401k Plan data: POSIGEN INC. 401K PLAN plan

POSIGEN INC. 401K PLAN 401k Plan overview

Plan Name	POSIGEN INC. 401K PLAN
Plan identification number	001

POSIGEN INC. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

POSIGEN, INC. has sponsored the creation of one or more 401k plans.

Company Name: POSIGEN, INC.

Employer identification number (EIN): 461619706

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan POSIGEN INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01 JOELLE HAUGHEY 2023-03-17
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 DAVID HEAD

Plan Statistics for POSIGEN INC. 401K PLAN

401k plan membership statisitcs for POSIGEN INC. 401K PLAN

Measure Date Value
2022: POSIGEN INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 416
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 447
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 194
Total of all active and inactive participants 2022-01-01 641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 642
Number of participants with account balances 2022-01-01 621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 32
2021: POSIGEN INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 348
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 312
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 143
Total of all active and inactive participants 2021-01-01 455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 455
Number of participants with account balances 2021-01-01 420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 19
2020: POSIGEN INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 368
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 228
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 79
Total of all active and inactive participants 2020-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 307
Number of participants with account balances 2020-01-01 276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 20
2019: POSIGEN INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 179
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 192
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 165
Total of all active and inactive participants 2019-01-01 357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 357
Number of participants with account balances 2019-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 7
2018: POSIGEN INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 242
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 162
Number of retired or separated participants receiving benefits 2018-01-01 2
Number of other retired or separated participants entitled to future benefits 2018-01-01 126
Total of all active and inactive participants 2018-01-01 290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 290
Number of participants with account balances 2018-01-01 260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 4
2017: POSIGEN INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 116
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 120
Total of all active and inactive participants 2017-01-01 236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 236
Number of participants with account balances 2017-01-01 215

Measure	Date	Value
2022: POSIGEN INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	416
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	447
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	194
Total of all active and inactive participants	2022-01-01	641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	642
Number of participants with account balances	2022-01-01	621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	32
2021: POSIGEN INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	348
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	312
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	143
Total of all active and inactive participants	2021-01-01	455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	455
Number of participants with account balances	2021-01-01	420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	19
2020: POSIGEN INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	368
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	228
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	79
Total of all active and inactive participants	2020-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	307
Number of participants with account balances	2020-01-01	276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	20
2019: POSIGEN INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	179
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	192
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	165
Total of all active and inactive participants	2019-01-01	357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	357
Number of participants with account balances	2019-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	7
2018: POSIGEN INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	242
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	162
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	126
Total of all active and inactive participants	2018-01-01	290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	290
Number of participants with account balances	2018-01-01	260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	4
2017: POSIGEN INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	116
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	120
Total of all active and inactive participants	2017-01-01	236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	236
Number of participants with account balances	2017-01-01	215

