SCHWEST ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SCHWEST ENTERPRISES RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2021: SCHWEST ENTERPRISES RETIREMENT PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
| Total of all active and inactive participants | 2021-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 11 |
| Number of participants with account balances | 2021-01-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: SCHWEST ENTERPRISES RETIREMENT PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
| Total of all active and inactive participants | 2020-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 11 |
| Number of participants with account balances | 2020-01-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: SCHWEST ENTERPRISES RETIREMENT PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 9 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 9 |
| Number of participants with account balances | 2019-01-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: SCHWEST ENTERPRISES RETIREMENT PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 9 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 9 |
| Number of participants with account balances | 2018-01-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: SCHWEST ENTERPRISES RETIREMENT PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1 |
| Total of all active and inactive participants | 2017-01-01 | 6 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 6 |
| Number of participants with account balances | 2017-01-01 | 3 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: SCHWEST ENTERPRISES RETIREMENT PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 2 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 2 |
| Number of participants with account balances | 2016-01-01 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: SCHWEST ENTERPRISES RETIREMENT PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-03-27 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-03-27 | 2 |
| Number of retired or separated participants receiving benefits | 2015-03-27 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-03-27 | 0 |
| Total of all active and inactive participants | 2015-03-27 | 2 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-03-27 | 0 |
| Total participants | 2015-03-27 | 2 |
| Number of participants with account balances | 2015-03-27 | 2 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-03-27 | 0 |
| Measure | Date | Value |
|---|
| 2021 : SCHWEST ENTERPRISES RETIREMENT PLAN 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $36,879 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $343 |
| Total plan assets at end of year | 2021-12-31 | $254,509 |
| Total plan assets at beginning of year | 2021-12-31 | $217,973 |
| Value of fidelity bond covering the plan | 2021-12-31 | $40,000 |
| Other income received | 2021-12-31 | $36,879 |
| Net income (gross income less expenses) | 2021-12-31 | $36,536 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $254,509 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $217,973 |
| Assets. Value of employer securities | 2021-12-31 | $183,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $343 |
| 2020 : SCHWEST ENTERPRISES RETIREMENT PLAN 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $32,124 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $248 |
| Total plan assets at end of year | 2020-12-31 | $217,973 |
| Total plan assets at beginning of year | 2020-12-31 | $186,097 |
| Value of fidelity bond covering the plan | 2020-12-31 | $40,000 |
| Other income received | 2020-12-31 | $32,124 |
| Net income (gross income less expenses) | 2020-12-31 | $31,876 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $217,973 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $186,097 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2020-12-31 | $3,148 |
| Assets. Value of employer securities | 2020-12-31 | $154,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $248 |
| 2019 : SCHWEST ENTERPRISES RETIREMENT PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $34,822 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $223 |
| Total plan assets at end of year | 2019-12-31 | $186,097 |
| Total plan assets at beginning of year | 2019-12-31 | $151,498 |
| Value of fidelity bond covering the plan | 2019-12-31 | $40,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $3,148 |
| Other income received | 2019-12-31 | $28,810 |
| Net income (gross income less expenses) | 2019-12-31 | $34,599 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $186,097 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $151,498 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2019-12-31 | $6,944 |
| Assets. Value of employer securities | 2019-12-31 | $130,000 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $2,864 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $223 |
| 2018 : SCHWEST ENTERPRISES RETIREMENT PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-21,407 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $944 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $743 |
| Total plan assets at end of year | 2018-12-31 | $151,498 |
| Total plan assets at beginning of year | 2018-12-31 | $173,849 |
| Value of fidelity bond covering the plan | 2018-12-31 | $40,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $4,712 |
| Other income received | 2018-12-31 | $-29,888 |
| Net income (gross income less expenses) | 2018-12-31 | $-22,351 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $151,498 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $173,849 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2018-12-31 | $3,796 |
| Assets. Value of employer securities | 2018-12-31 | $110,000 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $3,769 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $201 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : SCHWEST ENTERPRISES RETIREMENT PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $17,942 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $142 |
| Total plan assets at end of year | 2017-12-31 | $173,849 |
| Total plan assets at beginning of year | 2017-12-31 | $156,049 |
| Value of fidelity bond covering the plan | 2017-12-31 | $40,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $5,176 |
| Other income received | 2017-12-31 | $8,560 |
| Net income (gross income less expenses) | 2017-12-31 | $17,800 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $173,849 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $156,049 |
| Assets. Value of employer securities | 2017-12-31 | $136,560 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $4,206 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $142 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : SCHWEST ENTERPRISES RETIREMENT PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $-104,218 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $28 |
| Total plan assets at end of year | 2016-12-31 | $156,049 |
| Total plan assets at beginning of year | 2016-12-31 | $260,295 |
| Total contributions received or receivable from participants | 2016-12-31 | $2,427 |
| Other income received | 2016-12-31 | $-109,072 |
| Net income (gross income less expenses) | 2016-12-31 | $-104,246 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $156,049 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $260,295 |
| Assets. Value of employer securities | 2016-12-31 | $133,210 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $2,427 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $28 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : SCHWEST ENTERPRISES RETIREMENT PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $260,366 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $71 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $71 |
| Total plan assets at end of year | 2015-12-31 | $260,295 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $335,250 |
| Other income received | 2015-12-31 | $-74,884 |
| Net income (gross income less expenses) | 2015-12-31 | $260,295 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $260,295 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $0 |
| Assets. Value of employer securities | 2015-12-31 | $242,356 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2021: SCHWEST ENTERPRISES RETIREMENT PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: SCHWEST ENTERPRISES RETIREMENT PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: SCHWEST ENTERPRISES RETIREMENT PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: SCHWEST ENTERPRISES RETIREMENT PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: SCHWEST ENTERPRISES RETIREMENT PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: SCHWEST ENTERPRISES RETIREMENT PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: SCHWEST ENTERPRISES RETIREMENT PLAN 2015 form 5500 responses |
|---|
| 2015-03-27 | Type of plan entity | Single employer plan |
| 2015-03-27 | First time form 5500 has been submitted | Yes |
| 2015-03-27 | Submission has been amended | No |
| 2015-03-27 | This submission is the final filing | No |
| 2015-03-27 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2015-03-27 | Plan is a collectively bargained plan | No |
| 2015-03-27 | Plan funding arrangement – Trust | Yes |
| 2015-03-27 | Plan benefit arrangement - Trust | Yes |
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | SAVE-21531 |
| Policy instance | 1 |
| Insurance contract or identification number | SAVE-21531 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $343 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 343 | | Insurance broker organization code? | 3 |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | SAVE-21531 |
| Policy instance | 1 |
| Insurance contract or identification number | SAVE-21531 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $248 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 248 | | Insurance broker organization code? | 3 |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | SAVE-21531 |
| Policy instance | 1 |
| Insurance contract or identification number | SAVE-21531 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $223 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 223 | | Insurance broker organization code? | 3 |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | SAVE-21531 |
| Policy instance | 1 |
| Insurance contract or identification number | SAVE-21531 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $201 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 201 | | Insurance broker organization code? | 3 |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | SAVE-21531 |
| Policy instance | 1 |
| Insurance contract or identification number | SAVE-21531 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $142 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 142 | | Insurance broker organization code? | 3 | | Insurance broker name | SECURITIES AMERICA ADVISORS |
|
