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SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSIENA ANALYTICS 401(K) PROFIT SHARING PLAN
Plan identification number 001

SIENA ANALYTICS 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SIENA ANALYTICS, INC. has sponsored the creation of one or more 401k plans.

Company Name:SIENA ANALYTICS, INC.
Employer identification number (EIN):464381712
NAIC Classification:511210
NAIC Description:Software Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SIENA ANALYTICS 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOHN DWINELL JOHN DWINELL2018-07-18
0012016-01-01JOHN DWINELL JOHN DWINELL2017-08-31
0012015-01-01JOHN DWINELL JOHN DWINELL2016-07-06
0012014-01-13JOHN DWINELL JOHN DWINELL2015-06-15

Plan Statistics for SIENA ANALYTICS 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SIENA ANALYTICS 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0116
Total number of active participants reported on line 7a of the Form 55002022-01-010
Total of all active and inactive participants2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0116
Total number of active participants reported on line 7a of the Form 55002021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-012
Total of all active and inactive participants2021-01-0116
Total participants2021-01-0116
Number of participants with account balances2021-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0110
Total number of active participants reported on line 7a of the Form 55002020-01-0113
Number of other retired or separated participants entitled to future benefits2020-01-011
Total of all active and inactive participants2020-01-0114
Total participants2020-01-0114
Number of participants with account balances2020-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-018
Total number of active participants reported on line 7a of the Form 55002019-01-019
Total of all active and inactive participants2019-01-019
Total participants2019-01-019
Number of participants with account balances2019-01-019
2018: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-017
Total number of active participants reported on line 7a of the Form 55002018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-011
Total of all active and inactive participants2018-01-018
Total participants2018-01-018
Number of participants with account balances2018-01-018
2017: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016
Total number of active participants reported on line 7a of the Form 55002017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-016
Total participants2017-01-016
Number of participants with account balances2017-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015
Total number of active participants reported on line 7a of the Form 55002016-01-016
Total of all active and inactive participants2016-01-016
Total participants2016-01-016
Number of participants with account balances2016-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total number of active participants reported on line 7a of the Form 55002015-01-014
Total of all active and inactive participants2015-01-014
Total participants2015-01-014
Number of participants with account balances2015-01-014
2014: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-132
Total number of active participants reported on line 7a of the Form 55002014-01-132
Total of all active and inactive participants2014-01-132
Total participants2014-01-132
Number of participants with account balances2014-01-132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-130

