401k Plan data: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN plan

RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 401k Plan overview

Plan Name	RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN
Plan identification number	001

RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RUBIN INSURANCE AND FINANCIAL SERVI has sponsored the creation of one or more 401k plans.

Company Name: RUBIN INSURANCE AND FINANCIAL SERVI

Employer identification number (EIN): 464136080

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01 RONALD RUBIN 2020-10-15 RONALD RUBIN 2020-10-15
001 2018-01-01 RONALD RUBIN 2019-10-02 RONALD RUBIN 2019-10-02
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 RONALD P. RUBIN RONALD P. RUBIN 2015-05-12

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01
001	2019-01-01	RONALD RUBIN	2020-10-15	RONALD RUBIN	2020-10-15
001	2018-01-01	RONALD RUBIN	2019-10-02	RONALD RUBIN	2019-10-02
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	RONALD P. RUBIN		RONALD P. RUBIN	2015-05-12

Plan Statistics for RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN

401k plan membership statisitcs for RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN

Measure Date Value
2019: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 2
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 2
Total participants 2019-01-01 2
Number of participants with account balances 2019-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 2
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 2
Number of participants with account balances 2018-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 2
Number of participants with account balances 2017-01-01 2
2016: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 2
Number of participants with account balances 2016-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2
Number of participants with account balances 2015-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1
Number of participants with account balances 2014-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2019: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	2
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	2
Total participants	2019-01-01	2
Number of participants with account balances	2019-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	2
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	2
Number of participants with account balances	2018-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	2
Number of participants with account balances	2017-01-01	2
2016: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	2
Number of participants with account balances	2016-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2
Number of participants with account balances	2015-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1
Number of participants with account balances	2014-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN

Measure	Date	Value
2019 : RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$9,964
Expenses. Total of all expenses incurred	2019-12-31	$1,915
Total plan assets at end of year	2019-12-31	$589,984
Total plan assets at beginning of year	2019-12-31	$581,935
Value of fidelity bond covering the plan	2019-12-31	$100,000
Total contributions received or receivable from participants	2019-12-31	$726
Other income received	2019-12-31	$8,754
Net income (gross income less expenses)	2019-12-31	$8,049
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$589,984
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$581,935
Assets. Value of employer securities	2019-12-31	$517,000
Total contributions received or receivable from employer(s)	2019-12-31	$484
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$1,915
2018 : RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$346,529
Expenses. Total of all expenses incurred	2018-12-31	$236,248
Total plan assets at end of year	2018-12-31	$581,935
Total plan assets at beginning of year	2018-12-31	$471,654
Value of fidelity bond covering the plan	2018-12-31	$100,000
Total contributions received or receivable from participants	2018-12-31	$2,047
Expenses. Other expenses not covered elsewhere	2018-12-31	$232,411
Other income received	2018-12-31	$343,283
Net income (gross income less expenses)	2018-12-31	$110,281
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$581,935
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$471,654
Assets. Value of employer securities	2018-12-31	$517,000
Total contributions received or receivable from employer(s)	2018-12-31	$1,199
Value of certain deemed distributions of participant loans	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$3,837
2017 : RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total income from all sources	2017-12-31	$305,317
Expenses. Total of all expenses incurred	2017-12-31	$277,033
Total plan assets at end of year	2017-12-31	$471,654
Total plan assets at beginning of year	2017-12-31	$443,370
Value of fidelity bond covering the plan	2017-12-31	$100,000
Total contributions received or receivable from participants	2017-12-31	$5,573
Expenses. Other expenses not covered elsewhere	2017-12-31	$274,074
Other income received	2017-12-31	$296,875
Net income (gross income less expenses)	2017-12-31	$28,284
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$471,654
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$443,370
Assets. Value of participant loans	2017-12-31	$4,897
Assets. Value of employer securities	2017-12-31	$432,000
Total contributions received or receivable from employer(s)	2017-12-31	$2,869
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$2,959
2016 : RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$111,709
Total plan assets at end of year	2016-12-31	$443,370
Total plan assets at beginning of year	2016-12-31	$331,661
Value of fidelity bond covering the plan	2016-12-31	$100,000
Total contributions received or receivable from participants	2016-12-31	$6,888
Other income received	2016-12-31	$101,074
Net income (gross income less expenses)	2016-12-31	$111,709
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$443,370
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$331,661
Assets. Value of employer securities	2016-12-31	$408,000
Total contributions received or receivable from employer(s)	2016-12-31	$3,747
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$3,132
Total plan assets at end of year	2015-12-31	$331,661
Total plan assets at beginning of year	2015-12-31	$328,529
Value of fidelity bond covering the plan	2015-12-31	$100,000
Total contributions received or receivable from participants	2015-12-31	$2,168
Other income received	2015-12-31	$-255
Net income (gross income less expenses)	2015-12-31	$3,132
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$331,661
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$328,529
Assets. Value of employer securities	2015-12-31	$322,437
Total contributions received or receivable from employer(s)	2015-12-31	$1,219
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$328,259
Expenses. Total of all expenses incurred	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$328,259
Contributions received from other sources (not participants or employers)	2014-12-31	$305,820
Other income received	2014-12-31	$22,439
Net income (gross income less expenses)	2014-12-31	$328,259
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$328,259
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Assets. Value of employer securities	2014-12-31	$322,437

Form 5500 Responses for RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN

2019: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RUBIN INSURANCE AND FINANCIAL SERVICES RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	First time form 5500 has been submitted	Yes
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RUBIN INSURANCE AND FINANCIAL SERVI
Employer identification number (EIN):	464136080
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages