401k Plan data: PRIME RISK PARTNERS INC. 401(K) PLAN plan

PRIME RISK PARTNERS INC. 401(K) PLAN 401k Plan overview

Plan Name	PRIME RISK PARTNERS INC. 401(K) PLAN
Plan identification number	003

PRIME RISK PARTNERS INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PRIME RISK PARTNERS INC. has sponsored the creation of one or more 401k plans.

Company Name: PRIME RISK PARTNERS INC.

Employer identification number (EIN): 465445986

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRIME RISK PARTNERS INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2020-01-01 LESLEY DRESCH 2021-04-06
003 2019-01-01 LESLEY DRESCH 2020-10-05
003 2018-01-01 LESLEY DRESCH 2019-10-13
003 2017-01-01
003 2016-01-01 CAROL WESTFALL

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2020-01-01	LESLEY DRESCH	2021-04-06
003	2019-01-01	LESLEY DRESCH	2020-10-05
003	2018-01-01	LESLEY DRESCH	2019-10-13
003	2017-01-01
003	2016-01-01	CAROL WESTFALL

Plan Statistics for PRIME RISK PARTNERS INC. 401(K) PLAN

401k plan membership statisitcs for PRIME RISK PARTNERS INC. 401(K) PLAN

Measure Date Value
2020: PRIME RISK PARTNERS INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 648
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: PRIME RISK PARTNERS INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 620
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 568
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 76
Total of all active and inactive participants 2019-01-01 644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 644
Number of participants with account balances 2019-01-01 637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 31
2018: PRIME RISK PARTNERS INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 560
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 608
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 45
Total of all active and inactive participants 2018-01-01 653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 653
Number of participants with account balances 2018-01-01 555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 29
2017: PRIME RISK PARTNERS INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 205
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: PRIME RISK PARTNERS INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 201
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 164
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 41
Total of all active and inactive participants 2016-01-01 205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 205
Number of participants with account balances 2016-01-01 194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5

Measure	Date	Value
2020: PRIME RISK PARTNERS INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	648
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: PRIME RISK PARTNERS INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	620
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	568
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	76
Total of all active and inactive participants	2019-01-01	644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	644
Number of participants with account balances	2019-01-01	637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	31
2018: PRIME RISK PARTNERS INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	560
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	608
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	45
Total of all active and inactive participants	2018-01-01	653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	653
Number of participants with account balances	2018-01-01	555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	29
2017: PRIME RISK PARTNERS INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	205
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: PRIME RISK PARTNERS INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	201
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	164
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	41
Total of all active and inactive participants	2016-01-01	205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	205
Number of participants with account balances	2016-01-01	194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5

