401k Plan data: SERENOVA, LLC 401(K) PLAN plan

SERENOVA, LLC 401(K) PLAN 401k Plan overview

Plan Name	SERENOVA, LLC 401(K) PLAN
Plan identification number	001

SERENOVA, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SERENOVA, LLC has sponsored the creation of one or more 401k plans.

Company Name: SERENOVA, LLC

Employer identification number (EIN): 464109208

NAIC Classification: 511210
NAIC Description: Software Publishers

Additional information about SERENOVA, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2016-10-17

Company Identification Number: 0802564429

Legal Registered Office Address: PO BOX 161180

AUSTIN
United States of America (USA)
78716

More information about SERENOVA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SERENOVA, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 MEGAN LAVIN
001 2016-01-01 KEITH GENEVA 2017-10-16 KEITH GENEVA 2017-10-16

Plan Statistics for SERENOVA, LLC 401(K) PLAN

401k plan membership statisitcs for SERENOVA, LLC 401(K) PLAN

Measure Date Value
2021: SERENOVA, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: SERENOVA, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 71
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 103
Total of all active and inactive participants 2020-01-01 174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 174
Number of participants with account balances 2020-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SERENOVA, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 210
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 147
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 78
Total of all active and inactive participants 2019-01-01 225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 225
Number of participants with account balances 2019-01-01 218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SERENOVA, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 224
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 141
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 67
Total of all active and inactive participants 2018-01-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 208
Number of participants with account balances 2018-01-01 199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SERENOVA, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 150
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 74
Total of all active and inactive participants 2017-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 224
Number of participants with account balances 2017-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0

Measure	Date	Value
2021: SERENOVA, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: SERENOVA, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	71
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	103
Total of all active and inactive participants	2020-01-01	174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	174
Number of participants with account balances	2020-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SERENOVA, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	210
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	147
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	78
Total of all active and inactive participants	2019-01-01	225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	225
Number of participants with account balances	2019-01-01	218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SERENOVA, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	224
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	141
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	67
Total of all active and inactive participants	2018-01-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	208
Number of participants with account balances	2018-01-01	199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SERENOVA, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	150
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	74
Total of all active and inactive participants	2017-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	224
Number of participants with account balances	2017-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0

Financial Data on SERENOVA, LLC 401(K) PLAN

Measure	Date	Value
2021 : SERENOVA, LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-02-01	$0
Total transfer of assets from this plan	2021-02-01	$6,648,779
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-02-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-02-01	$0
Total income from all sources (including contributions)	2021-02-01	$-21,600
Total loss/gain on sale of assets	2021-02-01	$0
Total of all expenses incurred	2021-02-01	$490,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-02-01	$489,782
Value of total corrective distributions	2021-02-01	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-02-01	$0
Value of total assets at end of year	2021-02-01	$0
Value of total assets at beginning of year	2021-02-01	$7,161,256
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-02-01	$1,095
Total interest from all sources	2021-02-01	$618
Total dividends received (eg from common stock, registered investment company shares)	2021-02-01	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-02-01	No
Administrative expenses professional fees incurred	2021-02-01	$1,095
Was this plan covered by a fidelity bond	2021-02-01	Yes
Value of fidelity bond cover	2021-02-01	$1,000,000
If this is an individual account plan, was there a blackout period	2021-02-01	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-02-01	$0
Were there any nonexempt tranactions with any party-in-interest	2021-02-01	No
Contributions received from participants	2021-02-01	$0
Participant contributions at end of year	2021-02-01	$0
Participant contributions at beginning of year	2021-02-01	$90,807
Income. Received or receivable in cash from other sources (including rollovers)	2021-02-01	$0
Other income not declared elsewhere	2021-02-01	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-02-01	No
Value of net income/loss	2021-02-01	$-512,477
Value of net assets at end of year (total assets less liabilities)	2021-02-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-02-01	$7,161,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-02-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-02-01	No
Were any leases to which the plan was party in default or uncollectible	2021-02-01	No
Investment advisory and management fees	2021-02-01	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-02-01	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-02-01	$6,618,138
Interest on participant loans	2021-02-01	$618
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-02-01	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-02-01	$452,311
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-02-01	$-22,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-02-01	No
Was there a failure to transmit to the plan any participant contributions	2021-02-01	No
Has the plan failed to provide any benefit when due under the plan	2021-02-01	No
Contributions received in cash from employer	2021-02-01	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-02-01	$489,782
Contract administrator fees	2021-02-01	$0
Did the plan have assets held for investment	2021-02-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-02-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-02-01	Yes
Opinion of an independent qualified public accountant for this plan	2021-02-01	Unqualified
Accountancy firm name	2021-02-01	BRADSHAW & ASSOCIATES
Accountancy firm EIN	2021-02-01	814273628
2020 : SERENOVA, LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,806,267
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,562,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,522,053
Value of total corrective distributions	2020-12-31	$4,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$988,163
Value of total assets at end of year	2020-12-31	$7,161,256
Value of total assets at beginning of year	2020-12-31	$6,917,229
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$35,191
Total interest from all sources	2020-12-31	$3,789
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Administrative expenses professional fees incurred	2020-12-31	$5,481
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$782,416
Participant contributions at end of year	2020-12-31	$90,807
Participant contributions at beginning of year	2020-12-31	$97,775
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$50,219
Other income not declared elsewhere	2020-12-31	$48,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$244,027
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$7,161,256
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$6,917,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$24,886
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$6,618,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$6,626,269
Interest on participant loans	2020-12-31	$3,789
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$452,311
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$193,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$765,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$155,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,522,053
Contract administrator fees	2020-12-31	$4,824
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BRADSHAW & ASSOCIATES
Accountancy firm EIN	2020-12-31	814273628
2019 : SERENOVA, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,779,224
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,445,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,441,028
Value of total corrective distributions	2019-12-31	$359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,535,236
Value of total assets at end of year	2019-12-31	$6,917,229
Value of total assets at beginning of year	2019-12-31	$5,583,464
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,072
Total interest from all sources	2019-12-31	$5,992
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Administrative expenses professional fees incurred	2019-12-31	$2,445
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,129,354
Participant contributions at end of year	2019-12-31	$97,775
Participant contributions at beginning of year	2019-12-31	$120,718
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$135,602
Other income not declared elsewhere	2019-12-31	$3,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,333,765
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,917,229
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,583,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$6,626,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$5,273,352
Interest on participant loans	2019-12-31	$5,992
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$193,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$189,394
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,234,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$270,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,441,028
Contract administrator fees	2019-12-31	$1,627
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BRADSHAW & ASSOCIATES
Accountancy firm EIN	2019-12-31	814273628
2018 : SERENOVA, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$1,798,978
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,580,001
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$778,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$769,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,919,414
Value of total assets at end of year	2018-12-31	$5,583,464
Value of total assets at beginning of year	2018-12-31	$2,982,865
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$8,791
Total interest from all sources	2018-12-31	$4,100
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$300,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,047,153
Participant contributions at end of year	2018-12-31	$120,718
Participant contributions at beginning of year	2018-12-31	$7,360
Participant contributions at beginning of year	2018-12-31	$1,099
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$666,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$801,621
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,583,464
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,982,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,273,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,911,042
Income. Interest from loans (other than to participants)	2018-12-31	$4,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$189,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$62,992
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-343,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$206,110
Employer contributions (assets) at beginning of year	2018-12-31	$372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$769,589
Contract administrator fees	2018-12-31	$8,791
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BRADSHAW & ASSOCIATES
Accountancy firm EIN	2018-12-31	814273628
2017 : SERENOVA, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,831,825
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$238,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$229,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,448,648
Value of total assets at end of year	2017-12-31	$2,982,865
Value of total assets at beginning of year	2017-12-31	$1,389,337
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$8,898
Total interest from all sources	2017-12-31	$291
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$300,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$817,190
Participant contributions at end of year	2017-12-31	$7,360
Participant contributions at beginning of year	2017-12-31	$2,520
Participant contributions at end of year	2017-12-31	$1,099
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$442,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,593,528
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,982,865
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,389,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,911,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,287,144
Interest on participant loans	2017-12-31	$291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$62,992
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$33,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$382,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$189,017
Employer contributions (assets) at end of year	2017-12-31	$372
Employer contributions (assets) at beginning of year	2017-12-31	$66,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$229,399
Contract administrator fees	2017-12-31	$8,898
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CD BRADSHAW & ASSOCIATES
Accountancy firm EIN	2017-12-31	814273628

Form 5500 Responses for SERENOVA, LLC 401(K) PLAN

2021: SERENOVA, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	Yes
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SERENOVA, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SERENOVA, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SERENOVA, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SERENOVA, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

807181-000

Policy instance

Insurance contract or identification number	807181-000
Number of Individuals Covered	0
Insurance policy start date	2021-01-01
Insurance policy end date	2021-02-01
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $292
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	292
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

807181-000

Policy instance

Insurance contract or identification number	807181-000
Number of Individuals Covered	174
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,309
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	3309
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

807181-000

Policy instance

Insurance contract or identification number	807181-000
Number of Individuals Covered	218
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $7,147
Total amount of fees paid to insurance company	USD $3,177
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $7,147
Insurance broker organization code?	3
Amount paid for insurance broker fees	3177
Additional information about fees paid to insurance broker	TPA FEES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

807181-000

Policy instance

Insurance contract or identification number	807181-000
Number of Individuals Covered	199
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $9,828
Total amount of fees paid to insurance company	USD $1,981
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $9,828
Insurance broker organization code?	3
Amount paid for insurance broker fees	1981
Additional information about fees paid to insurance broker	TPA FEES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

807181-000

Policy instance

Insurance contract or identification number	807181-000
Number of Individuals Covered	214
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $7,901
Total amount of fees paid to insurance company	USD $2,084
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $4,420
Insurance broker organization code?	3
Amount paid for insurance broker fees	1348
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	G. RUSSELL KNOBEL & ASSOCIATES, INC

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Company Name:	SERENOVA, LLC
Employer identification number (EIN):	464109208
NAIC Classification:	511210
NAIC Description:	Software Publishers

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2016-10-17
Company Identification Number:	0802564429
Legal Registered Office Address:	PO BOX 161180 AUSTIN United States of America (USA) 78716