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ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN
Plan identification number 002

ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ST. LAWRENCE HEALTH SYSTEM, INC. has sponsored the creation of one or more 401k plans.

Company Name:ST. LAWRENCE HEALTH SYSTEM, INC.
Employer identification number (EIN):464259168
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about ST. LAWRENCE HEALTH SYSTEM, INC.

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 2013-12-05
Company Identification Number: 4496694
Legal Registered Office Address: ATTN: GENERAL COUNSEL
100 KINGS HIGHWAY SOUTH
ROCHESTER
United States of America (USA)
14617

More information about ST. LAWRENCE HEALTH SYSTEM, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01RICHARD JACOBS
0022016-01-01RICHARD JACOBS
0022015-01-01DARLENE LEWIS
0022014-01-01DARLENE LEWIS

Plan Statistics for ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN

401k plan membership statisitcs for ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN

Measure Date Value
2023: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-012,832
Total number of active participants reported on line 7a of the Form 55002023-01-012,152
Number of retired or separated participants receiving benefits2023-01-0123
Number of other retired or separated participants entitled to future benefits2023-01-01661
Total of all active and inactive participants2023-01-012,836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-017
Total participants2023-01-012,843
Number of participants with account balances2023-01-012,717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,417
Total number of active participants reported on line 7a of the Form 55002022-01-012,075
Number of retired or separated participants receiving benefits2022-01-0123
Number of other retired or separated participants entitled to future benefits2022-01-01730
Total of all active and inactive participants2022-01-012,828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-012,832
Number of participants with account balances2022-01-012,706
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,061
Total number of active participants reported on line 7a of the Form 55002021-01-011,894
Number of retired or separated participants receiving benefits2021-01-0122
Number of other retired or separated participants entitled to future benefits2021-01-01496
Total of all active and inactive participants2021-01-012,412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-012,417
Number of participants with account balances2021-01-012,417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,029
Total number of active participants reported on line 7a of the Form 55002020-01-011,033
Number of retired or separated participants receiving benefits2020-01-0111
Number of other retired or separated participants entitled to future benefits2020-01-011,016
Total of all active and inactive participants2020-01-012,060
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-012,061
Number of participants with account balances2020-01-012,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,744
Total number of active participants reported on line 7a of the Form 55002019-01-011,535
Number of retired or separated participants receiving benefits2019-01-0116
Number of other retired or separated participants entitled to future benefits2019-01-01231
Total of all active and inactive participants2019-01-011,782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-011,783
Number of participants with account balances2019-01-011,690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,496
Total number of active participants reported on line 7a of the Form 55002018-01-011,480
Number of retired or separated participants receiving benefits2018-01-0111
Number of other retired or separated participants entitled to future benefits2018-01-01248
Total of all active and inactive participants2018-01-011,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-011,742
Number of participants with account balances2018-01-011,617
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,402
Total number of active participants reported on line 7a of the Form 55002017-01-011,294
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-01192
Total of all active and inactive participants2017-01-011,494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-011,496
Number of participants with account balances2017-01-011,496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,440
Total number of active participants reported on line 7a of the Form 55002016-01-011,262
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-01132
Total of all active and inactive participants2016-01-011,401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-011,402
Number of participants with account balances2016-01-011,402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,361
Total number of active participants reported on line 7a of the Form 55002015-01-011,334
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-0198
Total of all active and inactive participants2015-01-011,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-011,440
Number of participants with account balances2015-01-011,314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01807
Total number of active participants reported on line 7a of the Form 55002014-01-011,270
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-0182
Total of all active and inactive participants2014-01-011,358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,358
Number of participants with account balances2014-01-011,167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011