Financial Data on PRIME RISK PARTNERS INC. 401(K) PLAN

Measure	Date	Value
2020 : PRIME RISK PARTNERS INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-06-15	$0
Total transfer of assets from this plan	2020-06-15	$58,565,422
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-15	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-15	$0
Total income from all sources (including contributions)	2020-06-15	$1,031,770
Total loss/gain on sale of assets	2020-06-15	$0
Total of all expenses incurred	2020-06-15	$6,680,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-15	$6,581,495
Expenses. Certain deemed distributions of participant loans	2020-06-15	$3,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-15	$2,742,883
Value of total assets at end of year	2020-06-15	$0
Value of total assets at beginning of year	2020-06-15	$64,214,571
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-15	$95,545
Total interest from all sources	2020-06-15	$19,451
Total dividends received (eg from common stock, registered investment company shares)	2020-06-15	$68,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-15	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-06-15	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-06-15	$68,953
Was this plan covered by a fidelity bond	2020-06-15	Yes
Value of fidelity bond cover	2020-06-15	$1,000,000
If this is an individual account plan, was there a blackout period	2020-06-15	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-06-15	$0
Were there any nonexempt tranactions with any party-in-interest	2020-06-15	No
Contributions received from participants	2020-06-15	$1,977,237
Participant contributions at beginning of year	2020-06-15	$820,439
Participant contributions at beginning of year	2020-06-15	$61,397
Assets. Other investments not covered elsewhere at beginning of year	2020-06-15	$551,231
Income. Received or receivable in cash from other sources (including rollovers)	2020-06-15	$51,440
Other income not declared elsewhere	2020-06-15	$-28,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-15	No
Value of net income/loss	2020-06-15	$-5,649,149
Value of net assets at end of year (total assets less liabilities)	2020-06-15	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-06-15	$64,214,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-15	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-15	No
Were any leases to which the plan was party in default or uncollectible	2020-06-15	No
Investment advisory and management fees	2020-06-15	$95,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-15	$57,292,890
Value of interest in pooled separate accounts at beginning of year	2020-06-15	$4,090,736
Interest on participant loans	2020-06-15	$19,451
Value of interest in common/collective trusts at beginning of year	2020-06-15	$1,337,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-15	$-1,432,758
Net investment gain/loss from pooled separate accounts	2020-06-15	$-352,388
Net investment gain or loss from common/collective trusts	2020-06-15	$14,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-15	No
Was there a failure to transmit to the plan any participant contributions	2020-06-15	No
Has the plan failed to provide any benefit when due under the plan	2020-06-15	No
Contributions received in cash from employer	2020-06-15	$714,206
Employer contributions (assets) at beginning of year	2020-06-15	$60,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-15	$6,581,495
Did the plan have assets held for investment	2020-06-15	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-15	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-15	Yes
Opinion of an independent qualified public accountant for this plan	2020-06-15	Unqualified
Accountancy firm name	2020-06-15	SCHULTHEIS & PANETTIERI LLP
Accountancy firm EIN	2020-06-15	131577780
2019 : PRIME RISK PARTNERS INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$19,417,598
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$4,046,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,789,957
Expenses. Certain deemed distributions of participant loans	2019-12-31	$67,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$8,299,238
Value of total assets at end of year	2019-12-31	$64,214,571
Value of total assets at beginning of year	2019-12-31	$48,843,798
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$188,901
Total interest from all sources	2019-12-31	$41,680
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$841,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$841,605
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$4,162,215
Participant contributions at end of year	2019-12-31	$820,439
Participant contributions at beginning of year	2019-12-31	$732,065
Participant contributions at end of year	2019-12-31	$61,397
Participant contributions at beginning of year	2019-12-31	$61,801
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$551,231
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$465,266
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,495,932
Other income not declared elsewhere	2019-12-31	$135,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$15,370,773
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$64,214,571
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$48,843,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$188,901
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$57,292,890
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$42,396,938
Value of interest in pooled separate accounts at end of year	2019-12-31	$4,090,736
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$2,975,492
Interest on participant loans	2019-12-31	$41,680
Value of interest in common/collective trusts at end of year	2019-12-31	$1,337,535
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,148,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$9,142,246
Net investment gain/loss from pooled separate accounts	2019-12-31	$930,385
Net investment gain or loss from common/collective trusts	2019-12-31	$27,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,641,091
Employer contributions (assets) at end of year	2019-12-31	$60,343
Employer contributions (assets) at beginning of year	2019-12-31	$63,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,789,957
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN	2019-12-31	131577780
2018 : PRIME RISK PARTNERS INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$5,087,619
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$6,100,682
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$3,150,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,988,402
Expenses. Certain deemed distributions of participant loans	2018-12-31	$26,992
Value of total corrective distributions	2018-12-31	$1,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$9,487,873
Value of total assets at end of year	2018-12-31	$48,843,798
Value of total assets at beginning of year	2018-12-31	$40,806,334
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$134,301
Total interest from all sources	2018-12-31	$31,392
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$653,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$653,960
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$3,689,518
Participant contributions at end of year	2018-12-31	$732,065
Participant contributions at beginning of year	2018-12-31	$629,611
Participant contributions at end of year	2018-12-31	$61,801
Participant contributions at beginning of year	2018-12-31	$44,177
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$465,266
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$4,493,539
Other income not declared elsewhere	2018-12-31	$-39,380
Total non interest bearing cash at beginning of year	2018-12-31	$24,913,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$2,949,845
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$48,843,798
