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3LS, INC. 401(K) PLAN 401k Plan overview

Plan Name3LS, INC. 401(K) PLAN
Plan identification number 001

3LS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

3LS, INC. has sponsored the creation of one or more 401k plans.

Company Name:3LS, INC.
Employer identification number (EIN):473407777
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 3LS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01TRISHA GALBREATH TRISHA GALBREATH2018-10-10
0012016-01-01TRISHA GALBREATH TRISHA GALBREATH2017-10-16
0012016-01-01TRISHA GALBREATH TRISHA GALBREATH2018-01-12

Plan Statistics for 3LS, INC. 401(K) PLAN

401k plan membership statisitcs for 3LS, INC. 401(K) PLAN

Measure Date Value
2022: 3LS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,127
Total number of active participants reported on line 7a of the Form 55002022-01-01852
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01286
Total of all active and inactive participants2022-01-011,138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,138
Number of participants with account balances2022-01-011,047
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0110
2021: 3LS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,047
Total number of active participants reported on line 7a of the Form 55002021-01-01803
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01324
Total of all active and inactive participants2021-01-011,127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,127
Number of participants with account balances2021-01-011,045
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: 3LS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,053
Total number of active participants reported on line 7a of the Form 55002020-01-01727
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,311
Total of all active and inactive participants2020-01-012,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-012,038
Number of participants with account balances2020-01-011,845
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: 3LS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,040
Total number of active participants reported on line 7a of the Form 55002019-01-01727
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,326
Total of all active and inactive participants2019-01-012,053
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,053
Number of participants with account balances2019-01-011,824
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: 3LS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,132
Total number of active participants reported on line 7a of the Form 55002018-01-01795
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,245
Total of all active and inactive participants2018-01-012,040
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012,040
Number of participants with account balances2018-01-011,816
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: 3LS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,257
Total number of active participants reported on line 7a of the Form 55002017-01-01735
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011,396
Total of all active and inactive participants2017-01-012,131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-012,132
Number of participants with account balances2017-01-011,819
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: 3LS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,232
Total number of active participants reported on line 7a of the Form 55002016-01-011,365
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01892
Total of all active and inactive participants2016-01-012,257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,257
Number of participants with account balances2016-01-011,634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012

Financial Data on 3LS, INC. 401(K) PLAN

Measure Date Value
2022 : 3LS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$2,908,763
Total transfer of assets from this plan2022-12-31$27,558
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$745,201
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$408,341
Total income from all sources (including contributions)2022-12-31$-2,353,069
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,326,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,051,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,443,734
Value of total assets at end of year2022-12-31$22,444,956
Value of total assets at beginning of year2022-12-31$23,906,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$274,607
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,187,062
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$96,373
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$745,201
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$408,341
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,679,208
Value of net assets at end of year (total assets less liabilities)2022-12-31$21,699,755
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$23,497,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$34,200
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$21,891,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$23,361,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$553,125
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$544,354
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$544,354
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,796,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$160,299
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,051,532
Contract administrator fees2022-12-31$240,407
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PATTERSON, HARDEE & BALLENTINE, PC
Accountancy firm EIN2022-12-31450784806
2021 : 3LS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$4,147,805
Total transfer of assets from this plan2021-12-31$260,848
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$408,341
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$408,341
Total income from all sources (including contributions)2021-12-31$4,261,954
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,712,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,685,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,807,823
Value of total assets at end of year2021-12-31$23,906,099
Value of total assets at beginning of year2021-12-31$17,469,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$26,630
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,038,381
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$45,427
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$664,907
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$3,183
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$408,341
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$408,341
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,549,388
Value of net assets at end of year (total assets less liabilities)2021-12-31$23,497,758
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$17,061,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$23,361,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$17,117,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$544,354
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$303,583
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$303,583
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,454,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$104,535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,685,936
Contract administrator fees2021-12-31$26,630
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31PATTERSON, HARDEE & BALLENTINE, PC
Accountancy firm EIN2021-12-31450784806
2020 : 3LS, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$2,175,451
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$408,341
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$283,072
Total income from all sources (including contributions)2020-12-31$5,033,260
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,442,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,295,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,557,573
Value of total assets at end of year2020-12-31$17,469,754
Value of total assets at beginning of year2020-12-31$11,578,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$147,326
Total interest from all sources2020-12-31$917,505
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,085,756
Participant contributions at end of year2020-12-31$45,427
Participant contributions at beginning of year2020-12-31$50,021
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$297,558
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$3,183
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$16,451
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$408,341
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$283,072
Other income not declared elsewhere2020-12-31$212
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$11,504,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,590,765
Value of net assets at end of year (total assets less liabilities)2020-12-31$17,061,413
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,295,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$17,117,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,653
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$303,583
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$917,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,557,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$174,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,295,169
Contract administrator fees2020-12-31$147,326
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PATTERSON, HARDEE & BALLENTINE, PC
Accountancy firm EIN2020-12-31450784806
2019 : 3LS, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,555,534
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,095,185
Total of all expenses incurred2019-12-31$3,095,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,060,913
Value of total corrective distributions2019-12-31$19,392
Value of total corrective distributions2019-12-31$19,392
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,489,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,489,915
Value of total assets at end of year2019-12-31$11,514,159
Value of total assets at end of year2019-12-31$11,514,159
Value of total assets at beginning of year2019-12-31$10,053,810
Value of total assets at beginning of year2019-12-31$10,053,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,880
Total interest from all sources2019-12-31$0
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$153,329
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$153,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$153,329
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$153,329
Administrative expenses professional fees incurred2019-12-31$14,880
Administrative expenses professional fees incurred2019-12-31$14,880
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,069,851
Contributions received from participants2019-12-31$1,069,851
Participant contributions at end of year2019-12-31$2,362
Participant contributions at end of year2019-12-31$2,362
Participant contributions at beginning of year2019-12-31$10
Participant contributions at beginning of year2019-12-31$10
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$124,823
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$124,823
Other income not declared elsewhere2019-12-31$23,432
Other income not declared elsewhere2019-12-31$23,432
Total non interest bearing cash at end of year2019-12-31$11,504,144
Total non interest bearing cash at end of year2019-12-31$11,504,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,460,349
Value of net income/loss2019-12-31$1,460,349
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,514,159
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,514,159
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,053,810
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,053,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,653
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,941,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,941,198
Value of interest in common/collective trusts at beginning of year2019-12-31$58,076
Value of interest in common/collective trusts at beginning of year2019-12-31$58,076
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$191
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$191
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$191
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$191
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,054,335
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,054,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,887,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,887,799
Net investment gain or loss from common/collective trusts2019-12-31$1,059
Net investment gain or loss from common/collective trusts2019-12-31$1,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,295,241
Contributions received in cash from employer2019-12-31$1,295,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,060,913
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PATTERSON, HARDEE & BALLENTINE, PC
Accountancy firm EIN2019-12-31450784806
Accountancy firm EIN2019-12-31450784806
2018 : 3LS, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,178,051
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,991,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,932,849
Value of total corrective distributions2018-12-31$33,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,950,771
Value of total assets at end of year2018-12-31$10,053,810
Value of total assets at beginning of year2018-12-31$9,867,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$24,536
Total interest from all sources2018-12-31$5
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$131,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$131,632
Administrative expenses professional fees incurred2018-12-31$24,536
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,251,666
Participant contributions at end of year2018-12-31$10
Participant contributions at beginning of year2018-12-31$660
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$13,252
Other income not declared elsewhere2018-12-31$21,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$186,809
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,053,810
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,867,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,941,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,730,599
Value of interest in common/collective trusts at end of year2018-12-31$58,076
Value of interest in common/collective trusts at beginning of year2018-12-31$40,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$191
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,491
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,491
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,054,335
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,094,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-926,889
Net investment gain or loss from common/collective trusts2018-12-31$675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,685,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,932,849
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PATTERSON, HARDEE & BALLENTINE, PC
Accountancy firm EIN2018-12-31450784806
2017 : 3LS, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,224,994
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,259,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,210,414
Value of total corrective distributions2017-12-31$27,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,010,078
Value of total assets at end of year2017-12-31$9,867,001
Value of total assets at beginning of year2017-12-31$6,901,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,031
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$101,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$101,264
Administrative expenses professional fees incurred2017-12-31$22,031
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,067,584
Participant contributions at end of year2017-12-31$660
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$47,671
Other income not declared elsewhere2017-12-31$6,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,965,382
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,867,001
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,901,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,730,599
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,147,256
Value of interest in common/collective trusts at end of year2017-12-31$40,172
Value of interest in common/collective trusts at beginning of year2017-12-31$545,329
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,491
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$3,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$3,782
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,094,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$205,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,102,471
Net investment gain or loss from common/collective trusts2017-12-31$4,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,894,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,210,414
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PATTERSON, HARDEE & BALLENTINE, PC
Accountancy firm EIN2017-12-31450784806
2016 : 3LS, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$222,863
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,465,060
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$542,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$488,697
Value of total corrective distributions2016-12-31$45,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,032,184
Value of total assets at end of year2016-12-31$6,901,619
Value of total assets at beginning of year2016-12-31$5,755,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,215
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$87,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$87,211
Administrative expenses professional fees incurred2016-12-31$8,215
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$300,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$992,687
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$39,497
Other income not declared elsewhere2016-12-31$3,222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$922,858
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,901,619
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,755,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,147,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,096,383
Value of interest in common/collective trusts at end of year2016-12-31$545,329
Value of interest in common/collective trusts at beginning of year2016-12-31$475,615
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$3,782
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,432
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$205,252
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$179,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$338,761
Net investment gain or loss from common/collective trusts2016-12-31$3,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$488,697
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PATTERSON, HARDEE & BALLENTINE, PC
Accountancy firm EIN2016-12-31450784806

Form 5500 Responses for 3LS, INC. 401(K) PLAN

2022: 3LS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: 3LS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: 3LS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: 3LS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: 3LS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: 3LS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: 3LS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517628-000
Policy instance 1
Insurance contract or identification number517628-000
Number of Individuals Covered297
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517628-000
Policy instance 1
Insurance contract or identification number517628-000
Number of Individuals Covered1850
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $276
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees276
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517628-000
Policy instance 1
Insurance contract or identification number517628-000
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,144
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8525
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number63748
Policy instance 1
Insurance contract or identification number63748
Number of Individuals Covered34
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number809409A
Policy instance 2
Insurance contract or identification number809409A
Number of Individuals Covered1907
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811898A
Policy instance 3
Insurance contract or identification number811898A
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811898A
Policy instance 3
Insurance contract or identification number811898A
Number of Individuals Covered1728
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number809409A
Policy instance 2
Insurance contract or identification number809409A
Number of Individuals Covered1793
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number63748
Policy instance 1
Insurance contract or identification number63748
Number of Individuals Covered31
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811898A
Policy instance 3
Insurance contract or identification number811898A
Number of Individuals Covered1749
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number809409A
Policy instance 2
Insurance contract or identification number809409A
Number of Individuals Covered1804
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number63748
Policy instance 1
Insurance contract or identification number63748
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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