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DEKRA AMERICA, INC. 401K PLAN 401k Plan overview

Plan NameDEKRA AMERICA, INC. 401K PLAN
Plan identification number 001

DEKRA AMERICA, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DEKRA NORTH AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:DEKRA NORTH AMERICA, INC.
Employer identification number (EIN):470901723
NAIC Classification:811190

Additional information about DEKRA NORTH AMERICA, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3602668

More information about DEKRA NORTH AMERICA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEKRA AMERICA, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHERELE LAVACK
0012016-01-01SHARELL THOMAS
0012015-01-01CHERELE LAVACK
0012014-01-01STEVE LOVIG2015-09-29
0012013-01-01STEVE LOVIG2014-09-12
0012012-01-01CURJA JACKSON2013-07-11
0012011-01-01CURJA JACKSON2012-07-11
0012010-01-01KIMBERLY V. BROWN2011-07-29

Plan Statistics for DEKRA AMERICA, INC. 401K PLAN

401k plan membership statisitcs for DEKRA AMERICA, INC. 401K PLAN

Measure Date Value
2022: DEKRA AMERICA, INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01628
Total number of active participants reported on line 7a of the Form 55002022-01-01455
Number of retired or separated participants receiving benefits2022-01-0126
Number of other retired or separated participants entitled to future benefits2022-01-01217
Total of all active and inactive participants2022-01-01698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01699
Number of participants with account balances2022-01-01558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: DEKRA AMERICA, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01726
Total number of active participants reported on line 7a of the Form 55002021-01-01482
Number of retired or separated participants receiving benefits2021-01-0127
Number of other retired or separated participants entitled to future benefits2021-01-01120
Total of all active and inactive participants2021-01-01629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01630
Number of participants with account balances2021-01-01562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: DEKRA AMERICA, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01654
Total number of active participants reported on line 7a of the Form 55002020-01-01528
Number of retired or separated participants receiving benefits2020-01-0182
Number of other retired or separated participants entitled to future benefits2020-01-01107
Total of all active and inactive participants2020-01-01717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01718
Number of participants with account balances2020-01-01630
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: DEKRA AMERICA, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01611
Total number of active participants reported on line 7a of the Form 55002019-01-01533
Number of retired or separated participants receiving benefits2019-01-0117
Number of other retired or separated participants entitled to future benefits2019-01-01180
Total of all active and inactive participants2019-01-01730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01732
Number of participants with account balances2019-01-01668
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0113
2018: DEKRA AMERICA, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01546
Total number of active participants reported on line 7a of the Form 55002018-01-01498
Number of retired or separated participants receiving benefits2018-01-0123
Number of other retired or separated participants entitled to future benefits2018-01-0190
Total of all active and inactive participants2018-01-01611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01611
Number of participants with account balances2018-01-01514
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: DEKRA AMERICA, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01363
Total number of active participants reported on line 7a of the Form 55002017-01-01275
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01132
Total of all active and inactive participants2017-01-01407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01409
Number of participants with account balances2017-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DEKRA AMERICA, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01250
Total number of active participants reported on line 7a of the Form 55002016-01-01242
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01110
Total of all active and inactive participants2016-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01353
Number of participants with account balances2016-01-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: DEKRA AMERICA, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01154
Total number of active participants reported on line 7a of the Form 55002015-01-01189
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0153
Total of all active and inactive participants2015-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01242
Number of participants with account balances2015-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on DEKRA AMERICA, INC. 401K PLAN

