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INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 401k Plan overview

Plan NameINTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN
Plan identification number 002

INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

INTERSTATE BATTERIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:INTERSTATE BATTERIES, INC.
Employer identification number (EIN):462023063
NAIC Classification:423100

Additional information about INTERSTATE BATTERIES, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2013-04-25
Company Identification Number: 0801775399
Legal Registered Office Address: 14221 DALLAS PKWY STE 1000

DALLAS
United States of America (USA)
75254

More information about INTERSTATE BATTERIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01WILLIAM MCDADE
0022016-01-01WILLIAM MCDADE
0022015-01-01WILLIAM MCDADE
0022014-01-01DAVID BRINSON
0022013-01-01DAVID BRINSON

Plan Statistics for INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

401k plan membership statisitcs for INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

Measure Date Value
2022: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,713
Total number of active participants reported on line 7a of the Form 55002022-01-011,182
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01497
Total of all active and inactive participants2022-01-011,679
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0110
Total participants2022-01-011,689
Number of participants with account balances2022-01-011,650
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,648
Total number of active participants reported on line 7a of the Form 55002021-01-011,255
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01448
Total of all active and inactive participants2021-01-011,703
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0110
Total participants2021-01-011,713
Number of participants with account balances2021-01-011,683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0149
2020: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,635
Total number of active participants reported on line 7a of the Form 55002020-01-011,236
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01404
Total of all active and inactive participants2020-01-011,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-011,648
Number of participants with account balances2020-01-011,609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01215
2019: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,635
Total number of active participants reported on line 7a of the Form 55002019-01-011,267
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01362
Total of all active and inactive participants2019-01-011,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-011,635
Number of participants with account balances2019-01-011,569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01200
2018: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,671
Total number of active participants reported on line 7a of the Form 55002018-01-011,267
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01364
Total of all active and inactive participants2018-01-011,631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-011,635
Number of participants with account balances2018-01-011,590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01214
2017: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,631
Total number of active participants reported on line 7a of the Form 55002017-01-011,284
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01383
Total of all active and inactive participants2017-01-011,667
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-011,671
Number of participants with account balances2017-01-011,615
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01166
2016: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,741
Total number of active participants reported on line 7a of the Form 55002016-01-011,232
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01396
Total of all active and inactive participants2016-01-011,628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-011,631
Number of participants with account balances2016-01-011,600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01228
2015: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,733
Total number of active participants reported on line 7a of the Form 55002015-01-011,367
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01371
Total of all active and inactive participants2015-01-011,738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,741
Number of participants with account balances2015-01-011,704
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01244
2014: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,886
Total number of active participants reported on line 7a of the Form 55002014-01-011,405
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01324
Total of all active and inactive participants2014-01-011,729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-011,733
Number of participants with account balances2014-01-011,700
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01285
2013: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,942
Total number of active participants reported on line 7a of the Form 55002013-01-011,572
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01310
Total of all active and inactive participants2013-01-011,882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-011,886
Number of participants with account balances2013-01-011,843
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01278