Financial Data on POSIGEN INC. 401K PLAN

Measure	Date	Value
2022 : POSIGEN INC. 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$7,807
Total income from all sources (including contributions)	2022-12-31	$2,024,387
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$847,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$766,944
Expenses. Certain deemed distributions of participant loans	2022-12-31	$8,445
Value of total corrective distributions	2022-12-31	$18,418
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,021,447
Value of total assets at end of year	2022-12-31	$7,901,866
Value of total assets at beginning of year	2022-12-31	$6,733,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$54,075
Total interest from all sources	2022-12-31	$5,264
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$174,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$174,979
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,054,828
Participant contributions at end of year	2022-12-31	$218,218
Participant contributions at beginning of year	2022-12-31	$92,884
Participant contributions at end of year	2022-12-31	$73,260
Participant contributions at beginning of year	2022-12-31	$58,999
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$354,124
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$7,807
Administrative expenses (other) incurred	2022-12-31	$54,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$1,176,505
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$7,901,866
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$6,725,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$6,943,186
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$6,160,125
Interest on participant loans	2022-12-31	$5,264
Value of interest in common/collective trusts at end of year	2022-12-31	$642,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$402,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,184,149
Net investment gain or loss from common/collective trusts	2022-12-31	$6,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$612,495
Employer contributions (assets) at end of year	2022-12-31	$25,015
Employer contributions (assets) at beginning of year	2022-12-31	$18,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$766,944
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	Yes
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	WEGMANN DAZET
Accountancy firm EIN	2022-12-31	720870824
2021 : POSIGEN INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$7,807
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$4,111
Total income from all sources (including contributions)	2021-12-31	$2,253,798
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$441,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$366,909
Expenses. Certain deemed distributions of participant loans	2021-12-31	$11,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,474,649
Value of total assets at end of year	2021-12-31	$6,733,168
Value of total assets at beginning of year	2021-12-31	$4,917,178
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$63,447
Total interest from all sources	2021-12-31	$4,585
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Administrative expenses professional fees incurred	2021-12-31	$63,447
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,049,298
Participant contributions at end of year	2021-12-31	$92,884
Participant contributions at beginning of year	2021-12-31	$101,280
Participant contributions at end of year	2021-12-31	$58,999
Participant contributions at beginning of year	2021-12-31	$44,636
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$37,406
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$7,807
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$4,111
Other income not declared elsewhere	2021-12-31	$2,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,812,294
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$6,725,361
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,913,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in pooled separate accounts at end of year	2021-12-31	$6,160,125
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$4,374,525
Interest on participant loans	2021-12-31	$4,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$402,830
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$387,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$771,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$387,945
Employer contributions (assets) at end of year	2021-12-31	$18,330
Employer contributions (assets) at beginning of year	2021-12-31	$9,489
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$366,909
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	WEGMANN DAZET
Accountancy firm EIN	2021-12-31	720870824
2020 : POSIGEN INC. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$4,111
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$104
Total income from all sources (including contributions)	2020-12-31	$1,645,621
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$829,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$716,044
Expenses. Certain deemed distributions of participant loans	2020-12-31	$48,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,076,906
Value of total assets at end of year	2020-12-31	$4,917,178
Value of total assets at beginning of year	2020-12-31	$4,097,073
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$64,790
Total interest from all sources	2020-12-31	$8,083
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Administrative expenses professional fees incurred	2020-12-31	$64,790
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$808,894
Participant contributions at end of year	2020-12-31	$101,280
Participant contributions at beginning of year	2020-12-31	$192,317
Participant contributions at end of year	2020-12-31	$44,636
Participant contributions at beginning of year	2020-12-31	$117,246
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$44,566
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$4,111
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$104
Other income not declared elsewhere	2020-12-31	$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$816,098
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,913,067
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,096,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in pooled separate accounts at end of year	2020-12-31	$4,374,525
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$3,445,254
Income. Interest from loans (other than to participants)	2020-12-31	$8,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$387,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$292,394
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$560,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$223,446
Employer contributions (assets) at end of year	2020-12-31	$9,489
Employer contributions (assets) at beginning of year	2020-12-31	$49,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$716,044
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	WEGMANN DAZET & CO.
Accountancy firm EIN	2020-12-31	720870824
2019 : POSIGEN INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$104
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$104
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,495,923
Total income from all sources (including contributions)	2019-12-31	$1,495,923
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$199,004
Total of all expenses incurred	2019-12-31	$199,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$113,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$113,731
Expenses. Certain deemed distributions of participant loans	2019-12-31	$7,619
Expenses. Certain deemed distributions of participant loans	2019-12-31	$7,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$872,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$872,264
Value of total assets at end of year	2019-12-31	$4,097,073
Value of total assets at end of year	2019-12-31	$4,097,073
Value of total assets at beginning of year	2019-12-31	$2,800,050
Value of total assets at beginning of year	2019-12-31	$2,800,050
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$77,654
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$77,654
Total interest from all sources	2019-12-31	$7,496
Total interest from all sources	2019-12-31	$7,496
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$77,654
Administrative expenses professional fees incurred	2019-12-31	$77,654
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$614,233
Contributions received from participants	2019-12-31	$614,233
Participant contributions at end of year	2019-12-31	$192,317
Participant contributions at end of year	2019-12-31	$192,317
Participant contributions at beginning of year	2019-12-31	$150,515
Participant contributions at beginning of year	2019-12-31	$150,515
Participant contributions at end of year	2019-12-31	$117,246
Participant contributions at end of year	2019-12-31	$117,246
Participant contributions at beginning of year	2019-12-31	$18,667
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$104
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$-4,579
Other income not declared elsewhere	2019-12-31	$-4,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,296,919
Value of net income/loss	2019-12-31	$1,296,919
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,096,969
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$4,096,969
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,800,050
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,800,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,391,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,391,427
Value of interest in pooled separate accounts at end of year	2019-12-31	$3,445,254
Value of interest in pooled separate accounts at end of year	2019-12-31	$3,445,254
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$7,496
Interest on participant loans	2019-12-31	$7,496
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$232,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$232,162
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$232,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$232,162
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$292,394
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$292,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$520,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$520,457
Net investment gain/loss from pooled separate accounts	2019-12-31	$100,285
Net investment gain/loss from pooled separate accounts	2019-12-31	$100,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$258,031
Contributions received in cash from employer	2019-12-31	$258,031
Employer contributions (assets) at end of year	2019-12-31	$49,862
Employer contributions (assets) at end of year	2019-12-31	$49,862
Employer contributions (assets) at beginning of year	2019-12-31	$7,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$113,731
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$113,731
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WEGMANN DAZET & CO.
Accountancy firm name	2019-12-31	WEGMANN DAZET & CO.
Accountancy firm EIN	2019-12-31	720870824
Accountancy firm EIN	2019-12-31	720870824
2018 : POSIGEN INC. 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$586,961
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$219,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$149,624
Expenses. Certain deemed distributions of participant loans	2018-12-31	$13,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$696,402
Value of total assets at end of year	2018-12-31	$2,800,050
Value of total assets at beginning of year	2018-12-31	$2,432,730
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$56,486
Total interest from all sources	2018-12-31	$5,836
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$96,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$96,711
Administrative expenses professional fees incurred	2018-12-31	$18,343
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$473,240
Participant contributions at end of year	2018-12-31	$150,515
Participant contributions at beginning of year	2018-12-31	$116,494
Participant contributions at end of year	2018-12-31	$18,667
Participant contributions at beginning of year	2018-12-31	$13,360
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$6,368
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$367,320
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,800,050
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,432,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$24,946
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,391,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,104,640
Interest on participant loans	2018-12-31	$5,836
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$232,162
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$192,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$192,512
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-211,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$216,794
Employer contributions (assets) at end of year	2018-12-31	$7,279
Employer contributions (assets) at beginning of year	2018-12-31	$5,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$149,624
Contract administrator fees	2018-12-31	$13,197
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	LBMC, PC
Accountancy firm EIN	2018-12-31	621199757
2017 : POSIGEN INC. 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$959,589
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$405,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$348,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$671,888
Value of total assets at end of year	2017-12-31	$2,432,730
Value of total assets at beginning of year	2017-12-31	$1,878,615
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$56,648
Total interest from all sources	2017-12-31	$6,219
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$53,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$53,092
Administrative expenses professional fees incurred	2017-12-31	$17,095
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$407,389
Participant contributions at end of year	2017-12-31	$116,494
Participant contributions at beginning of year	2017-12-31	$114,794
Participant contributions at end of year	2017-12-31	$13,360
Participant contributions at beginning of year	2017-12-31	$17,083
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$52,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$554,115
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,432,730
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,878,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$10,984
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,104,640
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,612,489
Interest on participant loans	2017-12-31	$5,047
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$192,512
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$124,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$124,027
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$1,172
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$228,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$211,625
Employer contributions (assets) at end of year	2017-12-31	$5,724
Employer contributions (assets) at beginning of year	2017-12-31	$10,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$348,826
Contract administrator fees	2017-12-31	$28,569
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	LBMC, PC
Accountancy firm EIN	2017-12-31	621199757

