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EDGEAQ, LLC 401(K) PLAN 401k Plan overview

Plan NameEDGEAQ, LLC 401(K) PLAN
Plan identification number 001

EDGEAQ, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EDGEAQ, LLC has sponsored the creation of one or more 401k plans.

Company Name:EDGEAQ, LLC
Employer identification number (EIN):471063967
NAIC Classification:541519
NAIC Description:Other Computer Related Services

Additional information about EDGEAQ, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 5548529

More information about EDGEAQ, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EDGEAQ, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01JOHN MCCRARY
0012016-01-01JOHN MCCRARY2017-08-31
0012015-01-01JOHN MCCRARY2016-09-30
0012014-01-01JOHN MCCRARY

Plan Statistics for EDGEAQ, LLC 401(K) PLAN

401k plan membership statisitcs for EDGEAQ, LLC 401(K) PLAN

Measure Date Value
2019: EDGEAQ, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01171
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: EDGEAQ, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01156
Total number of active participants reported on line 7a of the Form 55002018-01-01124
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0147
Total of all active and inactive participants2018-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01171
Number of participants with account balances2018-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: EDGEAQ, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01137
Total number of active participants reported on line 7a of the Form 55002017-01-01112
Number of retired or separated participants receiving benefits2017-01-016
Number of other retired or separated participants entitled to future benefits2017-01-0138
Total of all active and inactive participants2017-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01156
Number of participants with account balances2017-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2014: EDGEAQ, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01129
Total number of active participants reported on line 7a of the Form 55002014-01-0154
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-0139
Total of all active and inactive participants2014-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0197
Number of participants with account balances2014-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014

Financial Data on EDGEAQ, LLC 401(K) PLAN

Measure Date Value
2019 : EDGEAQ, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-05-14$0
Total transfer of assets from this plan2019-05-14$5,123,369
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-05-14$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-05-14$0
Total income from all sources (including contributions)2019-05-14$789,612
Total loss/gain on sale of assets2019-05-14$0
Total of all expenses incurred2019-05-14$561,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-05-14$559,943
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-05-14$249,458
Value of total assets at end of year2019-05-14$0
Value of total assets at beginning of year2019-05-14$4,895,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-05-14$1,669
Total interest from all sources2019-05-14$788
Total dividends received (eg from common stock, registered investment company shares)2019-05-14$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-05-14Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-05-14$0
Was this plan covered by a fidelity bond2019-05-14Yes
Value of fidelity bond cover2019-05-14$500,000
If this is an individual account plan, was there a blackout period2019-05-14Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-05-14$0
Were there any nonexempt tranactions with any party-in-interest2019-05-14No
Contributions received from participants2019-05-14$156,769
Participant contributions at end of year2019-05-14$0
Participant contributions at beginning of year2019-05-14$62,520
Income. Received or receivable in cash from other sources (including rollovers)2019-05-14$32,028
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-05-14No
Value of net income/loss2019-05-14$228,000
Value of net assets at end of year (total assets less liabilities)2019-05-14$0
Value of net assets at beginning of year (total assets less liabilities)2019-05-14$4,895,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-05-14No
Were any loans by the plan or fixed income obligations due to the plan in default2019-05-14No
Were any leases to which the plan was party in default or uncollectible2019-05-14No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-05-14$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-05-14$4,666,130
Interest on participant loans2019-05-14$788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-05-14$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-05-14$166,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-05-14$539,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-05-14No
Was there a failure to transmit to the plan any participant contributions2019-05-14No
Has the plan failed to provide any benefit when due under the plan2019-05-14No
Contributions received in cash from employer2019-05-14$60,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-05-14$559,943
Contract administrator fees2019-05-14$1,669
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-05-14Yes
Did the plan have assets held for investment2019-05-14No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-05-14No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-05-14Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-05-14Yes
Opinion of an independent qualified public accountant for this plan2019-05-14Disclaimer
Accountancy firm name2019-05-14FRAZIER & DEETER, LLC
Accountancy firm EIN2019-05-14581433845
2018 : EDGEAQ, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$534,354
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,231,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,228,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$887,482
Value of total assets at end of year2018-12-31$4,895,369
Value of total assets at beginning of year2018-12-31$5,592,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,244
Total interest from all sources2018-12-31$3,451
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$523,890
Participant contributions at end of year2018-12-31$62,520
Participant contributions at beginning of year2018-12-31$3,325
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$120,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-697,616
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,895,369
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,592,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,666,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,377,603
Interest on participant loans2018-12-31$1,750
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$166,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$212,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-356,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$243,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,228,726
Contract administrator fees2018-12-31$3,244
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2018-12-31581433845
2017 : EDGEAQ, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,579,783
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$488,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$486,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$774,620
Value of total assets at end of year2017-12-31$5,592,985
Value of total assets at beginning of year2017-12-31$4,501,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,133
Total interest from all sources2017-12-31$2,093
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$458,016
Participant contributions at end of year2017-12-31$3,325
Participant contributions at beginning of year2017-12-31$16,607
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$87,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,091,310
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,592,985
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,501,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,377,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,342,064
Interest on participant loans2017-12-31$352
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$212,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$143,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$803,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$229,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$486,340
Contract administrator fees2017-12-31$2,133
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2017-12-31581433845
2014 : EDGEAQ, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$826,828
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,670,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,665,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$464,553
Value of total assets at end of year2014-12-31$4,596,489
Value of total assets at beginning of year2014-12-31$5,440,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,631
Total interest from all sources2014-12-31$10,342
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$336,108
Participant contributions at end of year2014-12-31$97,222
Participant contributions at beginning of year2014-12-31$87,478
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$5,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-844,063
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,596,489
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,440,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,256,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,080,319
Interest on participant loans2014-12-31$2,861
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$7,481
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$242,889
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$272,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$351,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$122,731
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,665,260
Contract administrator fees2014-12-31$5,631
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2014-12-31581433845

Form 5500 Responses for EDGEAQ, LLC 401(K) PLAN

2019: EDGEAQ, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: EDGEAQ, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: EDGEAQ, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2014: EDGEAQ, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812578
Policy instance 1
Insurance contract or identification number812578
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-05-14
Total amount of commissions paid to insurance brokerUSD $9,849
Total amount of fees paid to insurance companyUSD $1,299
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,849
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812578
Policy instance 1
Insurance contract or identification number812578
Number of Individuals Covered137
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $23,736
Total amount of fees paid to insurance companyUSD $2,670
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,736
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812578
Policy instance 1
Insurance contract or identification number812578
Number of Individuals Covered116
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $22,548
Total amount of fees paid to insurance companyUSD $2,423
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,548
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER
Insurance broker organization code?3
Insurance broker nameACO/DCS, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812578
Policy instance 1
Insurance contract or identification number812578
Number of Individuals Covered81
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $25,428
Total amount of fees paid to insurance companyUSD $2,595
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,571
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER
Insurance broker organization code?3
Insurance broker nameDCS RETIREMENT GROUP

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