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NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameNCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 001

NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NCA ARCHITECTS, LLC has sponsored the creation of one or more 401k plans.

Company Name:NCA ARCHITECTS, LLC
Employer identification number (EIN):464547573
NAIC Classification:541330
NAIC Description:Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ROBERT M. CALVANI ROBERT M. CALVANI2018-09-10
0012016-01-01ROBERT M. CALVANI ROBERT M. CALVANI2017-10-02
0012015-01-01ROBERT M. CALVANI ROBERT M. CALVANI2016-09-12

Plan Statistics for NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2023: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year2023-01-0117
Total number of active participants reported on line 7a of the Form 55002023-01-0114
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-015
Total of all active and inactive participants2023-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-0119
Number of participants with account balances2023-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-0116
Total number of active participants reported on line 7a of the Form 55002022-01-0111
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-015
Total of all active and inactive participants2022-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0116
Number of participants with account balances2022-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-0119
Total number of active participants reported on line 7a of the Form 55002021-01-0110
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-016
Total of all active and inactive participants2021-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0116
Number of participants with account balances2021-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-0120
Total number of active participants reported on line 7a of the Form 55002020-01-0110
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-019
Total of all active and inactive participants2020-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0119
Number of participants with account balances2020-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-0121
Total number of active participants reported on line 7a of the Form 55002019-01-0110
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-019
Total of all active and inactive participants2019-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0119
Number of participants with account balances2019-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-0122
Total number of active participants reported on line 7a of the Form 55002018-01-0110
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0112
Total of all active and inactive participants2018-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0122
Number of participants with account balances2018-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0124
Total number of active participants reported on line 7a of the Form 55002017-01-0111
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0110
Total of all active and inactive participants2017-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0121
Number of participants with account balances2017-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0125
Total number of active participants reported on line 7a of the Form 55002016-01-0114
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0123
Number of participants with account balances2016-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0126
Total number of active participants reported on line 7a of the Form 55002015-01-0111
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0110
Total of all active and inactive participants2015-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0121
Number of participants with account balances2015-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2023 : NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 401k financial data
Total plan liabilities at end of year2023-12-31$19
Total plan liabilities at beginning of year2023-12-31$6,330
Total income from all sources2023-12-31$645,827
Expenses. Total of all expenses incurred2023-12-31$16,256
Total plan assets at end of year2023-12-31$2,856,495
Total plan assets at beginning of year2023-12-31$2,233,235
Value of fidelity bond covering the plan2023-12-31$270,000
Total contributions received or receivable from participants2023-12-31$83,050
Other income received2023-12-31$399,964
Net income (gross income less expenses)2023-12-31$629,571
Net plan assets at end of year (total assets less liabilities)2023-12-31$2,856,476
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$2,226,905
Total contributions received or receivable from employer(s)2023-12-31$162,813
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$16,256
2022 : NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total plan liabilities at end of year2022-12-31$6,330
Total plan liabilities at beginning of year2022-12-31$5,585
Total income from all sources2022-12-31$-380,946
Expenses. Total of all expenses incurred2022-12-31$104,291
Benefits paid (including direct rollovers)2022-12-31$88,875
Total plan assets at end of year2022-12-31$2,233,235
Total plan assets at beginning of year2022-12-31$2,717,727
Value of fidelity bond covering the plan2022-12-31$270,000
Total contributions received or receivable from participants2022-12-31$64,156
Other income received2022-12-31$-470,937
Net income (gross income less expenses)2022-12-31$-485,237
Net plan assets at end of year (total assets less liabilities)2022-12-31$2,226,905
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$2,712,142
Assets. Value of participant loans2022-12-31$4,059
Total contributions received or receivable from employer(s)2022-12-31$25,835
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$15,416
2021 : NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total plan liabilities at end of year2021-12-31$5,585
Total plan liabilities at beginning of year2021-12-31$9,630
Total income from all sources2021-12-31$434,946
Expenses. Total of all expenses incurred2021-12-31$144,816
Benefits paid (including direct rollovers)2021-12-31$126,114
Total plan assets at end of year2021-12-31$2,717,727
Total plan assets at beginning of year2021-12-31$2,431,642
Value of fidelity bond covering the plan2021-12-31$270,000
Total contributions received or receivable from participants2021-12-31$59,812
