401k Plan data: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) plan

SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 401k Plan overview

Plan Name	SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES)
Plan identification number	001

SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEUROSURGERY ASSOCIATES OF LUBBOCK, LLP has sponsored the creation of one or more 401k plans.

Company Name: NEUROSURGERY ASSOCIATES OF LUBBOCK, LLP

Employer identification number (EIN): 464333276

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 MARK D'ALISE
001 2016-01-01 MARK D'ALISE
001 2015-01-01 MARK D'ALISE
001 2014-01-01 MARK D'ALISE

Plan Statistics for SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES)

401k plan membership statisitcs for SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES)

Measure Date Value
2023: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2023 401k membership
Total participants, beginning-of-year 2023-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 1
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 0
Total of all active and inactive participants 2023-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 1
Number of participants with account balances 2023-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 1
2022: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2022 401k membership
Total participants, beginning-of-year 2022-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 0
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 2
Total of all active and inactive participants 2022-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 2
Number of participants with account balances 2022-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2021 401k membership
Total participants, beginning-of-year 2021-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 4
Total of all active and inactive participants 2021-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 4
Number of participants with account balances 2021-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2020 401k membership
Total participants, beginning-of-year 2020-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 8
Total of all active and inactive participants 2020-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 8
Number of participants with account balances 2020-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2019 401k membership
Total participants, beginning-of-year 2019-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 14
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 1
Total of all active and inactive participants 2019-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 15
Number of participants with account balances 2019-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2018 401k membership
Total participants, beginning-of-year 2018-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1
Total of all active and inactive participants 2018-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 2
Number of participants with account balances 2018-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2017 401k membership
Total participants, beginning-of-year 2017-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 1
Total of all active and inactive participants 2017-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 3
Number of participants with account balances 2017-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2016 401k membership
Total participants, beginning-of-year 2016-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 3
Number of participants with account balances 2016-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2015 401k membership
Total participants, beginning-of-year 2015-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 3
Total of all active and inactive participants 2015-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 8
Number of participants with account balances 2015-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2014 401k membership
Total participants, beginning-of-year 2014-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 8
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 8
Number of participants with account balances 2014-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2023: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2023 401k membership
Total participants, beginning-of-year	2023-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	1
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	0
Total of all active and inactive participants	2023-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	1
Number of participants with account balances	2023-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	1
2022: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2022 401k membership
Total participants, beginning-of-year	2022-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	0
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	2
Total of all active and inactive participants	2022-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	2
Number of participants with account balances	2022-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2021 401k membership
Total participants, beginning-of-year	2021-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	4
Total of all active and inactive participants	2021-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	4
Number of participants with account balances	2021-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2020 401k membership
Total participants, beginning-of-year	2020-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	8
Total of all active and inactive participants	2020-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	8
Number of participants with account balances	2020-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2019 401k membership
Total participants, beginning-of-year	2019-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	14
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	1
Total of all active and inactive participants	2019-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	15
Number of participants with account balances	2019-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2018 401k membership
Total participants, beginning-of-year	2018-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1
Total of all active and inactive participants	2018-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	2
Number of participants with account balances	2018-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2017 401k membership
Total participants, beginning-of-year	2017-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	1
Total of all active and inactive participants	2017-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	3
Number of participants with account balances	2017-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2016 401k membership
Total participants, beginning-of-year	2016-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	3
Number of participants with account balances	2016-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2015 401k membership
Total participants, beginning-of-year	2015-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	3
Total of all active and inactive participants	2015-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	8
Number of participants with account balances	2015-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2014 401k membership
Total participants, beginning-of-year	2014-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	8
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	8
Number of participants with account balances	2014-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES)