Financial Data on SIENA ANALYTICS 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources2022-10-01$-365,371
Expenses. Total of all expenses incurred2022-10-01$2,182,855
Benefits paid (including direct rollovers)2022-10-01$2,180,398
Total plan assets at end of year2022-10-01$0
Total plan assets at beginning of year2022-10-01$2,548,226
Total contributions received or receivable from participants2022-10-01$102,010
Other income received2022-10-01$-530,156
Net income (gross income less expenses)2022-10-01$-2,548,226
Net plan assets at end of year (total assets less liabilities)2022-10-01$0
Net plan assets at beginning of year (total assets less liabilities)2022-10-01$2,548,226
Total contributions received or receivable from employer(s)2022-10-01$62,775
Expenses. Administrative service providers (salaries,fees and commissions)2022-10-01$2,457
2021 : SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources2021-12-31$554,641
Expenses. Total of all expenses incurred2021-12-31$15,890
Benefits paid (including direct rollovers)2021-12-31$13,501
Total plan assets at end of year2021-12-31$2,548,226
Total plan assets at beginning of year2021-12-31$2,009,475
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$130,633
Other income received2021-12-31$321,196
Net income (gross income less expenses)2021-12-31$538,751
Net plan assets at end of year (total assets less liabilities)2021-12-31$2,548,226
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$2,009,475
Total contributions received or receivable from employer(s)2021-12-31$102,812
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$2,389
2020 : SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$454,103
Expenses. Total of all expenses incurred2020-12-31$21,245
Benefits paid (including direct rollovers)2020-12-31$19,467
Total plan assets at end of year2020-12-31$2,009,475
Total plan assets at beginning of year2020-12-31$1,576,617
Value of fidelity bond covering the plan2020-12-31$200,000
Total contributions received or receivable from participants2020-12-31$100,270
Other income received2020-12-31$269,652
Net income (gross income less expenses)2020-12-31$432,858
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,009,475
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,576,617
Total contributions received or receivable from employer(s)2020-12-31$84,181
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$1,778
2019 : SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$404,233
Expenses. Total of all expenses incurred2019-12-31$1,528
Benefits paid (including direct rollovers)2019-12-31$117
Total plan assets at end of year2019-12-31$1,576,617
Total plan assets at beginning of year2019-12-31$1,173,912
Value of fidelity bond covering the plan2019-12-31$200,000
Total contributions received or receivable from participants2019-12-31$91,544
Other income received2019-12-31$257,208
Net income (gross income less expenses)2019-12-31$402,705
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,576,617
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,173,912
Total contributions received or receivable from employer(s)2019-12-31$55,481
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$1,411
2018 : SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$63,835
Expenses. Total of all expenses incurred2018-12-31$1,196
Total plan assets at end of year2018-12-31$1,173,912
Total plan assets at beginning of year2018-12-31$1,111,273
Value of fidelity bond covering the plan2018-12-31$200,000
Total contributions received or receivable from participants2018-12-31$72,195
Other income received2018-12-31$-66,809
Net income (gross income less expenses)2018-12-31$62,639
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,173,912
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,111,273
Total contributions received or receivable from employer(s)2018-12-31$58,449
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$1,196
2017 : SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$308,896
Expenses. Total of all expenses incurred2017-12-31$6,071
Benefits paid (including direct rollovers)2017-12-31$5,013
Total plan assets at end of year2017-12-31$1,111,273
Total plan assets at beginning of year2017-12-31$808,448
Value of fidelity bond covering the plan2017-12-31$200,000
Total contributions received or receivable from participants2017-12-31$64,600
Other income received2017-12-31$201,977
Net income (gross income less expenses)2017-12-31$302,825
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,111,273
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$808,448
Total contributions received or receivable from employer(s)2017-12-31$42,319
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$1,058
2016 : SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$152,731
Expenses. Total of all expenses incurred2016-12-31$1,575
Total plan assets at end of year2016-12-31$808,448
Total plan assets at beginning of year2016-12-31$657,292
Value of fidelity bond covering the plan2016-12-31$200,000
Total contributions received or receivable from participants2016-12-31$58,434
Other income received2016-12-31$49,380
Net income (gross income less expenses)2016-12-31$151,156
Net plan assets at end of year (total assets less liabilities)2016-12-31$808,448
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$657,292
Total contributions received or receivable from employer(s)2016-12-31$44,917
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$1,575
2015 : SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$566,480
Expenses. Total of all expenses incurred2015-12-31$360
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$657,292
Total plan assets at beginning of year2015-12-31$91,172
Value of fidelity bond covering the plan2015-12-31$75,000
Total contributions received or receivable from participants2015-12-31$48,100
Contributions received from other sources (not participants or employers)2015-12-31$473,134
Other income received2015-12-31$-29,249
Net income (gross income less expenses)2015-12-31$566,120
Net plan assets at end of year (total assets less liabilities)2015-12-31$657,292
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$91,172
Total contributions received or receivable from employer(s)2015-12-31$74,495
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$360
2014 : SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$91,172
Total plan assets at end of year2014-12-31$91,172
Total plan assets at beginning of year2014-12-31$0
Value of fidelity bond covering the plan2014-12-31$50,000
Net income (gross income less expenses)2014-12-31$91,172
Net plan assets at end of year (total assets less liabilities)2014-12-31$91,172
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$91,172

Form 5500 Responses for SIENA ANALYTICS 401(K) PROFIT SHARING PLAN

2022: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SIENA ANALYTICS 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-13Type of plan entitySingle employer plan
2014-01-13First time form 5500 has been submittedYes
2014-01-13Submission has been amendedNo
2014-01-13This submission is the final filingNo
2014-01-13This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-13Plan is a collectively bargained planNo
2014-01-13Plan funding arrangement – TrustYes
2014-01-13Plan benefit arrangement - TrustYes

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