Other income received2021-12-31$353,139
Net income (gross income less expenses)2021-12-31$290,130
Net plan assets at end of year (total assets less liabilities)2021-12-31$2,712,142
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$2,422,012
Assets. Value of participant loans2021-12-31$9,505
Total contributions received or receivable from employer(s)2021-12-31$21,995
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$18,702
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total plan liabilities at end of year2020-12-31$9,630
Total plan liabilities at beginning of year2020-12-31$5,266
Total income from all sources2020-12-31$411,871
Expenses. Total of all expenses incurred2020-12-31$114,845
Benefits paid (including direct rollovers)2020-12-31$99,212
Total plan assets at end of year2020-12-31$2,431,642
Total plan assets at beginning of year2020-12-31$2,130,252
Value of fidelity bond covering the plan2020-12-31$270,000
Total contributions received or receivable from participants2020-12-31$55,286
Other income received2020-12-31$356,585
Net income (gross income less expenses)2020-12-31$297,026
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,422,012
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,124,986
Assets. Value of participant loans2020-12-31$22,859
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$15,633
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total plan liabilities at end of year2019-12-31$5,266
Total plan liabilities at beginning of year2019-12-31$24,000
Total income from all sources2019-12-31$484,376
Expenses. Total of all expenses incurred2019-12-31$338,555
Benefits paid (including direct rollovers)2019-12-31$323,784
Total plan assets at end of year2019-12-31$2,130,252
Total plan assets at beginning of year2019-12-31$2,003,165
Value of fidelity bond covering the plan2019-12-31$270,000
Total contributions received or receivable from participants2019-12-31$62,515
Other income received2019-12-31$421,861
Net income (gross income less expenses)2019-12-31$145,821
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,124,986
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$1,979,165
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$14,771
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total plan liabilities at end of year2018-12-31$24,000
Total plan liabilities at beginning of year2018-12-31$9,737
Total income from all sources2018-12-31$-67,714
Expenses. Total of all expenses incurred2018-12-31$29,735
Benefits paid (including direct rollovers)2018-12-31$14,967
Total plan assets at end of year2018-12-31$2,003,165
Total plan assets at beginning of year2018-12-31$2,086,351
Value of fidelity bond covering the plan2018-12-31$270,000
Total contributions received or receivable from participants2018-12-31$46,175
Other income received2018-12-31$-113,889
Net income (gross income less expenses)2018-12-31$-97,449
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,979,165
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,076,614
Assets. Value of participant loans2018-12-31$74,530
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$14,768
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total plan liabilities at end of year2017-12-31$9,737
Total plan liabilities at beginning of year2017-12-31$40,999
Total income from all sources2017-12-31$424,136
Expenses. Total of all expenses incurred2017-12-31$47,040
Benefits paid (including direct rollovers)2017-12-31$31,879
Total plan assets at end of year2017-12-31$2,086,351
Total plan assets at beginning of year2017-12-31$1,740,517
Value of fidelity bond covering the plan2017-12-31$270,000
Total contributions received or receivable from participants2017-12-31$90,080
Contributions received from other sources (not participants or employers)2017-12-31$3,572
Other income received2017-12-31$294,127
Net income (gross income less expenses)2017-12-31$377,096
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,076,614
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,699,518
Assets. Value of participant loans2017-12-31$77,797
Total contributions received or receivable from employer(s)2017-12-31$36,357
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$15,161
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total plan liabilities at end of year2016-12-31$40,999
Total plan liabilities at beginning of year2016-12-31$8,670
Total income from all sources2016-12-31$230,558
Expenses. Total of all expenses incurred2016-12-31$204,877
Benefits paid (including direct rollovers)2016-12-31$190,633
Total plan assets at end of year2016-12-31$1,740,517
Total plan assets at beginning of year2016-12-31$1,682,507
Value of fidelity bond covering the plan2016-12-31$270,000
Total contributions received or receivable from participants2016-12-31$83,687
Expenses. Other expenses not covered elsewhere2016-12-31$0
Other income received2016-12-31$116,118
Net income (gross income less expenses)2016-12-31$25,681
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,699,518
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,673,837
Assets. Value of participant loans2016-12-31$73,669
Total contributions received or receivable from employer(s)2016-12-31$30,753
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$14,244
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total plan liabilities at end of year2015-12-31$8,670
Total plan liabilities at beginning of year2015-12-31$5,343
Total income from all sources2015-12-31$101,240
Expenses. Total of all expenses incurred2015-12-31$662,470
Benefits paid (including direct rollovers)2015-12-31$631,158
Total plan assets at end of year2015-12-31$1,682,507
Total plan assets at beginning of year2015-12-31$2,240,410
Value of fidelity bond covering the plan2015-12-31$270,000
Total contributions received or receivable from participants2015-12-31$59,842
Other income received2015-12-31$12,545
Net income (gross income less expenses)2015-12-31$-561,230
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,673,837
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,235,067
Assets. Value of participant loans2015-12-31$26,597
Total contributions received or receivable from employer(s)2015-12-31$28,853
Value of certain deemed distributions of participant loans2015-12-31$16,612
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$14,700
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0

