401k Plan data: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN plan

ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 401k Plan overview

Plan Name	ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN
Plan identification number	002

ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.

401k Sponsoring company profile

ACI-HERZOG A JOINT VENTURE has sponsored the creation of one or more 401k plans.

Company Name: ACI-HERZOG A JOINT VENTURE

Employer identification number (EIN): 473581810

NAIC Classification: 482110
NAIC Description: Rail Transportation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01
002 2022-01-01
002 2021-01-01
002 2020-01-01 PAUL O'LEARY 2021-07-22
002 2019-01-01 PATRICIA FAHY 2020-08-20

Plan Statistics for ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN

401k plan membership statisitcs for ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN

Measure Date Value
2023: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 111
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 5
Total of all active and inactive participants 2023-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 116
Number of participants with account balances 2023-01-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 108
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 8
Total of all active and inactive participants 2022-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 116
Number of participants with account balances 2022-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 107
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 7
Total of all active and inactive participants 2021-01-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 114
Number of participants with account balances 2021-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0

Measure	Date	Value
2023: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	111
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	5
Total of all active and inactive participants	2023-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	116
Number of participants with account balances	2023-01-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	108
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	8
Total of all active and inactive participants	2022-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	116
Number of participants with account balances	2022-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	107
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	7
Total of all active and inactive participants	2021-01-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	114
Number of participants with account balances	2021-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0

Financial Data on ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN

Measure	Date	Value
2023 : ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$709,332
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$38,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$38,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$523,554
Value of total assets at end of year	2023-12-31	$1,689,620
Value of total assets at beginning of year	2023-12-31	$1,018,566
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$200
Total interest from all sources	2023-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$24,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$24,958
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$101,857
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$352,872
Participant contributions at end of year	2023-12-31	$11,910
Participant contributions at beginning of year	2023-12-31	$6,704
Other income not declared elsewhere	2023-12-31	$817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$671,054
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$1,689,620
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$1,018,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$1,672,320
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$1,009,215
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$160,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$170,682
Employer contributions (assets) at end of year	2023-12-31	$5,390
Employer contributions (assets) at beginning of year	2023-12-31	$2,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$38,078
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	PSV & CO, PSC
Accountancy firm EIN	2023-12-31	660565796
2022 : ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$263,080
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$508,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$507,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$509,492
Value of total assets at end of year	2022-12-31	$1,018,566
Value of total assets at beginning of year	2022-12-31	$1,264,353
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$1,595
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$14,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$14,177
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$50,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$333,634
Participant contributions at end of year	2022-12-31	$6,704
Participant contributions at beginning of year	2022-12-31	$19,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-245,787
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$1,018,566
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$1,264,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$1,595
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$1,009,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$1,222,392
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-260,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$175,858
Employer contributions (assets) at end of year	2022-12-31	$2,647
Employer contributions (assets) at beginning of year	2022-12-31	$22,723
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$507,272
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PSV & CO, PSC
Accountancy firm EIN	2022-12-31	660565796
2021 : ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$563,541
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$426,006
Value of total assets at end of year	2021-12-31	$1,264,353
Value of total assets at beginning of year	2021-12-31	$702,296
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$25
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$8,706
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$8,706
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$50,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$286,553
Participant contributions at end of year	2021-12-31	$19,238
Participant contributions at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$562,057
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$1,264,353
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$702,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$1,222,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$702,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$128,829
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$139,453
Employer contributions (assets) at end of year	2021-12-31	$22,723
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,459
Contract administrator fees	2021-12-31	$25
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PSV & CO, PSC
Accountancy firm EIN	2021-12-31	660565796

Form 5500 Responses for ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN

2023: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ACI-HERZOG 401K-NON-UNION EMPLOYEES PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ACI-HERZOG A JOINT VENTURE
Employer identification number (EIN):	473581810
NAIC Classification:	482110
NAIC Description:	Rail Transportation