Measure Date Value
2022 : DEKRA AMERICA, INC. 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$18,700
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$18,700
Total income from all sources (including contributions)2022-12-31$-2,350,771
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,197,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,895,853
Expenses. Certain deemed distributions of participant loans2022-12-31$35,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,431,934
Value of total assets at end of year2022-12-31$42,095,361
Value of total assets at beginning of year2022-12-31$47,644,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$266,505
Total interest from all sources2022-12-31$198,176
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,043,302
Participant contributions at end of year2022-12-31$318,219
Participant contributions at beginning of year2022-12-31$362,545
Participant contributions at end of year2022-12-31$5,287
Participant contributions at beginning of year2022-12-31$5,777
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$29,152
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$18,700
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$18,700
Other income not declared elsewhere2022-12-31$36,171
Administrative expenses (other) incurred2022-12-31$68,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,548,764
Value of net assets at end of year (total assets less liabilities)2022-12-31$42,076,661
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$47,625,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$174,330
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$15,064,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$41,804,309
Interest on participant loans2022-12-31$19,779
Value of interest in common/collective trusts at end of year2022-12-31$20,172,002
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$4
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$4
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$178,397
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,535,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$5,470,991
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,708,028
Net investment gain or loss from common/collective trusts2022-12-31$-1,309,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,359,480
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,895,853
Contract administrator fees2022-12-31$23,210
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SEAY & WEISSINGER, LLC
Accountancy firm EIN2022-12-31611663588
2021 : DEKRA AMERICA, INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$18,532
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$18,700
Total income from all sources (including contributions)2021-12-31$10,636,711
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,464,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,207,146
Expenses. Certain deemed distributions of participant loans2021-12-31$15,972
Value of total corrective distributions2021-12-31$-168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,367,979
Value of total assets at end of year2021-12-31$47,644,031
Value of total assets at beginning of year2021-12-31$47,471,821
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$241,383
Total interest from all sources2021-12-31$42,080
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,766,467
Participant contributions at end of year2021-12-31$362,545
Participant contributions at beginning of year2021-12-31$348,615
Participant contributions at end of year2021-12-31$5,596
Participant contributions at beginning of year2021-12-31$56,171
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$371,278
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$18,532
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$18,700
Other income not declared elsewhere2021-12-31$170,896
Administrative expenses (other) incurred2021-12-31$2,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$172,378
Value of net assets at end of year (total assets less liabilities)2021-12-31$47,625,499
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$47,453,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$209,033
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$41,804,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$40,114,270
Interest on participant loans2021-12-31$24,580
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$4
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$62,825
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$62,825
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$17,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$5,470,991
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,871,690
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,055,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,230,234
Employer contributions (assets) at end of year2021-12-31$586
Employer contributions (assets) at beginning of year2021-12-31$18,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,207,146
Contract administrator fees2021-12-31$30,079
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31SEAY & WEISSINGER, LLC
Accountancy firm EIN2021-12-31611663588
2020 : DEKRA AMERICA, INC. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$18,700
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$10,088,342
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,341,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,047,510
Expenses. Certain deemed distributions of participant loans2020-12-31$42,813
Value of total corrective distributions2020-12-31$21,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,670,397
Value of total assets at end of year2020-12-31$47,471,821
Value of total assets at beginning of year2020-12-31$41,706,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$229,544
Total interest from all sources2020-12-31$17,022
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,940,383
Participant contributions at end of year2020-12-31$348,615
Participant contributions at beginning of year2020-12-31$412,516
Participant contributions at end of year2020-12-31$56,171
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$541,902
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$18,700
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$20,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,746,857
Value of net assets at end of year (total assets less liabilities)2020-12-31$47,453,121
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$41,706,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$40,114,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$35,627,300
Interest on participant loans2020-12-31$17,022
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$62,825
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,871,690
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,666,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,380,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,188,112
Employer contributions (assets) at end of year2020-12-31$18,250
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,047,510
Contract administrator fees2020-12-31$229,544
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SEAY & WEISSINGER, LLC
Accountancy firm EIN2020-12-31611663588
2019 : DEKRA AMERICA, INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,785,073
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,498,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,208,441
Expenses. Certain deemed distributions of participant loans2019-12-31$73,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,957,246
Value of total assets at end of year2019-12-31$41,706,264
Value of total assets at beginning of year2019-12-31$34,419,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$216,404
Total interest from all sources2019-12-31$23,601
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,984,694
Participant contributions at end of year2019-12-31$412,516
Participant contributions at beginning of year2019-12-31$380,827
Participant contributions at beginning of year2019-12-31$3,676
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$538,856
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other income not declared elsewhere2019-12-31$22,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,286,447
Value of net assets at end of year (total assets less liabilities)2019-12-31$41,706,264
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$34,419,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$35,627,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$27,823,709
Interest on participant loans2019-12-31$23,601
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,666,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,211,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,781,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,433,696
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,208,441
Contract administrator fees2019-12-31$216,404
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SEAY & WEISSINGER, LLC
Accountancy firm EIN2019-12-31611663588
2018 : DEKRA AMERICA, INC. 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$10,056,175
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,251,142
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,500,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,286,139
Expenses. Certain deemed distributions of participant loans2018-12-31$19,931
Value of total corrective distributions2018-12-31$20,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,639,944
Value of total assets at end of year2018-12-31$34,419,817
Value of total assets at beginning of year2018-12-31$27,612,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$173,528
Total interest from all sources2018-12-31$15,543
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,997,462
Participant contributions at end of year2018-12-31$380,827
Participant contributions at beginning of year2018-12-31$61,239
Participant contributions at end of year2018-12-31$3,676
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$208,198
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$24,346,555
Other income not declared elsewhere2018-12-31$4,966
Administrative expenses (other) incurred2018-12-31$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,248,870
Value of net assets at end of year (total assets less liabilities)2018-12-31$34,419,817
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$27,612,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$148,742
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$27,823,709
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,029,925
Interest on participant loans2018-12-31$15,543
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,211,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$174,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,409,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,434,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,286,139
Contract administrator fees2018-12-31$24,536
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : DEKRA AMERICA, INC. 401K PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$24,346,555
Total income from all sources (including contributions)2017-12-31$1,880,702
Total of all expenses incurred2017-12-31$499,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$470,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,561,203
Value of total assets at end of year2017-12-31$27,612,512
Value of total assets at beginning of year2017-12-31$1,884,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$28,840
Total interest from all sources2017-12-31$2,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$220,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$579,791
Participant contributions at end of year2017-12-31$61,239
Participant contributions at beginning of year2017-12-31$15,936
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$291,088
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$24,346,555
Administrative expenses (other) incurred2017-12-31$28,840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,380,975
Value of net assets at end of year (total assets less liabilities)2017-12-31$27,612,512
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,884,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$3,029,925
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,742,874
Interest on participant loans2017-12-31$1,664
Interest earned on other investments2017-12-31$927
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$929
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$929
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$174,793
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$125,243
Net investment gain/loss from pooled separate accounts2017-12-31$316,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$690,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$470,887
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : DEKRA AMERICA, INC. 401K PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$176,206
Total income from all sources (including contributions)2016-12-31$858,586
Total of all expenses incurred2016-12-31$249,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$230,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$771,485
Value of total assets at end of year2016-12-31$1,884,982
Value of total assets at beginning of year2016-12-31$1,099,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,344
Total interest from all sources2016-12-31$2,051
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$451,092
Participant contributions at end of year2016-12-31$15,936
Participant contributions at beginning of year2016-12-31$3,686
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$99,875
Administrative expenses (other) incurred2016-12-31$18,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$609,453
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,884,982
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,099,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$1,742,874
Value of interest in pooled separate accounts at beginning of year2016-12-31$989,104
Interest on participant loans2016-12-31$422
Interest earned on other investments2016-12-31$1,624
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$929
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$125,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$106,533
Net investment gain/loss from pooled separate accounts2016-12-31$85,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$220,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$230,789
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : DEKRA AMERICA, INC. 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$399,044
Total of all expenses incurred2015-12-31$362,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$350,475
Expenses. Certain deemed distributions of participant loans2015-12-31$1,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$414,451
Value of total assets at end of year2015-12-31$1,099,323
Value of total assets at beginning of year2015-12-31$1,062,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,227
Total interest from all sources2015-12-31$43
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$1,150
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$301,939
Participant contributions at end of year2015-12-31$3,686
Participant contributions at beginning of year2015-12-31$2,405
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$56,126
Other income not declared elsewhere2015-12-31$1,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$36,909
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,099,323
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,062,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$9,077
Value of interest in pooled separate accounts at end of year2015-12-31$989,104
Value of interest in pooled separate accounts at beginning of year2015-12-31$899,684
Interest on participant loans2015-12-31$43
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$106,533
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$160,325
Net investment gain/loss from pooled separate accounts2015-12-31$-17,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$56,386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$350,475
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No