Form 5500 Responses for NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST

2023: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NCA ARCHITECTS, LLC 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39220
Policy instance 1
Insurance contract or identification number39220
Number of Individuals Covered11997
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $11,997
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39220
Policy instance 1
Insurance contract or identification number39220
Number of Individuals Covered16
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $11,612
Total amount of fees paid to insurance companyUSD $205
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $11,612
Insurance broker organization code?4
Amount paid for insurance broker fees205
Additional information about fees paid to insurance brokerTERMINEE DISTRIBUTION FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39220
Policy instance 1
Insurance contract or identification number39220
Number of Individuals Covered15
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $12,777
Total amount of fees paid to insurance companyUSD $926
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $12,777
Insurance broker organization code?4
Amount paid for insurance broker fees926
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39220
Policy instance 1
Insurance contract or identification number39220
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $10,398
Total amount of fees paid to insurance companyUSD $1,120
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $10,398
Insurance broker organization code?4
Amount paid for insurance broker fees1120
Additional information about fees paid to insurance brokerTPA FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39220
Policy instance 1
Insurance contract or identification number39220
Number of Individuals Covered19
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $10,239
Total amount of fees paid to insurance companyUSD $4,510
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $10,239
Insurance broker organization code?4
Amount paid for insurance broker fees4510
Additional information about fees paid to insurance brokerANNUAL PLAN ADMISISTRATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39220
Policy instance 1
Insurance contract or identification number39220
Number of Individuals Covered21
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $10,660
Total amount of fees paid to insurance companyUSD $415
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $10,660
Insurance broker organization code?4
Amount paid for insurance broker fees415
Additional information about fees paid to insurance brokerDISTRIBUION FEES AND LOAN FEES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39220
Policy instance 1
Insurance contract or identification number39220
Number of Individuals Covered21
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $9,312
Total amount of fees paid to insurance companyUSD $6,692
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $9,312
Insurance broker organization code?4
Amount paid for insurance broker fees6692
Additional information about fees paid to insurance brokerANNUAL ADMINISTRATION
Insurance broker nameRETIREMENT CONSULTANTS, LTD.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39220
Policy instance 1
Insurance contract or identification number39220
Number of Individuals Covered21
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $10,046
Total amount of fees paid to insurance companyUSD $490
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP VARIABLE ANNUITY
Commission paid to Insurance BrokerUSD $10,046
Insurance broker organization code?4
Amount paid for insurance broker fees490
Additional information about fees paid to insurance brokerTPA PROCESSING FEES
Insurance broker nameRETIREMENT CONSULTANTS, LTD.

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