401k Plan data: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST plan

PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PAUL SMITH LLC has sponsored the creation of one or more 401k plans.

Company Name: PAUL SMITH LLC

Employer identification number (EIN): 473490993

NAIC Classification: 448110
NAIC Description: Men's Clothing Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01 TIM OVERILL 2023-06-27
001 2021-01-01 TIM OVERILL 2022-08-25
001 2020-01-01
001 2019-01-01
001 2018-01-01 TIM OVERILL 2019-07-09
001 2017-01-01 TIM OVERILL 2018-07-19

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01
001	2022-01-01	TIM OVERILL	2023-06-27
001	2021-01-01	TIM OVERILL	2022-08-25
001	2020-01-01
001	2019-01-01
001	2018-01-01	TIM OVERILL	2019-07-09
001	2017-01-01	TIM OVERILL	2018-07-19

Plan Statistics for PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2023: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year 2023-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 63
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 36
Total of all active and inactive participants 2023-01-01 99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 99
Number of participants with account balances 2023-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 20
2020: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 101
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 54
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 27
Total of all active and inactive participants 2020-01-01 81
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 81
Number of participants with account balances 2020-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 42
2019: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 84
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 14
Total of all active and inactive participants 2019-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 98
Number of participants with account balances 2019-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 24

Measure	Date	Value
2023: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 401k membership
Total participants, beginning-of-year	2023-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	63
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	36
Total of all active and inactive participants	2023-01-01	99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	99
Number of participants with account balances	2023-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	20
2020: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	101
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	54
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	27
Total of all active and inactive participants	2020-01-01	81
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	81
Number of participants with account balances	2020-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	42
2019: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	84
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	14
Total of all active and inactive participants	2019-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	98
Number of participants with account balances	2019-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	24

Financial Data on PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2023 : PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$789,040
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$866,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$842,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$385,607
Value of total assets at end of year	2023-12-31	$2,230,308
Value of total assets at beginning of year	2023-12-31	$2,307,367
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$23,655
Total interest from all sources	2023-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$37,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$37,528
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$400,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$239,361
Participant contributions at end of year	2023-12-31	$58
Participant contributions at beginning of year	2023-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$13,085
Other income not declared elsewhere	2023-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$-77,059
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$2,230,308
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$2,307,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$2,230,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$2,307,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$365,905
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$133,161
Employer contributions (assets) at end of year	2023-12-31	$0
Employer contributions (assets) at beginning of year	2023-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$842,444
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	TEPLITZKY & COMPANY, P.C.
Accountancy firm EIN	2023-12-31	060962357
2020 : PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$6,812
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$748,708
Total of all expenses incurred	2020-12-31	$172,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$149,805
Expenses. Certain deemed distributions of participant loans	2020-12-31	$186
Value of total corrective distributions	2020-12-31	$5,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$410,044
Value of total assets at end of year	2020-12-31	$2,475,906
Value of total assets at beginning of year	2020-12-31	$1,892,512
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$16,809
Total interest from all sources	2020-12-31	$2,479
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$30,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$30,494
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$175,454
Participant contributions at end of year	2020-12-31	$25,559
Participant contributions at beginning of year	2020-12-31	$65,227
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$135,082
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$6,812
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$15,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$576,582
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$2,469,094
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$1,892,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$1,040
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$2,450,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$1,827,285
Interest on participant loans	2020-12-31	$2,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$305,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$99,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$149,805
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	TEPLITZKY & COMPANY, P.C.
Accountancy firm EIN	2020-12-31	060962357
2019 : PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$767,346
Total income from all sources (including contributions)	2019-12-31	$767,346
Total of all expenses incurred	2019-12-31	$149,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$134,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$134,260
Expenses. Certain deemed distributions of participant loans	2019-12-31	$14
Expenses. Certain deemed distributions of participant loans	2019-12-31	$14
Value of total corrective distributions	2019-12-31	$4,409
Value of total corrective distributions	2019-12-31	$4,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$446,381
Value of total assets at end of year	2019-12-31	$1,892,512
Value of total assets at end of year	2019-12-31	$1,892,512
Value of total assets at beginning of year	2019-12-31	$1,274,893
Value of total assets at beginning of year	2019-12-31	$1,274,893
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$11,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$11,044
Total interest from all sources	2019-12-31	$3,804
Total interest from all sources	2019-12-31	$3,804
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$27,044
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$27,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$27,044
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$27,044
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$166,000
Value of fidelity bond cover	2019-12-31	$166,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$186,513
Participant contributions at end of year	2019-12-31	$65,227
Participant contributions at end of year	2019-12-31	$65,227
Participant contributions at beginning of year	2019-12-31	$52,889
Participant contributions at beginning of year	2019-12-31	$52,889
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$149,313
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$149,313
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$961
Other income not declared elsewhere	2019-12-31	$961
Administrative expenses (other) incurred	2019-12-31	$10,004
Administrative expenses (other) incurred	2019-12-31	$10,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$617,619
Value of net income/loss	2019-12-31	$617,619
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,892,512
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,892,512
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,274,893
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,274,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$1,040
Investment advisory and management fees	2019-12-31	$1,040
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$1,827,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$1,222,004
Interest on participant loans	2019-12-31	$3,804
Interest on participant loans	2019-12-31	$3,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$289,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$289,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$110,555
Contributions received in cash from employer	2019-12-31	$110,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$134,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$134,260
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	TEPLITZKY & COMPANY, P.C.
Accountancy firm name	2019-12-31	TEPLITZKY & COMPANY, P.C.
Accountancy firm EIN	2019-12-31	060962357
Accountancy firm EIN	2019-12-31	060962357

Form 5500 Responses for PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST

2023: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2020: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PAUL SMITH LLC 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517575-000

Policy instance

Insurance contract or identification number	517575-000
Number of Individuals Covered	99
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,136
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517575

Policy instance

Insurance contract or identification number	517575
Number of Individuals Covered	78
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517575

Policy instance

Insurance contract or identification number	517575
Number of Individuals Covered	98
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	PAUL SMITH LLC
Employer identification number (EIN):	473490993
NAIC Classification:	448110
NAIC Description:	Men's Clothing Stores