Form 5500 Responses for DEKRA AMERICA, INC. 401K PLAN

2022: DEKRA AMERICA, INC. 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DEKRA AMERICA, INC. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DEKRA AMERICA, INC. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DEKRA AMERICA, INC. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DEKRA AMERICA, INC. 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DEKRA AMERICA, INC. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DEKRA AMERICA, INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DEKRA AMERICA, INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number780198-01
Policy instance 1
Insurance contract or identification number780198-01
Number of Individuals Covered558
Insurance policy start date2022-10-29
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62757-1
Policy instance 2
Insurance contract or identification numberMR 62757-1
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-10-28
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62757-1
Policy instance 1
Insurance contract or identification numberMR 62757-1
Number of Individuals Covered552
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $15,097
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,097
Insurance broker organization code?1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62757-1
Policy instance 1
Insurance contract or identification numberMR 62757-1
Number of Individuals Covered559
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $17,036
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,036
Insurance broker organization code?1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62757-1
Policy instance 1
Insurance contract or identification numberMR 62757-1
Number of Individuals Covered533
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $14,347
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,347
Insurance broker organization code?1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 62757-1
Policy instance 1
Insurance contract or identification numberMR 62757-1
Number of Individuals Covered514
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $11,344
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,344
Insurance broker organization code?1
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600715
Policy instance 1
Insurance contract or identification number600715
Number of Individuals Covered282
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600715-000
Policy instance 1
Insurance contract or identification number600715-000
Number of Individuals Covered179
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $4,392
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,635
Insurance broker organization code?3
Insurance broker nameDAVID H ASBURY

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