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FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 401k Plan overview

Plan NameFARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP
Plan identification number 001

FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

FARRIS ENGINEERING INC has sponsored the creation of one or more 401k plans.

Company Name:FARRIS ENGINEERING INC
Employer identification number (EIN):470742107
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about FARRIS ENGINEERING INC

Jurisdiction of Incorporation: Wyoming Corporations Division
Incorporation Date: 2018-09-21
Company Identification Number: 000821487
Legal Registered Office Address: 12700 West Dodge Rd

Omaha
United States of America (USA)
68154

More information about FARRIS ENGINEERING INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01MICHAEL WALLACE
0012023-01-01
0012023-01-01KATHERINE BREITENFELD
0012022-01-01
0012022-01-01KATHERINE BREITENFELD
0012021-01-01
0012021-01-01KATE BREITENFELD
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KATHERINE BREITENFELD KATHERINE BREITENFELD2018-10-05
0012016-01-01ANGELA KEY ANGELA KEY2017-10-06
0012015-01-01MICHELLE MCCARTHY MICHELLE MCCARTHY2016-10-03
0012014-01-01MICHELLE MCCARTHY MICHELLE MCCARTHY2015-07-28
0012013-01-01MICHELLE MCCARTHY MICHELLE MCCARTHY2014-10-13
0012012-01-01MICHELLE MCCARTHY MICHELLE MCCARTHY2013-10-14
0012011-01-01MICHELLE MCCARTHY MICHELLE MCCARTHY2012-10-12
0012010-01-01MICHELLE MCCARTHY2011-06-24 MICHELLE MCCARTHY2011-06-24

Financial Data on FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP

Measure Date Value
2023 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2023 401k financial data
Transfers to/from the plan2023-12-31$0
Total plan liabilities at end of year2023-12-31$0
Total plan liabilities at beginning of year2023-12-31$0
Total income from all sources2023-12-31$4,260,442
Expenses. Total of all expenses incurred2023-12-31$2,347,013
Benefits paid (including direct rollovers)2023-12-31$2,306,036
Total plan assets at end of year2023-12-31$22,483,968
Total plan assets at beginning of year2023-12-31$20,570,539
Value of fidelity bond covering the plan2023-12-31$1,000,000
Total contributions received or receivable from participants2023-12-31$516,326
Expenses. Other expenses not covered elsewhere2023-12-31$0
Contributions received from other sources (not participants or employers)2023-12-31$294,462
Other income received2023-12-31$2,555,053
Noncash contributions received2023-12-31$0
Net income (gross income less expenses)2023-12-31$1,913,429
Net plan assets at end of year (total assets less liabilities)2023-12-31$22,483,968
Net plan assets at beginning of year (total assets less liabilities)2023-12-31$20,570,539
Assets. Value of participant loans2023-12-31$68,061
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2023-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2023-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022023-12-31$20,179
Assets. Value of employer securities2023-12-31$7,774,751
Total contributions received or receivable from employer(s)2023-12-31$894,601
Value of certain deemed distributions of participant loans2023-12-31$0
Value of corrective distributions2023-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2023-12-31$40,977
2022 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-314,270
Expenses. Total of all expenses incurred2022-12-31$466,864
Benefits paid (including direct rollovers)2022-12-31$462,434
Total plan assets at end of year2022-12-31$20,570,539
Total plan assets at beginning of year2022-12-31$21,351,673
Value of fidelity bond covering the plan2022-12-31$1,000,000
Total contributions received or receivable from participants2022-12-31$508,059
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$17,701
Other income received2022-12-31$-1,549,757
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-781,134
Net plan assets at end of year (total assets less liabilities)2022-12-31$20,570,539
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$21,351,673
Assets. Value of participant loans2022-12-31$62,345
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2022-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2022-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-12-31$20,179
Assets. Value of employer securities2022-12-31$7,112,213
Total contributions received or receivable from employer(s)2022-12-31$709,727
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$4,430
2021 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$4,163,699
Expenses. Total of all expenses incurred2021-12-31$1,298,171
Benefits paid (including direct rollovers)2021-12-31$1,265,713
Total plan assets at end of year2021-12-31$21,351,673
Total plan assets at beginning of year2021-12-31$18,486,145
Value of fidelity bond covering the plan2021-12-31$1,000,000
Total contributions received or receivable from participants2021-12-31$488,109
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$38,364
Other income received2021-12-31$2,973,853
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$2,865,528
Net plan assets at end of year (total assets less liabilities)2021-12-31$21,351,673
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$18,486,145
Assets. Value of participant loans2021-12-31$76,992
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2021-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2021-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-12-31$1,181
Assets. Value of employer securities2021-12-31$6,358,047
Total contributions received or receivable from employer(s)2021-12-31$663,373
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$32,458
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$2,984,806
Expenses. Total of all expenses incurred2020-12-31$3,623,735
Benefits paid (including direct rollovers)2020-12-31$3,622,671
Total plan assets at end of year2020-12-31$18,486,145
Total plan assets at beginning of year2020-12-31$19,125,074
Value of fidelity bond covering the plan2020-12-31$1,000,000
Total contributions received or receivable from participants2020-12-31$465,166
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$2,098,933
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$-638,929
Net plan assets at end of year (total assets less liabilities)2020-12-31$18,486,145
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$19,125,074
Assets. Value of participant loans2020-12-31$59,161
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2020-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2020-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-12-31$1,181
Assets. Value of employer securities2020-12-31$5,309,365
Total contributions received or receivable from employer(s)2020-12-31$420,707
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$1,064
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$3,874,023
Expenses. Total of all expenses incurred2019-12-31$1,727,343
Benefits paid (including direct rollovers)2019-12-31$1,726,360
Total plan assets at end of year2019-12-31$19,125,074
Total plan assets at beginning of year2019-12-31$16,978,394
Value of fidelity bond covering the plan2019-12-31$1,000,000
Total contributions received or receivable from participants2019-12-31$489,523
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$28,470
Other income received2019-12-31$2,623,847
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$2,146,680
Net plan assets at end of year (total assets less liabilities)2019-12-31$19,125,074
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$16,978,394
Assets. Value of participant loans2019-12-31$53,086
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2019-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2019-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022019-12-31$1,181
Assets. Value of employer securities2019-12-31$5,436,858
Total contributions received or receivable from employer(s)2019-12-31$732,183
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$983
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2018 401k financial data
Transfers to/from the plan2018-12-31$414,403
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$1,026,577
Expenses. Total of all expenses incurred2018-12-31$1,128,174
Benefits paid (including direct rollovers)2018-12-31$1,127,079
Total plan assets at end of year2018-12-31$16,978,394
Total plan assets at beginning of year2018-12-31$16,665,588
Value of fidelity bond covering the plan2018-12-31$1,000,000
Total contributions received or receivable from participants2018-12-31$449,340
Expenses. Other expenses not covered elsewhere2018-12-31$15
Contributions received from other sources (not participants or employers)2018-12-31$73,829
Other income received2018-12-31$265,939
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-101,597
Net plan assets at end of year (total assets less liabilities)2018-12-31$16,978,394
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$16,665,588
Assets. Value of participant loans2018-12-31$13,654
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2018-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2018-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022018-12-31$0
Assets. Value of employer securities2018-12-31$5,559,277
Total contributions received or receivable from employer(s)2018-12-31$237,469
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$1,080
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$2,468,715
Expenses. Total of all expenses incurred2017-12-31$864,200
Benefits paid (including direct rollovers)2017-12-31$863,620
Total plan assets at end of year2017-12-31$16,665,588
Total plan assets at beginning of year2017-12-31$15,061,073
Value of fidelity bond covering the plan2017-12-31$1,000,000
Total contributions received or receivable from participants2017-12-31$437,036
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$693,440
Other income received2017-12-31$231,298
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$1,604,515
Net plan assets at end of year (total assets less liabilities)2017-12-31$16,665,588
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$15,061,073
Assets. Value of participant loans2017-12-31$24,693
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2017-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2017-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022017-12-31$0
Assets. Value of employer securities2017-12-31$4,447,027
Total contributions received or receivable from employer(s)2017-12-31$1,106,941
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$580
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$2,249,403
Expenses. Total of all expenses incurred2016-12-31$349,332
Benefits paid (including direct rollovers)2016-12-31$336,250
Total plan assets at end of year2016-12-31$15,061,073
Total plan assets at beginning of year2016-12-31$13,161,002
Value of fidelity bond covering the plan2016-12-31$1,000,000
Total contributions received or receivable from participants2016-12-31$460,336
Expenses. Other expenses not covered elsewhere2016-12-31$30
Contributions received from other sources (not participants or employers)2016-12-31$29,505
Other income received2016-12-31$1,409,431
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$1,900,071
Net plan assets at end of year (total assets less liabilities)2016-12-31$15,061,073
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$13,161,002
Assets. Value of participant loans2016-12-31$47,635
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2016-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2016-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022016-12-31$0
Assets. Value of employer securities2016-12-31$5,898,308
Total contributions received or receivable from employer(s)2016-12-31$350,131
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$12,136
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$916
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2015 401k financial data
Transfers to/from the plan2015-12-31$100,387
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$2,057,402
Expenses. Total of all expenses incurred2015-12-31$855,732
Benefits paid (including direct rollovers)2015-12-31$845,823
Total plan assets at end of year2015-12-31$13,161,002
Total plan assets at beginning of year2015-12-31$11,858,945
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$376,528
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$56,760
Other income received2015-12-31$1,170,297
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$1,201,670
Net plan assets at end of year (total assets less liabilities)2015-12-31$13,161,002
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$11,858,945
Assets. Value of participant loans2015-12-31$22,732
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2015-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2015-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Assets. Value of employer securities2015-12-31$5,151,519
Total contributions received or receivable from employer(s)2015-12-31$453,817
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$8,797
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$1,112
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2014 401k financial data
Transfers to/from the plan2014-12-31$98,693
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$2,989
Total income from all sources2014-12-31$2,982,899
Expenses. Total of all expenses incurred2014-12-31$1,504,276
Benefits paid (including direct rollovers)2014-12-31$1,472,682
Total plan assets at end of year2014-12-31$11,858,945
Total plan assets at beginning of year2014-12-31$10,284,618
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$347,991
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$34,380
Other income received2014-12-31$2,431,272
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$1,478,623
Net plan assets at end of year (total assets less liabilities)2014-12-31$11,858,945
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$10,281,629
Assets. Value of participant loans2014-12-31$59,440
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2014-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2014-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$0
Assets. Value of employer securities2014-12-31$3,938,814
Total contributions received or receivable from employer(s)2014-12-31$169,256
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$30,332
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,262
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$111,205
2013 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$2,989
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$1,923,761
Expenses. Total of all expenses incurred2013-12-31$886,663
Benefits paid (including direct rollovers)2013-12-31$855,997
Total plan assets at end of year2013-12-31$10,284,618
Total plan assets at beginning of year2013-12-31$9,244,531
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$399,047
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$214,818
Other income received2013-12-31$1,098,892
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$1,037,098
Net plan assets at end of year (total assets less liabilities)2013-12-31$10,281,629
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$9,244,531
Assets. Value of participant loans2013-12-31$91,494
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2013-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2013-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$0
Assets. Value of employer securities2013-12-31$1,958,833
Total contributions received or receivable from employer(s)2013-12-31$211,004
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$29,533
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,133
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$474,990
Expenses. Total of all expenses incurred2012-12-31$954,839
Benefits paid (including direct rollovers)2012-12-31$943,861
Total plan assets at end of year2012-12-31$9,244,531
Total plan assets at beginning of year2012-12-31$9,724,379
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$447,284
Expenses. Other expenses not covered elsewhere2012-12-31$40
Contributions received from other sources (not participants or employers)2012-12-31$41,997
Other income received2012-12-31$-377,479
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$-479,849
Net plan assets at end of year (total assets less liabilities)2012-12-31$9,244,531
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$9,724,379
Assets. Value of participant loans2012-12-31$54,310
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2012-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2012-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022012-12-31$0
Assets. Value of employer securities2012-12-31$2,362,628
Total contributions received or receivable from employer(s)2012-12-31$363,188
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$10,266
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$672
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2011 401k financial data
Transfers to/from the plan2011-12-31$3,618,404
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$-1,325,156
Expenses. Total of all expenses incurred2011-12-31$934,317
Benefits paid (including direct rollovers)2011-12-31$925,999
Total plan assets at end of year2011-12-31$9,724,379
Total plan assets at beginning of year2011-12-31$8,365,448
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$423,274
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$122,214
Other income received2011-12-31$-2,116,343
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-2,259,473
Net plan assets at end of year (total assets less liabilities)2011-12-31$9,724,379
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$8,365,448
Assets. Value of participant loans2011-12-31$53,703
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2011-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2011-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-12-31$0
Assets. Value of employer securities2011-12-31$3,580,620
Total contributions received or receivable from employer(s)2011-12-31$245,699
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$6,165
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$2,153
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0

Form 5500 Responses for FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP

2023: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FARRIS ENGINEERING, INC. 401(K) PLAN AND ESOP 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
Insurance contract or identification number315237
Number of Individuals Covered82
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $2,142
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
Insurance contract or identification number315237
Number of Individuals Covered80
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $12,741
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number711658
Policy instance 2
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number315237
Policy instance 1

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