $0 |
| Total income from all sources (including contributions) | 2019-12-30 | $40,187,536 |
| Total loss/gain on sale of assets | 2019-12-30 | $862,463 |
| Total of all expenses incurred | 2019-12-30 | $17,999,671 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-30 | $14,104,767 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-30 | $7,038,646 |
| Value of total assets at end of year | 2019-12-30 | $0 |
| Value of total assets at beginning of year | 2019-12-30 | $186,185,835 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-30 | $3,894,904 |
| Total interest from all sources | 2019-12-30 | $918 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-30 | $2,930,476 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-30 | $2,930,476 |
| Administrative expenses professional fees incurred | 2019-12-30 | $334,945 |
| Was this plan covered by a fidelity bond | 2019-12-30 | Yes |
| Value of fidelity bond cover | 2019-12-30 | $2,500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-30 | $258,456 |
| Other income not declared elsewhere | 2019-12-30 | $657,728 |
| Administrative expenses (other) incurred | 2019-12-30 | $2,857,435 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-30 | No |
| Value of net income/loss | 2019-12-30 | $22,187,865 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-30 | $186,185,835 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-30 | No |
| Investment advisory and management fees | 2019-12-30 | $618,085 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-30 | $153,891,562 |
| Value of interest in common/collective trusts at end of year | 2019-12-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-30 | $30,851,068 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-30 | $918 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-30 | $28,697,305 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-30 | No |
| Contributions received in cash from employer | 2019-12-30 | $7,038,646 |
| Employer contributions (assets) at end of year | 2019-12-30 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-30 | $1,184,749 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-30 | $14,104,767 |
| Contract administrator fees | 2019-12-30 | $84,439 |
| Did the plan have assets held for investment | 2019-12-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-30 | Yes |
| Aggregate proceeds on sale of assets | 2019-12-30 | $46,805,307 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-30 | $45,942,844 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-30 | Disclaimer |
| Accountancy firm name | 2019-12-30 | CARON & BELTZER, PLLC |
| Accountancy firm EIN | 2019-12-30 | 043499945 |
| 2018 : THE ADDIVANT PENSION PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $206,963,695 |
| Total transfer of assets from this plan | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Expenses. Interest paid | 2018-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $-10,898,161 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $9,879,699 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $9,796,331 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $0 |
| Value of total corrective distributions | 2018-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,612,108 |
| Value of total assets at end of year | 2018-12-31 | $186,185,835 |
| Value of total assets at beginning of year | 2018-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $83,368 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $2,458,651 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $2,458,651 |
| Administrative expenses professional fees incurred | 2018-12-31 | $54,555 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $2,500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $258,456 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $0 |
| Administrative expenses (other) incurred | 2018-12-31 | $-127,008 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-20,777,860 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $186,185,835 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $155,821 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $153,891,562 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $30,851,068 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $5,962,382 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-15,257,967 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $289,047 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,612,108 |
| Employer contributions (assets) at end of year | 2018-12-31 | $1,184,749 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,833,949 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