Financial Data on INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

Measure Date Value
2022 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$349
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,732,259
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,887,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,532,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$12,327,664
Value of total assets at end of year2022-12-31$116,204,488
Value of total assets at beginning of year2022-12-31$136,823,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$355,309
Total interest from all sources2022-12-31$119,918
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,729,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,729,735
Administrative expenses professional fees incurred2022-12-31$20,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$7,308,932
Participant contributions at end of year2022-12-31$2,661,107
Participant contributions at beginning of year2022-12-31$2,552,889
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$110
Assets. Other investments not covered elsewhere at end of year2022-12-31$8,282,858
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$8,089,647
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$357,596
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$52,244
Other income not declared elsewhere2022-12-31$-479,203
Administrative expenses (other) incurred2022-12-31$335,309
Total non interest bearing cash at end of year2022-12-31$141
Total non interest bearing cash at beginning of year2022-12-31$422,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-20,619,764
Value of net assets at end of year (total assets less liabilities)2022-12-31$116,204,139
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$136,823,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$100,386,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$119,712,428
Interest on participant loans2022-12-31$91,849
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$4,315,492
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$5,411,301
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$5,411,301
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$28,069
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$363,398
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$382,005
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$4,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-21,430,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,661,136
Employer contributions (assets) at end of year2022-12-31$194,860
Employer contributions (assets) at beginning of year2022-12-31$201,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$13,527,206
Liabilities. Value of benefit claims payable at end of year2022-12-31$349
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C.
Accountancy firm EIN2022-12-31135381590
2021 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$31,462,549
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$17,052,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$16,676,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,674,416
Value of total assets at end of year2021-12-31$136,823,903
Value of total assets at beginning of year2021-12-31$122,414,337
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$376,043
Total interest from all sources2021-12-31$95,319
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,379,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,379,895
Administrative expenses professional fees incurred2021-12-31$24,411
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,184,963
Participant contributions at end of year2021-12-31$2,552,889
Participant contributions at beginning of year2021-12-31$2,416,505
Participant contributions at end of year2021-12-31$110
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$8,089,647
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$6,197,328
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,766,192
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$52,244
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$2,102,965
Administrative expenses (other) incurred2021-12-31$351,632
Total non interest bearing cash at end of year2021-12-31$422,236
Total non interest bearing cash at beginning of year2021-12-31$37,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$14,409,566
Value of net assets at end of year (total assets less liabilities)2021-12-31$136,823,903
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$122,414,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$119,712,428
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$108,205,333
Interest on participant loans2021-12-31$90,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$5,411,301
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$4,704,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$4,704,587
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$4,661
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$382,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$528,117
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$7,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,209,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,723,261
Employer contributions (assets) at end of year2021-12-31$201,043
Employer contributions (assets) at beginning of year2021-12-31$325,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$16,669,132
Contract administrator fees2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$392
Total income from all sources (including contributions)2020-12-31$24,447,481
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$12,029,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,721,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,292,823
Value of total assets at end of year2020-12-31$122,414,337
Value of total assets at beginning of year2020-12-31$109,996,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$308,009
Total interest from all sources2020-12-31$138,286
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,110,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,110,107
Administrative expenses professional fees incurred2020-12-31$16,500
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,319,869
Participant contributions at end of year2020-12-31$2,416,505
Participant contributions at beginning of year2020-12-31$2,833,205
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$60
Assets. Other investments not covered elsewhere at end of year2020-12-31$6,197,328
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$4,619,383
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,795,216
Other income not declared elsewhere2020-12-31$671,779
Administrative expenses (other) incurred2020-12-31$291,509
Total non interest bearing cash at end of year2020-12-31$37,258
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,418,107
Value of net assets at end of year (total assets less liabilities)2020-12-31$122,414,337
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$109,996,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$108,205,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$97,458,151
Interest on participant loans2020-12-31$119,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$4,704,587
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$4,354,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$4,354,349
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$19,159
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$528,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$527,723
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$8,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,234,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,177,738
Employer contributions (assets) at end of year2020-12-31$325,209
Employer contributions (assets) at beginning of year2020-12-31$203,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,713,259
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$392
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$392
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,302
Total income from all sources (including contributions)2019-12-31$28,714,081
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$11,532,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,241,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,103,541
Value of total assets at end of year2019-12-31$109,996,622
Value of total assets at beginning of year2019-12-31$92,816,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$290,654
Total interest from all sources2019-12-31$179,575
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,324,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,324,174
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,087,901
Participant contributions at end of year2019-12-31$2,833,205
Participant contributions at beginning of year2019-12-31$2,815,609
Participant contributions at end of year2019-12-31$60
Participant contributions at beginning of year2019-12-31$24
Assets. Other investments not covered elsewhere at end of year2019-12-31$4,619,383
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,970,421
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$998,408
Other income not declared elsewhere2019-12-31$655,510
Administrative expenses (other) incurred2019-12-31$290,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$17,181,796
Value of net assets at end of year (total assets less liabilities)2019-12-31$109,996,230
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$92,814,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$97,458,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$80,500,039
Interest on participant loans2019-12-31$116,917
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,354,349
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$4,814,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$4,814,176
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$62,658
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$527,723
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$497,943
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$8,643
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$14,451,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,017,232
Employer contributions (assets) at end of year2019-12-31$203,751
Employer contributions (assets) at beginning of year2019-12-31$218,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,232,988
Liabilities. Value of benefit claims payable at end of year2019-12-31$392
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$2,302
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
2018 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,302
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$410,552
Total income from all sources (including contributions)2018-12-31$6,831,529
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$12,505,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$12,220,443
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,104,350
Value of total assets at end of year2018-12-31$92,816,736
Value of total assets at beginning of year2018-12-31$98,898,570
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$284,670
Total interest from all sources2018-12-31$147,378
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,807,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,807,116
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,987,131
Participant contributions at end of year2018-12-31$2,815,609
Participant contributions at beginning of year2018-12-31$2,780,577
Participant contributions at end of year2018-12-31$24
Participant contributions at beginning of year2018-12-31$233
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,970,421
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$2,807,018
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,130,078
Other income not declared elsewhere2018-12-31$-338,015
Administrative expenses (other) incurred2018-12-31$284,670
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$6,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,673,584
Value of net assets at end of year (total assets less liabilities)2018-12-31$92,814,434
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$98,488,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$80,500,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$85,797,155
Interest on participant loans2018-12-31$102,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$4,814,176
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$6,679,921
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$6,679,921
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$44,790
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$497,943
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$522,174
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$8,740
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,889,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,987,141
Employer contributions (assets) at end of year2018-12-31$218,524
Employer contributions (assets) at beginning of year2018-12-31$304,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$12,211,703
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Liabilities. Value of benefit claims payable at end of year2018-12-31$2,302
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$410,552
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$410,552
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$226
Total income from all sources (including contributions)2017-12-31$26,722,397
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$11,181,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$10,900,350
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$13,405,784
Value of total assets at end of year2017-12-31$98,898,570
Value of total assets at beginning of year2017-12-31$82,947,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$281,245
Total interest from all sources2017-12-31$129,120
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,283,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,283,728
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,724,516
Participant contributions at end of year2017-12-31$2,780,577
Participant contributions at beginning of year2017-12-31$2,501,232
Participant contributions at end of year2017-12-31$233
Participant contributions at beginning of year2017-12-31$130
Assets. Other investments not covered elsewhere at end of year2017-12-31$2,807,018
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,640,193
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$492,414
Other income not declared elsewhere2017-12-31$-40,272
Administrative expenses (other) incurred2017-12-31$281,245
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$226
Total non interest bearing cash at end of year2017-12-31$6,683
Total non interest bearing cash at beginning of year2017-12-31$217,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,540,802
Value of net assets at end of year (total assets less liabilities)2017-12-31$98,488,018
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$82,947,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$85,797,155
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$69,367,782
Interest on participant loans2017-12-31$85,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$6,679,921
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$7,712,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$7,712,258
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$44,009
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$522,174
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$508,715
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$9,942
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,944,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,188,854
Employer contributions (assets) at end of year2017-12-31$304,809
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$10,890,408
Liabilities. Value of benefit claims payable at end of year2017-12-31$410,552
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$226
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,289
Total income from all sources (including contributions)2016-12-31$15,166,302
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$12,280,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,933,538
Value of total corrective distributions2016-12-31$81,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,732,679
Value of total assets at end of year2016-12-31$82,947,442
Value of total assets at beginning of year2016-12-31$80,063,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$265,262
Total interest from all sources2016-12-31$97,692
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,205,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,205,714
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,169,116
Participant contributions at end of year2016-12-31$2,501,232
Participant contributions at beginning of year2016-12-31$2,284,737
Participant contributions at end of year2016-12-31$130
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,640,193
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,277,838
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$467,147
Other income not declared elsewhere2016-12-31$457,870
Administrative expenses (other) incurred2016-12-31$265,262
Liabilities. Value of operating payables at end of year2016-12-31$226
Liabilities. Value of operating payables at beginning of year2016-12-31$2,289
Total non interest bearing cash at end of year2016-12-31$217,132
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,886,129
