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THE 401(K) SAVINGS PLAN 401k Plan overview

Plan NameTHE 401(K) SAVINGS PLAN
Plan identification number 001

THE 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

PROFIT ADVANTAGE, INC. has sponsored the creation of one or more 401k plans.

Company Name:PROFIT ADVANTAGE, INC.
Employer identification number (EIN):470812692
NAIC Classification:541214
NAIC Description:Payroll Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01MIKE ROSELAND
0012014-01-01MIKE ROSELAND
0012013-01-01MIKE ROSELAND
0012012-01-01MIKE ROSELAND
0012011-01-01MIKE ROSELAND
0012009-01-01MIKE ROSELAND

Plan Statistics for THE 401(K) SAVINGS PLAN

401k plan membership statisitcs for THE 401(K) SAVINGS PLAN

Measure Date Value
2015: THE 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01689
Total number of active participants reported on line 7a of the Form 55002015-01-01543
Number of retired or separated participants receiving benefits2015-01-019
Number of other retired or separated participants entitled to future benefits2015-01-01129
Total of all active and inactive participants2015-01-01681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01681
Number of participants with account balances2015-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0143
2014: THE 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,002
Total number of active participants reported on line 7a of the Form 55002014-01-01756
Number of retired or separated participants receiving benefits2014-01-0113
Number of other retired or separated participants entitled to future benefits2014-01-0198
Total of all active and inactive participants2014-01-01867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01867
Number of participants with account balances2014-01-01463
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0147
2013: THE 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01962
Total number of active participants reported on line 7a of the Form 55002013-01-01749
Number of retired or separated participants receiving benefits2013-01-0112
Number of other retired or separated participants entitled to future benefits2013-01-01157
Total of all active and inactive participants2013-01-01918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01918
Number of participants with account balances2013-01-01569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0186
2012: THE 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01970
Total number of active participants reported on line 7a of the Form 55002012-01-01785
Number of retired or separated participants receiving benefits2012-01-0113
Number of other retired or separated participants entitled to future benefits2012-01-01125
Total of all active and inactive participants2012-01-01923
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01923
Number of participants with account balances2012-01-01588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0146
2011: THE 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01849
Total number of active participants reported on line 7a of the Form 55002011-01-01663
Number of retired or separated participants receiving benefits2011-01-019
Number of other retired or separated participants entitled to future benefits2011-01-0194
Total of all active and inactive participants2011-01-01766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01766
Number of participants with account balances2011-01-01512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0137
2009: THE 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01686
Total number of active participants reported on line 7a of the Form 55002009-01-01617
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-0175
Total of all active and inactive participants2009-01-01698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01698
Number of participants with account balances2009-01-01462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0137