Financial Data on ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN

Measure Date Value
2023 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$43,695,609
Total of all expenses incurred2023-12-31$13,563,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$13,126,201
Expenses. Certain deemed distributions of participant loans2023-12-31$6,289
Value of total corrective distributions2023-12-31$16,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$23,163,127
Value of total assets at end of year2023-12-31$148,701,814
Value of total assets at beginning of year2023-12-31$118,569,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$414,363
Total interest from all sources2023-12-31$338,362
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$2,327,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$2,327,162
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$11,166,958
Participant contributions at end of year2023-12-31$2,910,325
Participant contributions at beginning of year2023-12-31$2,506,558
Assets. Other investments not covered elsewhere at end of year2023-12-31$1,800,725
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$459,946
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$722,010
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$6,782
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$5,291
Other income not declared elsewhere2023-12-31$25,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$30,132,164
Value of net assets at end of year (total assets less liabilities)2023-12-31$148,701,814
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$118,569,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$130,460,832
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$106,733,412
Interest on participant loans2023-12-31$163,868
Interest earned on other investments2023-12-31$170,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$149,659
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$24,386
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$24,386
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$3,921
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$8,590,230
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$8,840,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$17,841,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$11,274,159
Employer contributions (assets) at end of year2023-12-31$4,783,261
Employer contributions (assets) at beginning of year2023-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$13,126,201
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31FREED MAXICK CPAS
Accountancy firm EIN2023-12-31454051133
2022 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-2,620,167
Total of all expenses incurred2022-12-31$12,128,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,709,594
Expenses. Certain deemed distributions of participant loans2022-12-31$40,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$19,656,275
Value of total assets at end of year2022-12-31$118,569,650
Value of total assets at beginning of year2022-12-31$133,318,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$378,424
Total interest from all sources2022-12-31$204,978
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,328,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,328,095
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$9,939,741
Participant contributions at end of year2022-12-31$2,506,558
Participant contributions at beginning of year2022-12-31$2,306,931
Assets. Other investments not covered elsewhere at end of year2022-12-31$459,946
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$525,272
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,441,983
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$5,291
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$3,560
Other income not declared elsewhere2022-12-31$-82,271
Administrative expenses (other) incurred2022-12-31$378,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,748,756
Value of net assets at end of year (total assets less liabilities)2022-12-31$118,569,650
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$133,318,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$106,733,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$122,491,623
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$107,123
Interest earned on other investments2022-12-31$97,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$24,386
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$15,938
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$15,938
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$88
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$8,840,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,975,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-24,727,244
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$6,274,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,709,594
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FREED MAXICK CPAS
Accountancy firm EIN2022-12-31454051133
2021 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$32,197,161
Total of all expenses incurred2021-12-31$7,247,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,902,556
Expenses. Certain deemed distributions of participant loans2021-12-31$7,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$16,378,799
Value of total assets at end of year2021-12-31$133,318,406
Value of total assets at beginning of year2021-12-31$108,368,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$336,918
Total interest from all sources2021-12-31$256,307
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,723,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,723,044
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$12,441,472
Participant contributions at end of year2021-12-31$2,306,931
Participant contributions at beginning of year2021-12-31$2,011,665
Assets. Other investments not covered elsewhere at end of year2021-12-31$525,272
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$484,527
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,275,799
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$3,560
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$6,066
Other income not declared elsewhere2021-12-31$14,472
Administrative expenses (other) incurred2021-12-31$336,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$24,950,046
Value of net assets at end of year (total assets less liabilities)2021-12-31$133,318,406
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$108,368,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$122,491,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$97,367,729
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$8,441,970
Interest on participant loans2021-12-31$104,830
Interest earned on other investments2021-12-31$151,477
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$15,938
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$56,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$56,403
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,975,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,824,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,661,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,902,556
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FREED MAXICK CPAS
Accountancy firm EIN2021-12-31454051133
2020 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$28,662,281
Total of all expenses incurred2020-12-31$7,810,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,553,725
Value of total corrective distributions2020-12-31$3,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$14,048,307
Value of total assets at end of year2020-12-31$108,368,360
Value of total assets at beginning of year2020-12-31$87,516,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$252,866
Total interest from all sources2020-12-31$105,595
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,623,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,623,078
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$10,896,954
Participant contributions at end of year2020-12-31$2,011,665
Participant contributions at beginning of year2020-12-31$1,799,975
Assets. Other investments not covered elsewhere at end of year2020-12-31$484,527
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$260,693
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,222,108
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$6,066
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$2,469
Other income not declared elsewhere2020-12-31$68,033
Administrative expenses (other) incurred2020-12-31$252,866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$20,851,992
Value of net assets at end of year (total assets less liabilities)2020-12-31$108,368,360
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$87,516,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$97,367,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$78,126,518
Value of interest in pooled separate accounts at end of year2020-12-31$8,441,970
Value of interest in pooled separate accounts at beginning of year2020-12-31$7,322,594
Interest on participant loans2020-12-31$105,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$56,403
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$4,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$4,119
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,639,316
Net investment gain/loss from pooled separate accounts2020-12-31$177,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,929,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,553,725
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31FREED MAXICK CPAS
Accountancy firm EIN2020-12-31454051133
2019 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$27,169,927
Total of all expenses incurred2019-12-31$5,425,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,162,878
Expenses. Certain deemed distributions of participant loans2019-12-31$24,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,932,029
Value of total assets at end of year2019-12-31$87,516,368
Value of total assets at beginning of year2019-12-31$65,772,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$238,635
Total interest from all sources2019-12-31$93,257
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,527,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,527,086
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$7,141,716
Participant contributions at end of year2019-12-31$1,799,975
Participant contributions at beginning of year2019-12-31$1,585,068
Assets. Other investments not covered elsewhere at end of year2019-12-31$260,693
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$173,102
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,815,015
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$2,469
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,139
Other income not declared elsewhere2019-12-31$28,406
Administrative expenses (other) incurred2019-12-31$238,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$21,744,141
Value of net assets at end of year (total assets less liabilities)2019-12-31$87,516,368
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$65,772,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$78,126,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$57,556,626
Value of interest in pooled separate accounts at end of year2019-12-31$7,322,594
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,454,931
Interest on participant loans2019-12-31$93,231
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,119
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$361
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$361
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$26
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,431,645
Net investment gain/loss from pooled separate accounts2019-12-31$157,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,975,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,162,878
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG, LLP
Accountancy firm EIN2019-12-31135565207
2018 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$7,530,356
Total of all expenses incurred2018-12-31$4,958,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,744,392
Expenses. Certain deemed distributions of participant loans2018-12-31$4,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,049,048
Value of total assets at end of year2018-12-31$65,772,227
Value of total assets at beginning of year2018-12-31$63,200,579
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$209,641
Total interest from all sources2018-12-31$73,002
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,393,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,393,344
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$6,372,831
Participant contributions at end of year2018-12-31$1,585,068
Participant contributions at beginning of year2018-12-31$1,411,254
Assets. Other investments not covered elsewhere at end of year2018-12-31$173,102
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$134,321
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,013,508
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,139
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,500
Other income not declared elsewhere2018-12-31$2,257
Administrative expenses (other) incurred2018-12-31$209,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,571,648
Value of net assets at end of year (total assets less liabilities)2018-12-31$65,772,227
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$63,200,579
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$57,556,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$55,066,574
Value of interest in pooled separate accounts at end of year2018-12-31$6,454,931
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,586,573
Interest on participant loans2018-12-31$73,001
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$361
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$357
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$357
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,123,586
Net investment gain/loss from pooled separate accounts2018-12-31$136,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,662,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,744,392
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG, LLP
Accountancy firm EIN2018-12-31135565207
2017 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$115,780
Total income from all sources (including contributions)2017-12-31$17,918,517
Total of all expenses incurred2017-12-31$2,680,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,487,759
Expenses. Certain deemed distributions of participant loans2017-12-31$7,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,584,102
Value of total assets at end of year2017-12-31$63,200,579
Value of total assets at beginning of year2017-12-31$47,846,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$185,269
Total interest from all sources2017-12-31$56,765
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,033,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,033,499
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,773,608
Participant contributions at end of year2017-12-31$1,411,254
Participant contributions at beginning of year2017-12-31$1,035,010
Assets. Other investments not covered elsewhere at end of year2017-12-31$134,321
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$117,851
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$623,613
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,500
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,050
Other income not declared elsewhere2017-12-31$775
Administrative expenses (other) incurred2017-12-31$185,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,238,471
Value of net assets at end of year (total assets less liabilities)2017-12-31$63,200,579
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$47,846,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$55,066,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$40,556,781
Value of interest in pooled separate accounts at end of year2017-12-31$6,586,573
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,052,013
Interest on participant loans2017-12-31$56,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$357
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$83,623
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$83,623
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,119,051
Net investment gain/loss from pooled separate accounts2017-12-31$124,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,186,881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,487,759
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG, LLP
Accountancy firm EIN2017-12-31135565207
2016 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$13,144,799
Total of all expenses incurred2016-12-31$2,527,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,378,622
Expenses. Certain deemed distributions of participant loans2016-12-31$7,159
Value of total corrective distributions2016-12-31$1,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,098,237
Value of total assets at end of year2016-12-31$47,846,328
Value of total assets at beginning of year2016-12-31$37,229,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$140,593
Total interest from all sources2016-12-31$41,795
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$699,685
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$699,685
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,082,665
Participant contributions at end of year2016-12-31$1,035,010
Participant contributions at beginning of year2016-12-31$971,890
Assets. Other investments not covered elsewhere at end of year2016-12-31$117,851
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,962,072
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,050
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,092
Other income not declared elsewhere2016-12-31$38
Administrative expenses (other) incurred2016-12-31$140,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$10,617,241
Value of net assets at end of year (total assets less liabilities)2016-12-31$47,846,328
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$37,229,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$40,556,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$30,596,804
Value of interest in pooled separate accounts at end of year2016-12-31$6,052,013
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,583,337
Interest on participant loans2016-12-31$41,240
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$83,623
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$75,964
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$75,964
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$555
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,166,695
Net investment gain/loss from pooled separate accounts2016-12-31$138,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,053,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,378,622
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG, LLP
Accountancy firm EIN2016-12-31135565207
2015 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$6,200
Total income from all sources (including contributions)2015-12-31$7,289,320
Total of all expenses incurred2015-12-31$1,626,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,508,389
Expenses. Certain deemed distributions of participant loans2015-12-31$3,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,121,211
Value of total assets at end of year2015-12-31$37,229,087
Value of total assets at beginning of year2015-12-31$31,560,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$115,005
Total interest from all sources2015-12-31$37,278
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$523,053
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$523,053
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,360,025
Participant contributions at end of year2015-12-31$971,890
Participant contributions at beginning of year2015-12-31$834,762
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$291,065
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,092
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$431
Administrative expenses (other) incurred2015-12-31$115,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,662,471
Value of net assets at end of year (total assets less liabilities)2015-12-31$37,229,087
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$31,560,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$30,596,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$25,503,800
Value of interest in pooled separate accounts at end of year2015-12-31$5,583,337
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,218,506
Interest on participant loans2015-12-31$37,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$75,964
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,917
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,917
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-509,128
Net investment gain/loss from pooled separate accounts2015-12-31$116,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,470,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,508,389
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG, LLP
Accountancy firm EIN2015-12-31135565207
2014 : ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$45,345
Total income from all sources (including contributions)2014-12-31$9,551,090
Total of all expenses incurred2014-12-31$1,160,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,070,808
Expenses. Certain deemed distributions of participant loans2014-12-31$1,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,852,032
Value of total assets at end of year2014-12-31$31,560,416
Value of total assets at beginning of year2014-12-31$23,124,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$88,021
Total interest from all sources2014-12-31$27,634
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$483,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$483,224
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,702,510
Participant contributions at end of year2014-12-31$834,762
Participant contributions at beginning of year2014-12-31$483,869
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,332,602
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$431
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$201
Administrative expenses (other) incurred2014-12-31$88,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,390,849
Value of net assets at end of year (total assets less liabilities)2014-12-31$31,560,416
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,124,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$25,503,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$18,134,637
Value of interest in pooled separate accounts at end of year2014-12-31$5,218,506
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,503,367
Interest on participant loans2014-12-31$27,634
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,917
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,100,755
Net investment gain/loss from pooled separate accounts2014-12-31$87,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,816,920
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,070,808
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG, LLP
Accountancy firm EIN2014-12-31135565207

Form 5500 Responses for ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN

2023: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedYes
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ST. LAWRENCE HEALTH SYSTEM 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTT069493
Policy instance 1
Insurance contract or identification numberTT069493
Number of Individuals Covered2717
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTT069493
Policy instance 1
Insurance contract or identification numberTT069493
Number of Individuals Covered2706
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTT069493
Policy instance 1
Insurance contract or identification numberTT069493
Number of Individuals Covered2417
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTT069493
Policy instance 1
Insurance contract or identification numberTT069493
Number of Individuals Covered2061
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTT069493
Policy instance 1
Insurance contract or identification numberTT069493
Number of Individuals Covered1690
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTT069493
Policy instance 1
Insurance contract or identification numberTT069493
Number of Individuals Covered1617
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTT069493
Policy instance 1
Insurance contract or identification numberTT069493
Number of Individuals Covered1496
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTT069493
Policy instance 1
Insurance contract or identification numberTT069493
Number of Individuals Covered1314
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberTT069493
Policy instance 1
Insurance contract or identification numberTT069493
Number of Individuals Covered1167
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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