Value of net assets at end of year (total assets less liabilities)2016-12-31$82,947,216
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$80,061,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$69,367,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$68,014,776
Interest on participant loans2016-12-31$70,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$7,712,258
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$7,958,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$7,958,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$26,885
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$508,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$527,421
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$10,276
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,672,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,096,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$11,923,262
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,289
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,708
Total income from all sources (including contributions)2015-12-31$8,871,250
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$10,397,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,095,564
Value of total corrective distributions2015-12-31$23,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,168,619
Value of total assets at end of year2015-12-31$80,063,376
Value of total assets at beginning of year2015-12-31$81,590,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$278,334
Total interest from all sources2015-12-31$80,033
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,164,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,164,203
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,030,610
Participant contributions at end of year2015-12-31$2,284,737
Participant contributions at beginning of year2015-12-31$2,335,148
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,277,838
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,632,796
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$254,881
Other income not declared elsewhere2015-12-31$-2,195
Administrative expenses (other) incurred2015-12-31$278,334
Liabilities. Value of operating payables at end of year2015-12-31$2,289
Liabilities. Value of operating payables at beginning of year2015-12-31$2,708
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,526,550
Value of net assets at end of year (total assets less liabilities)2015-12-31$80,061,087
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$81,587,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$68,014,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$70,871,311
Interest on participant loans2015-12-31$71,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$7,958,604
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$6,113,007
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$6,113,007
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$8,846
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$527,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$638,033
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$13,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,539,410
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,883,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,082,124
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135381590
2014 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,708
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$119
Total income from all sources (including contributions)2014-12-31$13,885,645
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,755,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,379,400
Value of total corrective distributions2014-12-31$90,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,680,444
Value of total assets at end of year2014-12-31$81,590,345
Value of total assets at beginning of year2014-12-31$75,457,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$285,963
Total interest from all sources2014-12-31$78,822
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,123,257
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,123,257
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,700,090
Participant contributions at end of year2014-12-31$2,335,148
Participant contributions at beginning of year2014-12-31$2,223,667
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$96
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,632,796
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,406,902
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$414,274
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$160
Other income not declared elsewhere2014-12-31$87,554
Administrative expenses (other) incurred2014-12-31$282,153
Liabilities. Value of operating payables at end of year2014-12-31$2,708
Liabilities. Value of operating payables at beginning of year2014-12-31$119
Total non interest bearing cash at end of year2014-12-31$50
Total non interest bearing cash at beginning of year2014-12-31$381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,130,123
Value of net assets at end of year (total assets less liabilities)2014-12-31$81,587,637
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$75,457,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$3,810
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$70,871,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$65,166,186
Interest on participant loans2014-12-31$69,513
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$6,113,007
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$6,033,644
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$6,033,644
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$9,309
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$638,033
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$626,597
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$14,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,915,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,566,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,364,691
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135381590
2013 : INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$119
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$19,243,778
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,047,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,905,298
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$15,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,556,663
Value of total assets at end of year2013-12-31$75,457,633
Value of total assets at beginning of year2013-12-31$62,261,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$126,606
Total interest from all sources2013-12-31$74,863
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$830,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$830,479
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,050,793
Participant contributions at end of year2013-12-31$2,223,667
Participant contributions at beginning of year2013-12-31$2,281,181
Participant contributions at end of year2013-12-31$96
Participant contributions at beginning of year2013-12-31$77
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,406,902
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$428,325
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$160
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$121,960
Administrative expenses (other) incurred2013-12-31$1,464
Liabilities. Value of operating payables at end of year2013-12-31$119
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$381
Total non interest bearing cash at beginning of year2013-12-31$553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,195,936
Value of net assets at end of year (total assets less liabilities)2013-12-31$75,457,514
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$62,261,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$101,112
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$65,166,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$37,355,185
Interest on participant loans2013-12-31$69,153
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$22,009,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$6,033,644
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$5,710
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$626,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$614,684
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$15,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,501,839
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$1,157,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,077,545
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,889,669
Contract administrator fees2013-12-31$24,030
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590

Form 5500 Responses for INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN

2022: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: INTERSTATE BATTERIES PROFIT SHARING & 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007195212, ETC.
Policy instance 1
Insurance contract or identification number007195212, ETC.
Number of Individuals Covered3
Insurance policy start date2021-05-01
Insurance policy end date2022-04-30
Total amount of commissions paid to insurance brokerUSD $20
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007195212, ETC.
Policy instance 1
Insurance contract or identification number007195212, ETC.
Number of Individuals Covered8
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Total amount of commissions paid to insurance brokerUSD $58
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007195212, ETC.
Policy instance 1
Insurance contract or identification number007195212, ETC.
Number of Individuals Covered9
Insurance policy start date2019-05-01
Insurance policy end date2020-04-30
Total amount of commissions paid to insurance brokerUSD $176
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $138
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007195212,ETC.
Policy instance 1
Insurance contract or identification number007195212,ETC.
Number of Individuals Covered9
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Total amount of commissions paid to insurance brokerUSD $138
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $138
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007195212,ETC.
Policy instance 1
Insurance contract or identification number007195212,ETC.
Number of Individuals Covered9
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Total amount of commissions paid to insurance brokerUSD $155
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $155
Insurance broker organization code?3
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007195212,ETC.
Policy instance 1
Insurance contract or identification number007195212,ETC.
Number of Individuals Covered11
Insurance policy start date2016-05-01
Insurance policy end date2017-04-30
Total amount of commissions paid to insurance brokerUSD $161
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $161
Insurance broker organization code?3
Insurance broker nameJERRY L FERGUSON
MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )
Policy contract numberV007837812
Policy instance 2
Insurance contract or identification numberV007837812
Number of Individuals Covered1
Insurance policy start date2014-01-22
Insurance policy end date2015-01-21
Total amount of commissions paid to insurance brokerUSD $15
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10
Insurance broker organization code?3
Insurance broker nameGARY E LEWIS
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007028893,ETC.
Policy instance 1
Insurance contract or identification number007028893,ETC.
Number of Individuals Covered12
Insurance policy start date2014-05-01
Insurance policy end date2015-04-30
Total amount of commissions paid to insurance brokerUSD $271
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $217
Insurance broker organization code?3
Insurance broker nameTHEODORE S FRANK
MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )
Policy contract numberV007837812
Policy instance 2
Insurance contract or identification numberV007837812
Number of Individuals Covered1
Insurance policy start date2013-01-22
Insurance policy end date2014-01-21
Total amount of commissions paid to insurance brokerUSD $14
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9
Insurance broker organization code?3
Insurance broker nameGARY E LEWIS
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007028893,ETC.
Policy instance 1
Insurance contract or identification number007028893,ETC.
Number of Individuals Covered14
Insurance policy start date2013-05-01
Insurance policy end date2014-04-30
Total amount of commissions paid to insurance brokerUSD $293
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $228
Insurance broker organization code?3
Insurance broker nameTHEODORE S FRANK
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number007028893,ETC.
Policy instance 1
Insurance contract or identification number007028893,ETC.
Number of Individuals Covered16
Insurance policy start date2012-05-01
Insurance policy end date2013-04-30
Total amount of commissions paid to insurance brokerUSD $293
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $228
Insurance broker organization code?3
Insurance broker nameTHEODORE S FRANK
MML BAYSTATE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70416 )
Policy contract numberV007837812
Policy instance 2
Insurance contract or identification numberV007837812
Number of Individuals Covered1
Insurance policy start date2012-01-22
Insurance policy end date2013-01-21
Total amount of commissions paid to insurance brokerUSD $14
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9
Insurance broker organization code?3
Insurance broker nameGARY E LEWIS

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