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$40,806,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$134,301
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$42,396,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$13,551,425
Value of interest in pooled separate accounts at end of year	2018-12-31	$2,975,492
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$960,885
Income. Interest from loans (other than to participants)	2018-12-31	$31,392
Value of interest in common/collective trusts at end of year	2018-12-31	$2,148,834
Value of interest in common/collective trusts at beginning of year	2018-12-31	$346,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-3,710,975
Net investment gain/loss from pooled separate accounts	2018-12-31	$-327,531
Net investment gain or loss from common/collective trusts	2018-12-31	$5,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,304,816
Employer contributions (assets) at end of year	2018-12-31	$63,402
Employer contributions (assets) at beginning of year	2018-12-31	$38,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,988,402
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$321,962
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	SCHULTHEIS & PANETTIERI LLP
Accountancy firm EIN	2018-12-31	131577780
2017 : PRIME RISK PARTNERS INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$26,078,518
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$10,643,193
Total loss/gain on sale of assets	2017-12-31	$31,444
Total of all expenses incurred	2017-12-31	$5,389,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,333,328
Expenses. Certain deemed distributions of participant loans	2017-12-31	$12,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$6,162,932
Value of total assets at end of year	2017-12-31	$0
Value of total assets at beginning of year	2017-12-31	$20,825,118
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$44,374
Total interest from all sources	2017-12-31	$15,801
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,385,234
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,381,586
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,598,995
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$255,900
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$6,367
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$3,957,127
Administrative expenses (other) incurred	2017-12-31	$27,575
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$80
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,253,400
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$20,825,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$16,799
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$19,353,032
Interest on participant loans	2017-12-31	$12,744
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$399,095
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$3,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,042,901
Net investment gain or loss from common/collective trusts	2017-12-31	$4,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$606,810
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$20,650
Income. Dividends from common stock	2017-12-31	$3,648
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,333,328
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$789,994
Did the plan have assets held for investment	2017-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	Yes
Aggregate proceeds on sale of assets	2017-12-31	$564,468
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$533,024
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	SCHULTHEIS & PANETTIERI LLP
Accountancy firm EIN	2017-12-31	131577780
2016 : PRIME RISK PARTNERS INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$10,638
Total unrealized appreciation/depreciation of assets	2016-12-31	$10,638
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,515,411
Total loss/gain on sale of assets	2016-12-31	$13,508
Total of all expenses incurred	2016-12-31	$1,307,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,289,408
Expenses. Certain deemed distributions of participant loans	2016-12-31	$13,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,218,807
Value of total assets at end of year	2016-12-31	$20,825,118
Value of total assets at beginning of year	2016-12-31	$18,617,100
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,247
Total interest from all sources	2016-12-31	$6,548
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$974,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$970,973
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,153,266
Participant contributions at end of year	2016-12-31	$255,900
Participant contributions at beginning of year	2016-12-31	$146,615
Participant contributions at end of year	2016-12-31	$6,367
Participant contributions at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$587,625
Administrative expenses (other) incurred	2016-12-31	$1,463
Total non interest bearing cash at end of year	2016-12-31	$80
Total non interest bearing cash at beginning of year	2016-12-31	$563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,208,018
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$20,825,118
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$18,617,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$2,784
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$19,353,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$17,742,596
Interest on participant loans	2016-12-31	$5,917
Value of interest in common/collective trusts at end of year	2016-12-31	$399,095
Value of interest in common/collective trusts at beginning of year	2016-12-31	$365,324
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$631
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$287,144
Net investment gain or loss from common/collective trusts	2016-12-31	$4,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$477,916
Employer contributions (assets) at end of year	2016-12-31	$20,650
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$3,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,289,408
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$789,994
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$362,002
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$313,280
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$299,772
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN	2016-12-31	131577780

Form 5500 Responses for PRIME RISK PARTNERS INC. 401(K) PLAN

2020: PRIME RISK PARTNERS INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PRIME RISK PARTNERS INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PRIME RISK PARTNERS INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: PRIME RISK PARTNERS INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PRIME RISK PARTNERS INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

529015

Policy instance

Insurance contract or identification number	529015
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-06-15
Total amount of commissions paid to insurance broker	USD $1,824
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,824
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

529015

Policy instance

Insurance contract or identification number	529015
Number of Individuals Covered	644
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $3,502
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,502
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

529015

Policy instance

Insurance contract or identification number	529015
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $2,516
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,516
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

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Company Name:	PRIME RISK PARTNERS INC.
Employer identification number (EIN):	465445986
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages