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FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameFAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN
Plan identification number 003

FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GENTLE DENTISTRY MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name:GENTLE DENTISTRY MANAGEMENT, INC.
Employer identification number (EIN):473247565
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01
0032017-01-01CAROL CLURE CAROL CLURE2018-10-15
0032016-01-01SHERI CARLSON SHERI CARLSON2017-08-22

Plan Statistics for FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01182
Total number of active participants reported on line 7a of the Form 55002018-01-01141
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0140
Total of all active and inactive participants2018-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01181
Number of participants with account balances2018-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0120
2017: FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01167
Total number of active participants reported on line 7a of the Form 55002017-01-01120
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0153
Total of all active and inactive participants2017-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01173
Number of participants with account balances2017-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0126
2016: FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01164
Total number of active participants reported on line 7a of the Form 55002016-01-01126
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0135
Total of all active and inactive participants2016-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01161
Number of participants with account balances2016-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0114

Financial Data on FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN

Measure Date Value
2018 : FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$460
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$308,839
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$729,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$713,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$503,717
Value of total assets at end of year2018-12-31$2,534,772
Value of total assets at beginning of year2018-12-31$2,954,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$16,188
Total interest from all sources2018-12-31$2,091
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$300,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$394,863
Participant contributions at end of year2018-12-31$45,409
Participant contributions at beginning of year2018-12-31$66,335
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$460
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-420,572
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,534,312
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,954,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at end of year2018-12-31$2,468,191
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,866,500
Interest on participant loans2018-12-31$2,091
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$21,172
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$22,049
Net investment gain/loss from pooled separate accounts2018-12-31$-196,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$108,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$713,223
Contract administrator fees2018-12-31$16,188
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SMITH, SCHAFER AND ASSOCIATES, LTD.
Accountancy firm EIN2018-12-31411489071
2017 : FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$748,902
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$167,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$154,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$411,481
Value of total assets at end of year2017-12-31$2,954,884
Value of total assets at beginning of year2017-12-31$2,373,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,431
Total interest from all sources2017-12-31$2,832
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$300,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$314,703
Participant contributions at end of year2017-12-31$66,335
Participant contributions at beginning of year2017-12-31$57,230
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$5,589
Other income not declared elsewhere2017-12-31$5
Administrative expenses (other) incurred2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$581,587
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,954,884
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,373,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,296,000
Value of interest in pooled separate accounts at end of year2017-12-31$2,866,500
Interest on participant loans2017-12-31$2,832
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$22,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$20,067
Net investment gain/loss from pooled separate accounts2017-12-31$334,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$91,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$154,884
Contract administrator fees2017-12-31$12,431
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SMITH, SCHAFER AND ASSOCIATES, LTD.
Accountancy firm EIN2017-12-31411489071
2016 : FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$711,275
Total of all expenses incurred2016-12-31$191,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$177,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$542,538
Value of total assets at end of year2016-12-31$2,373,297
Value of total assets at beginning of year2016-12-31$1,853,092
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,015
Total interest from all sources2016-12-31$1,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$300,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$278,413
Participant contributions at end of year2016-12-31$57,230
Participant contributions at beginning of year2016-12-31$28,724
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$175,619
Other income not declared elsewhere2016-12-31$13
Administrative expenses (other) incurred2016-12-31$1,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$520,205
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,373,297
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,853,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,296,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,799,011
Interest on participant loans2016-12-31$1,968
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$20,067
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$25,357
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$166,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$88,506
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$177,055
Contract administrator fees2016-12-31$12,975
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SMITH, SCHAFER AND ASSOCIATES, LTD.
Accountancy firm EIN2016-12-31411489071

Form 5500 Responses for FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN

2018: FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FAMILY & COSMETIC GENTLE DENTISTRY 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805170
Policy instance 1
Insurance contract or identification number805170
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $14,035
Total amount of fees paid to insurance companyUSD $2,797
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,035
Insurance broker organization code?3
Amount paid for insurance broker fees2797
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number805170
Policy instance 1
Insurance contract or identification number805170
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $12,826
Total amount of fees paid to insurance companyUSD $2,576
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,826
Insurance broker organization code?3
Amount paid for insurance broker fees2576
Insurance broker nameTAX SHELTERED COMPENSATION, INC.

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