401k Plan data: KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST plan

KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	001

KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KIOR LLC has sponsored the creation of one or more 401k plans.

Company Name: KIOR LLC

Employer identification number (EIN): 474743491

NAIC Classification: 334310
NAIC Description: Audio and Video Equipment Manufacturing

Additional information about KIOR LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 5799986

More information about KIOR LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 GREGORY ABLES 2019-04-24
001 2017-01-01 GREGORY ABLES 2018-09-11
001 2016-01-01 GREGORY ABLES
001 2015-01-01 GREGORY ABLES

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2018-01-01	GREGORY ABLES	2019-04-24
001	2017-01-01	GREGORY ABLES	2018-09-11
001	2016-01-01	GREGORY ABLES
001	2015-01-01	GREGORY ABLES

Plan Statistics for KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2016: KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 33
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 65
Total of all active and inactive participants 2016-01-01 98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 98
Number of participants with account balances 2016-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 65
Number of other retired or separated participants entitled to future benefits 2015-01-01 51
Total of all active and inactive participants 2015-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 116
Number of participants with account balances 2015-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2016: KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	33
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	65
Total of all active and inactive participants	2016-01-01	98
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	98
Number of participants with account balances	2016-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	65
Number of other retired or separated participants entitled to future benefits	2015-01-01	51
Total of all active and inactive participants	2015-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	116
Number of participants with account balances	2015-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2016 : KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,215,859
Total of all expenses incurred	2016-12-31	$947,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$941,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$746,474
Value of total assets at end of year	2016-12-31	$5,519,263
Value of total assets at beginning of year	2016-12-31	$5,250,669
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$6,094
Total interest from all sources	2016-12-31	$8,017
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$82,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$82,493
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$488,460
Participant contributions at end of year	2016-12-31	$187,166
Participant contributions at beginning of year	2016-12-31	$166,217
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$3,757
Other income not declared elsewhere	2016-12-31	$-4,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$268,594
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,519,263
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,250,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,709,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$4,406,973
Value of interest in pooled separate accounts at end of year	2016-12-31	$622,768
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$677,479
Interest on participant loans	2016-12-31	$8,017
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$376,516
Net investment gain/loss from pooled separate accounts	2016-12-31	$6,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$254,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$941,171
Contract administrator fees	2016-12-31	$6,094
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	LJ MOSBY, P.C.
Accountancy firm EIN	2016-12-31	841656069
2015 : KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$832,775
Total of all expenses incurred	2015-12-31	$1,770,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,758,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$866,720
Value of total assets at end of year	2015-12-31	$5,250,669
Value of total assets at beginning of year	2015-12-31	$6,188,100
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$12,093
Total interest from all sources	2015-12-31	$6,541
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$210,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$210,552
Administrative expenses professional fees incurred	2015-12-31	$5,250
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$562,291
Participant contributions at end of year	2015-12-31	$166,217
Participant contributions at beginning of year	2015-12-31	$148,884
Other income not declared elsewhere	2015-12-31	$6,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-937,431
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,250,669
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$6,188,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$6,843
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$4,406,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$5,220,932
Value of interest in pooled separate accounts at end of year	2015-12-31	$677,479
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$818,284
Interest on participant loans	2015-12-31	$6,541
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-264,144
Net investment gain/loss from pooled separate accounts	2015-12-31	$6,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$304,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,758,113
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LJ MOSBY, P.C.
Accountancy firm EIN	2015-12-31	841656069

Form 5500 Responses for KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST

2016: KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: KIOR LLC 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512231-000

Policy instance

Insurance contract or identification number	512231-000
Number of Individuals Covered	120
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	KIOR LLC
Employer identification number (EIN):	474743491
NAIC Classification:	334310
NAIC Description:	Audio and Video Equipment Manufacturing

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	5799986