Financial Data on THE 401(K) SAVINGS PLAN

Measure Date Value
2015 : THE 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$1,407,800
Total transfer of assets from this plan2015-12-31$591,097
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,417,512
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,833,781
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,818,567
Expenses. Certain deemed distributions of participant loans2015-12-31$8,717
Value of total corrective distributions2015-12-31$4,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,705,755
Value of total assets at end of year2015-12-31$16,560,719
Value of total assets at beginning of year2015-12-31$16,160,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,063
Total interest from all sources2015-12-31$6,056
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,090,795
Participant contributions at end of year2015-12-31$199,505
Participant contributions at beginning of year2015-12-31$115,012
Participant contributions at end of year2015-12-31$26,347
Participant contributions at beginning of year2015-12-31$8,237
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$69,608
Administrative expenses (other) incurred2015-12-31$2,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-416,269
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,560,719
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$16,160,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$16,202,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,031,869
Income. Interest from loans (other than to participants)2015-12-31$6,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-294,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$545,352
Employer contributions (assets) at end of year2015-12-31$132,694
Employer contributions (assets) at beginning of year2015-12-31$5,167
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,818,567
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BERGER & O'TOOLE
Accountancy firm EIN2015-12-31911829375
2014 : THE 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$3,156,317
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,630,828
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,053,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,016,067
Expenses. Certain deemed distributions of participant loans2014-12-31$8,895
Value of total corrective distributions2014-12-31$28,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,747,247
Value of total assets at end of year2014-12-31$16,160,285
Value of total assets at beginning of year2014-12-31$20,738,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$5,029
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,185,783
Participant contributions at end of year2014-12-31$115,012
Participant contributions at beginning of year2014-12-31$135,564
Participant contributions at end of year2014-12-31$8,237
Participant contributions at beginning of year2014-12-31$3,842
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$141,035
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,422,216
Value of net assets at end of year (total assets less liabilities)2014-12-31$16,160,285
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$20,738,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,031,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$20,591,490
Interest on participant loans2014-12-31$5,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$878,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$420,429
Employer contributions (assets) at end of year2014-12-31$5,167
Employer contributions (assets) at beginning of year2014-12-31$7,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,016,067
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BERGER & O'TOOLE
Accountancy firm EIN2014-12-31911829375
2013 : THE 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$218,319
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,137,775
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,305,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,276,946
Expenses. Certain deemed distributions of participant loans2013-12-31$18,805
Value of total corrective distributions2013-12-31$9,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,008,462
Value of total assets at end of year2013-12-31$20,738,818
Value of total assets at beginning of year2013-12-31$20,124,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$6,358
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,421,317
Participant contributions at end of year2013-12-31$135,564
Participant contributions at beginning of year2013-12-31$165,810
Participant contributions at end of year2013-12-31$3,842
Participant contributions at beginning of year2013-12-31$39,577
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$127,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$832,468
Value of net assets at end of year (total assets less liabilities)2013-12-31$20,738,818
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,124,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$20,591,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$19,838,045
Interest on participant loans2013-12-31$6,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,122,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$459,767
Employer contributions (assets) at end of year2013-12-31$7,922
Employer contributions (assets) at beginning of year2013-12-31$81,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,276,946
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BERGER & O'TOOLE
Accountancy firm EIN2013-12-31911829375
2012 : THE 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$2,272,815
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,058,963
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,722,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,696,221
Expenses. Certain deemed distributions of participant loans2012-12-31$15,928
Value of total corrective distributions2012-12-31$4,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,166,190
Value of total assets at end of year2012-12-31$20,124,669
Value of total assets at beginning of year2012-12-31$15,515,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,276
Total interest from all sources2012-12-31$5,804
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$5,276
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,543,757
Participant contributions at end of year2012-12-31$165,810
Participant contributions at beginning of year2012-12-31$119,517
Participant contributions at end of year2012-12-31$39,577
Participant contributions at beginning of year2012-12-31$26,386
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$118,930
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,336,700
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,124,669
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,515,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$19,838,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$15,302,304
Interest on participant loans2012-12-31$5,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,886,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$503,503
Employer contributions (assets) at end of year2012-12-31$81,237
Employer contributions (assets) at beginning of year2012-12-31$66,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,696,221
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BERGER & O'TOOLE
Accountancy firm EIN2012-12-31911829375
2011 : THE 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,996,730
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,330,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,282,771
Expenses. Certain deemed distributions of participant loans2011-12-31$32,305
Value of total corrective distributions2011-12-31$2,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,202,420
Value of total assets at end of year2011-12-31$15,515,154
Value of total assets at beginning of year2011-12-31$14,849,212
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,404
Total interest from all sources2011-12-31$5,006
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$13,404
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,800,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,438,021
Participant contributions at end of year2011-12-31$119,517
Participant contributions at beginning of year2011-12-31$113,230
Participant contributions at end of year2011-12-31$26,386
Participant contributions at beginning of year2011-12-31$50,492
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$252,599
Other income not declared elsewhere2011-12-31$13,404
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$665,942
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,515,154
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,849,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$15,302,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,630,936
Interest on participant loans2011-12-31$5,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-224,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$511,800
Employer contributions (assets) at end of year2011-12-31$66,947
Employer contributions (assets) at beginning of year2011-12-31$54,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,282,771
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BERGER & O'TOOLE CPAS, LLC
Accountancy firm EIN2011-12-31911829375
2010 : THE 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$1,084,138
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,325,295
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,309,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,280,147
Expenses. Certain deemed distributions of participant loans2010-12-31$6,370
Value of total corrective distributions2010-12-31$1,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,912,840
Value of total assets at end of year2010-12-31$14,849,212
Value of total assets at beginning of year2010-12-31$11,748,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$20,926
Total interest from all sources2010-12-31$4,348
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$20,926
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,800,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,266,460
Participant contributions at end of year2010-12-31$113,230
Participant contributions at beginning of year2010-12-31$65,930
Participant contributions at end of year2010-12-31$50,492
Participant contributions at beginning of year2010-12-31$108,850
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$195,696
Other income not declared elsewhere2010-12-31$20,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,016,226
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,849,212
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,748,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,630,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,494,428
Interest on participant loans2010-12-31$4,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,387,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$450,684
Employer contributions (assets) at end of year2010-12-31$54,554
Employer contributions (assets) at beginning of year2010-12-31$79,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,280,147
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BERGER & O'TOOLE CPAS, LLC
Accountancy firm EIN2010-12-31911829375
2009 : THE 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE 401(K) SAVINGS PLAN

2015: THE 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932223
Policy instance 1
Insurance contract or identification number932223
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932223
Policy instance 1
Insurance contract or identification number932223
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932223
Policy instance 1
Insurance contract or identification number932223
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932223
Policy instance 1
Insurance contract or identification number932223
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $79,398
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $79,398
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameJASON SMITH
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number932223
Policy instance 1
Insurance contract or identification number932223
Number of Individuals Covered512
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $79,426
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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