Measure	Date	Value
2023 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2023 401k financial data
Total income from all sources	2023-12-31	$131
Expenses. Total of all expenses incurred	2023-12-31	$6
Total plan assets at end of year	2023-12-31	$45,158
Total plan assets at beginning of year	2023-12-31	$45,033
Value of fidelity bond covering the plan	2023-12-31	$300,000
Other income received	2023-12-31	$131
Net income (gross income less expenses)	2023-12-31	$125
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$45,158
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$45,033
Assets. Value of participant loans	2023-12-31	$45,158
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$6
2022 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2022 401k financial data
Total income from all sources	2022-12-31	$-41,903
Expenses. Total of all expenses incurred	2022-12-31	$916,155
Benefits paid (including direct rollovers)	2022-12-31	$906,391
Total plan assets at end of year	2022-12-31	$45,033
Total plan assets at beginning of year	2022-12-31	$1,003,091
Value of fidelity bond covering the plan	2022-12-31	$300,000
Other income received	2022-12-31	$-43,153
Net income (gross income less expenses)	2022-12-31	$-958,058
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$45,033
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$1,003,091
Assets. Value of participant loans	2022-12-31	$45,000
Total contributions received or receivable from employer(s)	2022-12-31	$1,250
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$9,764
2021 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2021 401k financial data
Total income from all sources	2021-12-31	$186,385
Expenses. Total of all expenses incurred	2021-12-31	$25,336
Benefits paid (including direct rollovers)	2021-12-31	$6,462
Total plan assets at end of year	2021-12-31	$1,003,091
Total plan assets at beginning of year	2021-12-31	$842,042
Value of fidelity bond covering the plan	2021-12-31	$300,000
Total contributions received or receivable from participants	2021-12-31	$19,500
Other income received	2021-12-31	$166,885
Net income (gross income less expenses)	2021-12-31	$161,049
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$1,003,091
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$842,042
Assets. Value of participant loans	2021-12-31	$45,000
Value of corrective distributions	2021-12-31	$1,355
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$17,519
2020 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2020 401k financial data
Transfers to/from the plan	2020-12-31	$106,585
Total income from all sources	2020-12-31	$127,599
Expenses. Total of all expenses incurred	2020-12-31	$933,031
Benefits paid (including direct rollovers)	2020-12-31	$925,429
Total plan assets at end of year	2020-12-31	$842,042
Total plan assets at beginning of year	2020-12-31	$1,540,889
Value of fidelity bond covering the plan	2020-12-31	$300,000
Total contributions received or receivable from participants	2020-12-31	$13,395
Other income received	2020-12-31	$103,538
Net income (gross income less expenses)	2020-12-31	$-805,432
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$842,042
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$1,540,889
Assets. Value of participant loans	2020-12-31	$45,000
Total contributions received or receivable from employer(s)	2020-12-31	$10,666
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$7,602
2019 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2019 401k financial data
Total income from all sources	2019-12-31	$425,804
Expenses. Total of all expenses incurred	2019-12-31	$22,664
Benefits paid (including direct rollovers)	2019-12-31	$470
Total plan assets at end of year	2019-12-31	$1,540,889
Total plan assets at beginning of year	2019-12-31	$1,137,749
Value of fidelity bond covering the plan	2019-12-31	$300,000
Total contributions received or receivable from participants	2019-12-31	$101,050
Other income received	2019-12-31	$248,691
Net income (gross income less expenses)	2019-12-31	$403,140
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,540,889
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,137,749
Assets. Value of participant loans	2019-12-31	$45,000
Total contributions received or receivable from employer(s)	2019-12-31	$76,063
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$22,194
2018 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2018 401k financial data
Total income from all sources	2018-12-31	$-23,392
Expenses. Total of all expenses incurred	2018-12-31	$15,405
Total plan assets at end of year	2018-12-31	$1,137,749
Total plan assets at beginning of year	2018-12-31	$1,176,546
Value of fidelity bond covering the plan	2018-12-31	$300,000
Other income received	2018-12-31	$-23,392
Net income (gross income less expenses)	2018-12-31	$-38,797
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,137,749
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,176,546
Assets. Value of participant loans	2018-12-31	$50,000
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$15,405
2017 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2017 401k financial data
Total income from all sources	2017-12-31	$271,364
Expenses. Total of all expenses incurred	2017-12-31	$1,099,677
Benefits paid (including direct rollovers)	2017-12-31	$1,071,478
Total plan assets at end of year	2017-12-31	$1,176,546
Total plan assets at beginning of year	2017-12-31	$2,004,859
Value of fidelity bond covering the plan	2017-12-31	$200,000
Other income received	2017-12-31	$271,364
Net income (gross income less expenses)	2017-12-31	$-828,313
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,176,546
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,004,859
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$28,199
2016 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2016 401k financial data
Total income from all sources	2016-12-31	$52,962
Expenses. Total of all expenses incurred	2016-12-31	$65,790
Benefits paid (including direct rollovers)	2016-12-31	$29,532
Total plan assets at end of year	2016-12-31	$2,004,859
Total plan assets at beginning of year	2016-12-31	$2,017,687
Value of fidelity bond covering the plan	2016-12-31	$200,000
Other income received	2016-12-31	$52,962
Net income (gross income less expenses)	2016-12-31	$-12,828
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,004,859
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,017,687
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$36,258
2015 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2015 401k financial data
Total income from all sources	2015-12-31	$115,394
Expenses. Total of all expenses incurred	2015-12-31	$57,377
Benefits paid (including direct rollovers)	2015-12-31	$20,828
Total plan assets at end of year	2015-12-31	$2,017,687
Total plan assets at beginning of year	2015-12-31	$1,959,670
Value of fidelity bond covering the plan	2015-12-31	$200,000
Total contributions received or receivable from participants	2015-12-31	$76,542
Other income received	2015-12-31	$-37,281
Net income (gross income less expenses)	2015-12-31	$58,017
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,017,687
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,959,670
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$0
Total contributions received or receivable from employer(s)	2015-12-31	$76,133
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$36,549
2014 : SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2014 401k financial data
Transfers to/from the plan	2014-12-31	$1,717,196
Total income from all sources	2014-12-31	$274,662
Expenses. Total of all expenses incurred	2014-12-31	$32,188
Total plan assets at end of year	2014-12-31	$1,959,670
Total plan assets at beginning of year	2014-12-31	$0
Value of fidelity bond covering the plan	2014-12-31	$200,000
Total contributions received or receivable from participants	2014-12-31	$54,777
Contributions received from other sources (not participants or employers)	2014-12-31	$85,177
Other income received	2014-12-31	$44,926
Net income (gross income less expenses)	2014-12-31	$242,474
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,959,670
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$91,162
Total contributions received or receivable from employer(s)	2014-12-31	$89,782
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$32,188

Form 5500 Responses for SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES)

2023: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SMITH D'ALISE NEUROSURGERY, LLP 401(K) PLAN (SEE ATTACHED SCHEDULE OF ADOPTING ENTITIES) 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	First time form 5500 has been submitted	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NEUROSURGERY ASSOCIATES OF LUBBOCK, LLP
Employer identification number (EIN):	464333276
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)