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HOMETEAM 401(K) PLAN 401k Plan overview

Plan NameHOMETEAM 401(K) PLAN
Plan identification number 001

HOMETEAM 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAREGUARDIAN, INC. HOMETEAM has sponsored the creation of one or more 401k plans.

Company Name:CAREGUARDIAN, INC. HOMETEAM
Employer identification number (EIN):465159913
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOMETEAM 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01LINDA CLEEK2022-02-09
0012020-01-01LINDA CLEEK2021-05-26 LINDA CLEEK2021-05-26
0012019-01-01
0012018-01-01
0012017-01-01BRYAN GRIFFITTS BRYAN GRIFFITTS2018-12-10
0012017-01-01BRYAN GRIFFITTS
0012016-03-01 TUSHAR HEFA2017-10-11
0012016-03-01 TUSHAR HEFA2017-10-13

Plan Statistics for HOMETEAM 401(K) PLAN

401k plan membership statisitcs for HOMETEAM 401(K) PLAN

Measure Date Value
2019: HOMETEAM 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01515
Total number of active participants reported on line 7a of the Form 55002019-01-014
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0116
Total of all active and inactive participants2019-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0120
Number of participants with account balances2019-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HOMETEAM 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01802
Total number of active participants reported on line 7a of the Form 55002018-01-01465
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0140
Total of all active and inactive participants2018-01-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01505
Number of participants with account balances2018-01-0154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HOMETEAM 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01587
Total number of active participants reported on line 7a of the Form 55002017-01-01682
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0126
Total of all active and inactive participants2017-01-01708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01708
Number of participants with account balances2017-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HOMETEAM 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-03-01270
Total number of active participants reported on line 7a of the Form 55002016-03-01535
Number of retired or separated participants receiving benefits2016-03-010
Number of other retired or separated participants entitled to future benefits2016-03-015
Total of all active and inactive participants2016-03-01540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-03-010
Total participants2016-03-01540
Number of participants with account balances2016-03-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-03-010

Financial Data on HOMETEAM 401(K) PLAN

Measure Date Value
2019 : HOMETEAM 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$98,945
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$232,162
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$184,795
Value of total corrective distributions2019-12-31$44,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$31,438
Value of total assets at end of year2019-12-31$267,572
Value of total assets at beginning of year2019-12-31$400,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,570
Total interest from all sources2019-12-31$264
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,994
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$46,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$30,567
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$1,013
Participant contributions at end of year2019-12-31$813
Participant contributions at beginning of year2019-12-31$9,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-133,217
Value of net assets at end of year (total assets less liabilities)2019-12-31$267,572
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$400,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$265,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$373,383
Interest on participant loans2019-12-31$24
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,056
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$17,376
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$17,376
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$61,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$184,795
Contract administrator fees2019-12-31$2,570
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BLATT & DAUMAN, LLP
Accountancy firm EIN2019-12-31112778625
2018 : HOMETEAM 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$120,196
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$338,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$283,510
Value of total corrective distributions2018-12-31$47,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$139,030
Value of total assets at end of year2018-12-31$400,789
Value of total assets at beginning of year2018-12-31$618,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,980
Total interest from all sources2018-12-31$78
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$9,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$9,243
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$46,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$129,697
Participant contributions at end of year2018-12-31$1,013
Participant contributions at end of year2018-12-31$9,017
Participant contributions at beginning of year2018-12-31$8,104
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$9,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-218,005
Value of net assets at end of year (total assets less liabilities)2018-12-31$400,789
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$618,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$373,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$607,527
Interest on participant loans2018-12-31$13
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$17,376
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,163
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,163
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$65
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-28,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$283,510
Contract administrator fees2018-12-31$6,980
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BLATT & DAUMAN, LLP
Accountancy firm EIN2018-12-31112778625
2017 : HOMETEAM 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$452,260
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$147,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$124,916
Value of total corrective distributions2017-12-31$21,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$374,245
Value of total assets at end of year2017-12-31$618,794
Value of total assets at beginning of year2017-12-31$313,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$520
Total interest from all sources2017-12-31$21
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$9,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$9,554
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$243,341
Participant contributions at end of year2017-12-31$8,104
Participant contributions at beginning of year2017-12-31$9,382
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$130,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$305,000
Value of net assets at end of year (total assets less liabilities)2017-12-31$618,794
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$313,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$607,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$303,246
Interest on participant loans2017-12-31$0
Income. Interest from loans (other than to participants)2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3,163
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,166
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$21
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$68,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$124,916
Contract administrator fees2017-12-31$520
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Qualified
Accountancy firm name2017-12-31BLATT & DAUMAN, LLP
Accountancy firm EIN2017-12-31112778625
2016 : HOMETEAM 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$79,296
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$259,943
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$25,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$25,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$240,206
Value of total assets at end of year2016-12-31$313,794
Value of total assets at beginning of year2016-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$120
Total interest from all sources2016-12-31$2
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,084
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$233,584
Participant contributions at end of year2016-12-31$9,382
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$6,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$234,498
Value of net assets at end of year (total assets less liabilities)2016-12-31$313,794
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$303,246
Interest on participant loans2016-12-31$0
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,166
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$14,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$25,325
Contract administrator fees2016-12-31$120
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No

Form 5500 Responses for HOMETEAM 401(K) PLAN

2019: HOMETEAM 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HOMETEAM 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HOMETEAM 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HOMETEAM 401(K) PLAN 2016 form 5500 responses
2016-03-01Type of plan entitySingle employer plan
2016-03-01First time form 5500 has been submittedYes
2016-03-01Submission has been amendedNo
2016-03-01This submission is the final filingNo
2016-03-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-03-01Plan is a collectively bargained planNo
2016-03-01Plan funding arrangement – TrustYes
2016-03-01Plan benefit arrangement - TrustYes

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