Form 5500 Responses for POSIGEN INC. 401K PLAN

2022: POSIGEN INC. 401K PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: POSIGEN INC. 401K PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: POSIGEN INC. 401K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: POSIGEN INC. 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: POSIGEN INC. 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: POSIGEN INC. 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

810252

Policy instance

Insurance contract or identification number	810252
Number of Individuals Covered	0
Insurance policy start date	2022-01-01
Insurance policy end date	2022-04-21
Total amount of commissions paid to insurance broker	USD $5,939
Total amount of fees paid to insurance company	USD $1,071
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,939
Insurance broker organization code?	3
Amount paid for insurance broker fees	1071
Additional information about fees paid to insurance broker	0

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

810252

Policy instance

Insurance contract or identification number	810252
Number of Individuals Covered	457
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $19,571
Total amount of fees paid to insurance company	USD $2,822
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,571
Insurance broker organization code?	3
Amount paid for insurance broker fees	2822
Additional information about fees paid to insurance broker	ADMIN FEES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

810252

Policy instance

Insurance contract or identification number	810252
Number of Individuals Covered	307
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $14,370
Total amount of fees paid to insurance company	USD $3,183
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,434
Insurance broker organization code?	3
Amount paid for insurance broker fees	3183
Additional information about fees paid to insurance broker	ADMIN FEES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

810252

Policy instance

Insurance contract or identification number	810252
Number of Individuals Covered	357
Insurance policy start date	2019-09-30
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $1,064
Total amount of fees paid to insurance company	USD $3,797
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3797
Additional information about fees paid to insurance broker	ADMIN FEES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $1,064

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Company Name:	POSIGEN, INC.
Employer identification number (EIN):	461619706
NAIC Classification:	541600

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01	JOELLE HAUGHEY	2023-03-17
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	DAVID HEAD